Keeler Thomas Management LLC

Item 5 Fees and Compensation
Financial Planning and Consulting Services Fees
We charge a fee for financial planning services, which generally ranges between $250 - $150,000. The
first half of the estimated fee is due in advance of services rendered with the remaining balance
payable upon completion of the contracted services. The fee is negotiable depending upon the
complexity and scope of the plan, your financial situation, and your objectives. We do not require you
to pay fees six or more months in advance. Should the engagement last longer than six months
between acceptance of financial planning agreement and delivery of the financial plan, any prepaid
unearned fees will be promptly returned to you less a pro rata charge for bona fide financial planning
services rendered to date.

We also offer single subject financial planning and general consulting for an hourly rate of $100 to
$500. The hourly fee is negotiable depending on the scope and complexity of the services rendered
and on the associate providing the service. An estimated number of hours to complete the contracted
services will be stated at the beginning of the engagement. In limited circumstances, the cost/time
could potentially exceed the initial estimate. In such cases, we will notify you and request that you
approve the additional fee. You shall pay an initial retainer of 50% of the estimated fee upon executing
the agreement, with the balance due on completion of the services.

You may terminate the financial planning agreement upon written notice to our firm. If you have pre-
paid financial planning fees that we have not yet earned, you will receive a prorated refund of those
fees. If financial planning fees are payable in arrears, you will be responsible for a prorated fee based
on services performed prior to termination of the financial planning agreement.

Wealth Management Fees
Wealth Management fees are charged as an annual fixed fee ranging from $500 - $150,000 billed
monthly or quarterly in advance. You may terminate either of these agreements upon written notice.
You will incur a pro rata charge for services rendered prior to the termination of the agreement, which
means you will incur advisory fees only in proportion to the number of days in the quarter for which you
are a client. If you have pre-paid advisory fees that we have not yet earned, you will receive a prorated
refund of those fees. You will be invoiced directly for these fees.

Investment Management Services Fee
Our fee for Investment Management services is based on a percentage of assets in your account. Our
investment management fee may be charged in arrears or in advance based on the daily average
balance or balance at end of the billing period.

Under a tiered, bracketed fee schedule, investment management fees are calculated by applying
different rates to specific portions of your assets under management ("AUM") according to the
schedule below, rather than a single uniform percentage to the entire account. Each tiered rate applies
only to the portion of AUM within that tier. Fee tiers are based on your AUM, which is calculated using

the average daily balance. The average daily balance is determined by summing the account's closing
market value on each business day of the quarter and dividing that total by the number of business
days in the quarter.

       Standard Tiered Breakpoints
$0 - $500K                      1.65%
$500K - $1MM                    1.38%
$1MM - $2MM                     1.10%
$2MM - $5MM                     0.94%
$5MM +                        Negotiable

For illustrative purposes only: if you maintain $2,000,000 in AUM, the investment management fee
would be calculated as follows: the first $500,000 would be billed at 1.65%; the next $500,000 would
be billed at 1.38%; and the remaining $1,000,000 would be billed at 1.10%. The total investment
management fee is the sum of the fees calculated for each tier.

Grandfathered clients of our Company or of certain advisory representatives that join our Company
may be granted an exception and be subject to a different fee, billing method, and/or billing cycle.

If the investment management agreement is executed at any time other than the first day of a calendar
quarter our fees will apply on a pro rata basis, which means that the advisory fee is payable in
proportion to the number of days in the quarter for which you are a client. Our advisory fee is
negotiable, depending on individual client circumstances. We will deduct our fee directly from your
account through the qualified custodian holding your funds and securities. We will deduct our advisory
fee only when you have given our firm written authorization permitting the fees to be paid directly from
your account. Further, the qualified custodian will deliver an account statement to you at least annually.
These account statements will show all disbursements from your account. You should review all
statements for accuracy. We will also receive a duplicate copy of your account statements.

At our discretion, we may combine the account values of family members living in the same household
to determine the applicable investment management fee. For example, we may combine account
values for you and your minor children, joint accounts with your spouse, and other types of related
accounts. Combining account values may increase the asset total, which may result in your paying a
reduced investment fee.

We encourage you to reconcile our invoices with the statement(s) you receive from the qualified
custodian. If you find any inconsistent information between our invoice and the statement(s) you
receive from the qualified custodian call our main office number located on the cover page of this
brochure.

You may terminate the investment agreement upon 30 days written notice. You will incur a pro rata
charge for services rendered prior to the termination of the investment management agreement, which
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Item 7 Types of Clients
We offer investment advisory services to individuals (other than high net worth individuals), high net
worth individuals and pension and profit sharing plans (but not the plan participants).

In general, we do not require a minimum dollar amount to open and maintain an advisory account;
however, we have the right to terminate your Account if it falls below a minimum size which, in our sole
opinion, is too small to manage effectively.

We may also combine account values for you and your minor children, joint accounts with your
spouse, and other types of related accounts to meet the stated minimum.