Platt Wealth Management LLC

Item 5 –Fees and Compensation
Investment management fees are paid quarterly in arrears pursuant to the terms of the
Investment Management Agreement. Investment management fees are based on the
market value of assets under management at the end of each calendar quarter. Fees
range from 0.90% to 0.30% based on the following schedule:

       Assets                                          Annual Rate

       Up to $2,000,000                                0.90%

       Next $1,500,000 (up to $3,500,000)              0.80%

       Next $1,500,000 (up to $5,000,000)              0.70%

       Next $5,000,000 (up to $10,000,000)             0.60%

       Next $5,000,000 (up to $15,000,000)             0.50%

       Over $15,000,000                                0.30%

PWM generally requires a minimum account size of $500,000 for investment
management services. However, PWM, in its sole discretion, may reduce its minimum
account size, charge a minimum quarterly fee, charge fees in arrears annually instead of
quarterly, and/or charge a lesser investment management fee for bundled and
unbundled services based upon certain criteria (i.e. anticipated future earning capacity,
or additional assets, dollar amount of assets to be managed, related accounts, or account
composition).
The annual fee for investment management services provided are based upon a
percentage (%) of the market value of the Assets under management in accordance with
the fee schedule in the Agreement signed by the client. PWM considers cash to be an
asset class and part of Assets under management and subject to the same fee calculation
as the client’s non-cash investments. However, fees for real estate private placements
are calculated as described below in the Real Estate Investment section.
Payment for management fees will be made by the qualified custodian holding the
client’s funds and securities provided the client provides written authorization permitting
the fees to be paid directly from the client’s account. PWM will not have access to client
funds for payment of fees without client consent in writing. Furthermore, the qualified
custodian agrees to deliver a quarterly account statement directly to the client showing
all disbursements from the account. The client is encouraged to review their account
statements for accuracy. PWM will receive a duplicate copy of the statement that was
delivered to the client. Alternatively, PWM may invoice clients directly for portfolio

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management fees. When clients are billed directly, payment is due upon receipt of
PWM’s invoice.
Real Estate Investments
PWM charges an ongoing management fee on investments in Platt Wealth Management
facilitated real estate partnerships for qualified investors.
Fees range from 0.90% to 0.30% based on the following schedule:

       Assets                                           Annual Rate

       Up to $2,000,000                                 0.90%

       Next $1,500,000 (up to $3,500,000)               0.80%

       Next $1,500,000 (up to $5,000,000)               0.70%

       Next $5,000,000 (up to $10,000,000)              0.60%

       Next $5,000,000 (up to $15,000,000)              0.50%

       Over $15,000,000                                 0.30%

Fees are valued by the real estate private placement firms semi-annually. Platt Wealth
Management receives these valuations in February and August each year. These values
are as of December 31 and June 30, respectively. Therefore, fees for these investments,
billed for the first quarter (March 31st) and second quarter (June 30th), will reflect the
value of the holdings received in February of that year. Fees billed for the third quarter
(September 30th) and the fourth quarter (December 31st) will reflect the value of the
holdings received in August of that year.
As real estate private placements are not valued quarterly, there is a potential conflict of
interest that the property value could have declined since the last valuation.
Financial Planning
Platt Wealth Management’s financial planning fee is determined based on the nature of
the services being provided and the complexity of each client’s circumstances.
Financial planning fees are calculated and charged on a fixed fee basis and typically
start at $3,000.
PWM will typically waive all or a portion of the financial planning fees based upon the
value pf the client’s assets under management. All fees are agreed upon prior to
entering into a contract with any client. A retainer may be requested upon completion
of the initial fact-finding session with the client; however, advance payment will never

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exceed $1,200 for work that will not be completed within six months. The balance is
due upon completion of the plan.
For special projects and/or consulting on issues outside the typical wealth planning and
investment management, fees are based on the expected service time and the
professionals rendering the service. Hourly fees are generally at a minimum rate of $350
per hour.
Client relationships exist where the fees are lower than the fee schedule above. Fees
may be less for larger client relationships and for non-profit and long-term clients. PWM
in its sole discretion, may waive its minimum fee and/or charge a lesser investment
advisory fee based upon certain criteria (e.g., non-profit clients, length of relationship,
type of assets, dollar amounts of assets to be managed, related accounts, account
composition).
General Information
Termination of the Advisory Relationship: An advisory client will have a period of five (5)
business days from the date of signing the investment advisory agreement to
unconditionally rescind the advisory agreement and receive a full refund of all fees.
...

Item 7 –Types of Clients and Account Requirements
PWM offers personalized investment supervisory services to a variety of client types.
Clients may include:

   •   Individuals

   •   High Net Worth individuals

   •   Corporations

   •   Pension and Profit Sharing plans.
Client relationships vary in scope and length of service.
Required Minimum Client Accounts
PWM requires a minimum of $500,000 to establish a new client advisory account;
however, the minimum may be waived at the sole discretion of the firm.

Platt Wealth Management, LLC                                                            13