Jaykay Wealth Advisors Inc

Item 5: Fees and Compensation

A. Fee Schedule

Portfolio Management Services Fees

JKWAI will not be compensated on the basis of a share of capital gains upon or capital
appreciation of the funds or any portion of the funds of Client.

JKWAI is compensated based on percentage of assets under management. Fees for accounts
offered through various platforms may differ.

Householding:
All accounts with a shared address will be considered a household provided the average
account size of the household is at least $1 Million. In calculating the fees, the assets of the
grouped accounts in a household will be combined to determine the total fee.

The following are the fees charged by Jaykay Wealth Advisors, Inc. for services provided:

        Total Assets Under Advisement           Annual Fee

                Up to $500,000                  1.50%

                $500,001 to $1,000,000          1.20%

                $1,000,001 to $3,000,000        1.00%

                $3,000,001 to $5,000,000        0.80%

        Total Assets Under Advisement          Annual Fee

                $5,000,001 to $7,000,000       0.70%

                $7,000,001 to $10,000,000      0.60%

                $10,000,001 to $15,000,000     0.55%

                $15,000,001 to $20,000,000     0.50%

                $20,000,001 to $25,000,000     0.45%

                $25,000,001 to $30,000,000     0.40%

                $30,000,001 and above          0.35 %

Fees charged for our asset management services are negotiable based on the type of client, the
complexity of the client's situation, the composition of the client's account i.e., equities versus
mutual funds, retirement or non-retirement assets, asset additions or asset distributions, the
potential for additional account deposits, the relationship of the client with the investment
adviser representative, and the total amount of assets under management for the client. The final
fee to be charged to the client account will be included in Exhibit I of the Investment Management
Agreement.

Clients can choose how to pay your investment advisory fees. The investment advisory fees can
be deducted from their account and paid directly to our firm by the qualified custodian(s) of their
account or clients will have the option to pay our firm or the qualified custodian upon receipt of
a billing notice sent directly to you.

If you choose to have the investment advisory fees deducted from your account, you must
authorize the qualified custodian(s) of your account to deduct fees from your account and pay
such fees directly to JKWAI.

Clients may terminate the agreement without penalty, for full refund of JKWAI’s fees, within five
business days of signing the Investment Management Agreement. Thereafter, clients may
terminate the Investment Management Agreement with thirty days’ written notice.

Clients are responsible for the payment of all third-party fees (i.e. custodian fees, brokerage fees,
mutual fund fees, separate manager fees, transactions fees, etc.). These fees are separate from and
distinct from the fees and expenses charged by JKWAI. Fees charged by JKWAI may be
withdrawn from accounts or billed separately by the third party (i.e. custodian) or JKWAI and
based on billing schedule of the third party (i.e. custodian).

Financial Planning Fees

Clients may terminate the agreement without penalty, for full refund of JKWAI’s fees, within five
business days of signing the Financial Planning Agreement. Thereafter, clients may terminate the
Financial Planning Agreement with upon written notice.

Fixed Fees

The rate for creating client financial plans is between $1,500 and $100,000. The fees are negotiable,
and the final fee schedule will be attached as Exhibit II of the Financial Planning Agreement.

Hourly Fees

The hourly rate for creating client financial plans is $250 per hour. The fees are negotiable, and
the final fee schedule will be attached as Exhibit II of the Financial Planning Agreement.

Fees for Third-Party Money Manager

SEI Asset Management Program

JKWAI offers third party asset management services through the SEI Program. Clients enter
into a Tri-Party Agreement between the client, JKWAI, and SEI. JKWAI and SEI act as co-
advisors in the Tri-Party Agreement. JKWAI has discretion to move the client assets between
SEI portfolio strategies.

Clients in the SEI Program will pay JKWAI a maximum Advisory Fee of 1.5% based on assets
under management. The fee charged by SEI will be disclosed in the Tri-Party agreement
between JKWAI, SEI and you. The custody of all funds and securities are maintained by SEI.
SEI Trust Company may charge a separate custodial fee for the custody services it provides to
your account. A complete description of SEI’s advisory services, fee schedules and account
minimums will be disclosed in their Firm Brochure which will be provided to you by SEI prior
to or at the time an agreement for services is executed and the account is established.

SEI earns fees in one of three ways for the services it provides.
    1. SEI mutual funds have internal expenses. SEI receives the internal expenses related to
       the SEI mutual fund offerings.
    2. SEI provides strategic asset management solutions. SEI charges for these asset
       management services.
    3. SEI provides a platform to support advisers and client services and custodian services.

Each quarter, SEI sends you an account statement that includes details of the fees charged to
your account.

SEI Program Management Fees (management fees) are payable quarterly, in arrears, net of
income, withholding or other taxes, based on assets under management at the end of the
quarter. Management Fees are automatically deducted from your account. Each quarter, SEI
sends you an account statement that includes a management fee notification which shows the
computed fee, any adjustments to the fee, an explanation of any adjustment and the net
...

Item 7: Types of Clients

JKWAI generally provides advisory services to the following types of clients:

             Individuals
             High-Net-Worth Individuals
             Charitable Organizations

Minimum Account Size

The minimum account size required to establish an account with JKWAI is $ 1,000,000. To reach
this minimum, clients can aggregate all household accounts. However, JKWAI may waive this
requirement under certain circumstances. The minimum fixed fee generally charged for
financial planning services on a fixed fee basis is $1,500. The minimum hourly fee generally
charged for financial planning and consulting services is $250.

The minimum account size for the MWP program varies depending on the model portfolio
selected, with the lowest minimum being $10,000. This minimum is separate from and lower
than JKWAI's standard firm-wide minimum of $1,000,000. Clients enrolling specifically in the
MWP program are subject to the minimums established by LPL for that program. Please consult
your IAR for the applicable minimum based on the model portfolio(s) selected.