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| Kestrel Investment Management Corp
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|---|---|
| CRD # | 106789 |
| SEC # | 801-43351 |
| CIK # | 0001372702, 0000917579, 0002055116 |
| AUM | 180.0 M (2026-03-24) |
| Employees | 7 (57% Investors, 0% Brokers) |
| Phone | 650-572-9450 |
| Address | 411 Borel Avenue San Mateo, CA 94402 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Phinia Inc | 11.2 | ||
| Photronics Inc | 8.1 | ||
| BOFI Holding Inc | 8.1 | ||
| NCR Atleos LLC | 6.8 | ||
| Greatbatch Inc | 6.6 | ||
| CNO Financial Group Inc | 6.3 | ||
| Era Group Inc | 6.1 | ||
| Haemonetics Corp | 5.5 | ||
| Devry Inc | 5.5 | ||
| Brighthouse Financial Inc | 5.4 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | Kestrel Investment Fund LP | [2012-03-20] | 49.1 M | 16.6 M |
| Filed 2026-02-04 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 6 | 59.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 16.6 |
| (g) Pension and profit sharing plans | 1 | 87.4 |
| (h) Charitable organizations | 1 | 16.4 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 9 | 180.0 |
| By Discretionary | ||
| Discretionary | 9 | 180.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 9 | 180.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 180.0 | |
| Total | 9 | 180.0 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| David Steirman | Executive Officer | 9 | 2 | |
| Abbott Keller | Executive Officer | 9 | 2 | |
| Kestrel Investment Management Corporation | Executive Officer | 9 | 2 | |
| Thomas Stickley | Executive Officer | 8 | 2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0000917579] | |
| D | [0001372702] | |
| 10-K | [0002055116] | |
| 10-Q | [0002055116] | |
| 3 | [0002055116] | |
| 4 | [0002055116] | |
| 8-K | [0002055116] | |
| SC 13D | [0002055116] | |
| SC 13G | [0002055116] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Talkot Capital LLC | Kestrel Group Ltd | [2026-02-12] |
| BlackRock Inc | Kestrel Group Ltd | [2025-07-17] |
| Kestrel Intermediate Ledbetter Holdings LLC | Kestrel Group Ltd | [2025-06-03] |
| Amtrust Financial Services Inc | Kestrel Group Ltd | [2025-05-30] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.6B |
| Serves | Institutional, Retail |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Kestrel Group Ltd KG
Common Shares
|
2026-03-18 | Grant | 97,192 | $0.00 | |
|
Kestrel Group Ltd KG
Common Shares
|
2026-03-18 | Grant | 48,596 | $0.00 | |
|
Kestrel Group Ltd KG
Common Shares
|
2026-03-18 | Grant | 97,192 | $0.00 | |
|
Kestrel Group Ltd KG
Common Shares
|
2026-03-18 | Tax withheld | 12,749 | $9.96 | 126,980 |
|
Kestrel Group Ltd KG
Common Shares
|
2026-03-18 | Tax withheld | 12,749 | $9.96 | 126,980 |
|
Kestrel Group Ltd KG
Common Shares
|
2026-03-18 | Grant | 97,192 | $0.00 | |
|
Kestrel Group Ltd KG
Common Shares
|
2026-03-18 | Grant | 48,596 | $0.00 | |
|
Kestrel Group Ltd KG
Common Shares
|
2026-03-18 | Disposed to issuer | 12,749 | $9.96 | 126,980 |
|
Kestrel Group Ltd KG
Common Shares
|
2026-03-18 | Grant | 48,596 | $0.00 | |
|
Kestrel Group Ltd KG
Common Shares
|
2026-03-14 | Tax withheld | 6,724 | $10.48 | 70,468 |
|
Kestrel Group Ltd KG
Common Shares
|
2025-05-27 | Grant | 905,882 | ||
|
Kestrel Group Ltd KG
Stock Options (right to buy) · derivative
|
2025-05-27 | Grant | 600 | $0.00 | |
|
Kestrel Group Ltd KG
Common Shares
|
2025-05-27 | Grant | 1,760 | ||
|
Kestrel Group Ltd KG
Common Shares
|
2025-05-27 | Grant | 12,240 | ||
|
Kestrel Group Ltd KG
Common Shares
|
2025-05-27 | Grant | 905,882 | ||
|
Kestrel Group Ltd KG
Common Shares
|
2025-05-27 | Grant | 11,420 | ||
|
Kestrel Group Ltd KG
Common Shares
|
2025-05-27 | Grant | 91,177 | ||
|
Kestrel Group Ltd KG
Common Shares
|
2025-05-27 | Grant | 17,086 | ||
|
Kestrel Group Ltd KG
Common Shares
|
2025-05-27 | Grant | 126,813 | ||
|
Kestrel Group Ltd KG
Common Shares
|
2025-05-27 | Grant | 5,500 |
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|---|---|---|
|
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|
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|
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|
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|
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|
Keen Capital Ltd
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|
SC | 179.7 M |
|
Leeds Capital Group LLC
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|
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|
Rare Wolf Capital LLC
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|
WA | 179.6 M |
|
Allaria Asset Management LLC
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|
FL | 179.6 M |