JJP Capital Management Inc

ITEM 5 - FEES AND COMPENSATION
 JJP Capital Management, Inc.
 Brochure                                          4                           Revised Feb 18, 2026

 Fee Schedule and Billing Method
 Our Firm charges investment advisory fees based on assets under management at the end of each
calendar year. That figure is an aggregate of all related family accounts value at that time. The fee
schedule is as follows:
            • Less than $100,000 in total funds under management = 1%
            • Above $100,000 but less than$1.5 Million in total funds under management = .75%
            • Above $1.5 million but less than $5 million in total funds under management = .5%
            • Above $5 million in total funds under management = .25%

Fees are adjusted annually, payable quarterly after services are performed (in arrears) and are non-
negotiable.

Payment of fees can be debited (per client authorization) from the client’s account or can be direct
billed on a quarterly basis (April, July, October, and January).

From time to time, JJP Capital Management, Inc. may provide financial consulting services to clients
on an hourly basis at a rate not to exceed $500 per hour, billed in arrears.

 Other Fees and Expenses
 The fees described above do not include custodian or brokerage fees. Clients pay all brokerage
 transaction charges (typically 1.25%), stock transfer fees, and/or other similar charges incurred
 in connection with transactions in accounts, from the assets in the account. These charges are in
 addition to the fees client pays to JJP Capital Management, Inc.

 Termination

 JJP Capital Management, Inc. does not collect client fees in advance or require prepayment of fees
 and therefore, at termination of a client relationship, no fees are refunded. In addition, JJP Capital
 Management, Inc. does not charge a termination fee when accounts are terminated.

 CONTRACTS

 JJP Capital Management, Inc. does not require written (verbal only) contracts between itself and the
 clients. In addition, no verbal (or written) contracts will be assigned without proper written consent
 by the client (non-assignment rights).

 Other Compensation
 JJP Capital Management, Inc. or any of it employees, does not receive or accept compensation for
 the sale of securities or other investment products. It is our belief, that there would be a conflict
 of interest and would incentivize the employee to recommend products based on compensation
 received, rather than on a client’s needs or best interests. Clients have the option to purchase
 investment products that our Firm recommends from other brokers or agents not affiliated with
 JJP Capital Management, Inc.

ITEM 7 - TYPES OF CLIENTS
JJP Capital Management, Inc. offers investment advisory services to individuals, high net worth
individuals, trusts and estates, and individual participants of retirement plans. In addition, we
offer advisory services to pension and profit sharing plans, charitable organizations, and
businesses.