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| Stirlingshire RIA LLC
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| CRD # | 327779 |
| SEC # | 801-128665 |
| CIK # | |
| AUM | 179.8 M (2026-03-05) |
| Employees | 29 (86% Investors, 93% Brokers) |
| Fees | |
| Minimum | |
| Phone | 877-600-7026 |
| Address | 15 W 38th St New York, NY 10018 |
| Source | [IAPD] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| Fees and Compensation — Form ADV Part 2A (1/27/2026) [Brochure] |
|---|
Item 5: Fees and Compensation
A. Management Fees
Type Fee
Portfolio Management Fees Assets Under Management (AUM) -
Annual Rates:
Asset Tier Annual Fee Rate
First $250,000 2.00%
$250,001 - $500,000 1.75%
$500,001 - $1,000,000 1.50%
$1,000,001 - $3,000,000 1.25%
$3,000,001 - $5,000,000 1.00%
$5,000,001 - $10,000,000 0.75%
Over $10,000,000 0.50%
Key Details:
• Blended Calculation: Fees are
calculated across all tiers based on total
AUM
• Monthly Billing: Billed monthly in
arrears based on average daily balance
Actual fees are documented in the
Advisory Agreement between
Stirlingshire and Client
Stirlingshire’s portfolio management fees are negotiable up to 2.00% of assets under
management as such fee is agreed upon by the adviser and client in relation to the type
of account, assets, and number of accounts managed by Stirlingshire.
Stirlingshire uses an average of the daily balance in the client's account throughout the
billing period to determine the market value of the assets on which the advisory fee is
based.
Clients may terminate the investment advisory agreement without penalty for a full refund of
Stirlingshire's fees within five (5) business days of signing the agreement. Thereafter, clients
may terminate the investment advisory contract immediately upon written notice. Additional
fees in relation to trade or account activity assessed by the brokerage firm or custodian
holding the client's accounts are not included in the portfolio management fee or the AIM
model strategy fee (see below for more information).
B. AIM Model Marketplace Fees
Type Fee
AIM Model Strategy Fee, applicable to Between 20 and 100 basis points, dependent
assets invested in a model offered in the on the model selected, broken down as
AIM model marketplace follows:
AIM Access Fee for access to the model
marketplace: 20 Basis Points
Specific Model Strategy Fee: 0 – 80 Basis
Points
The specific model strategy fee is determined by the strategist that has developed the
particular model and made it available in the AIM model marketplace. The AIM model
strategy fee is the total of the AIM access fee and the specific model strategy fee and is
applicable to the assets invested in a particular model. AIM uses an average of the daily
balance in the client’s account throughout the billing period to determine market value
of the assets on which the model strategy fee is based.
C. Payment of Fees
Payment of Management Fees
Portfolio management fees are paid in arrears and withdrawn monthly directly from each
client's account as authorized by the client in their investment advisory contract.
AIM model strategy fees are paid in arrears and withdrawn quarterly directly from each
client’s account as authorized by the client in their investment advisory contract.
D. Client Responsibility for Third Party Fees
Clients are responsible for the payment of all third-party fees (i.e. custodian fees,
brokerage fees, platform fees, mutual fund fees, model strategy fees, transaction fees,
etc.). Those fees are separate and distinct from the fees and expenses charged by
Stirlingshire. Please see Item 12 of this brochure for further discussion regarding
brokerage and custodian fees.
E. Prepayment of Fees
Stirlingshire collects fees in arrears. It does not collect fees in advance.
F. Outside Compensation for the Sale of Securities to Clients
1. Registered Representatives of SBD
Certain individuals associated with Stirlingshire are registered representatives of an
affiliated Broker-Dealer, Stirlingshire BD LLC (SBD). In this role, they receive
compensation including commissions for the sale of investment products to Stirlingshire
clients. Individuals associated with Stirlingshire are not required to also be registered
representatives of SBD. Clients may identify if an individual is also associated with SBD at
FINRA BrokerCheck.
§ This is a Conflict of Interest
Supervised persons may accept compensation for the sale of investment products,
including asset-based sales charges or service fees from the sale of mutual funds to
... |
| Account Minimums and Types of Clients — Form ADV Part 2A (1/27/2026) [Brochure] |
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Item 7: Types of Clients
Stirlingshire provides advisory services to individuals, trusts, and entities. There is no
account minimum for our services. |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 190 | 45.0 |
| (b) Individuals (high net worth individuals) | 570 | 134.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,135 | 179.8 |
| By Discretionary | ||
| Discretionary | 1,135 | 179.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,135 | 179.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 179.8 | |
| Total | 1,135 | 179.8 |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Wacker & Associates Inc
✚
|
MN | 180.2 M |
|
Hall Capital LLC
✚
|
CA | 180.0 M |
|
Kestrel Investment Management Corp
✚
|
CA | 180.0 M |
|
C2C Wealth Management LLC
✚
|
AZ | 179.8 M |
|
Bey-Douglas LLC
✚
|
GA | 179.8 M |
|
Winter & Associates Inc
✚
|
MN | 179.7 M |
|
Keen Capital Ltd
✚
|
SC | 179.7 M |
|
Leeds Capital Group LLC
✚
|
CA | 179.7 M |
|
Rare Wolf Capital LLC
✚
|
WA | 179.6 M |
|
Allaria Asset Management LLC
✚
|
FL | 179.6 M |