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| KLS Diversified Asset Management LP
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|---|---|
| CRD # | 155837 |
| SEC # | 801-72408 |
| CIK # | 0001616051 |
| AUM | |
| Employees | 41 (51% Investors, 0% Brokers) |
| Phone | 212-905-0800 |
| Address | 217 East 70th St New York, NY 10021 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | KLS Structured Income Fund A LP | [2020-06-30] | 4.1 M | 42.5 M |
| Filed 2020-05-22 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | KLS Structured Income Fund B LP | [2020-06-30] | 10.0 M | 50.7 M |
| Filed 2020-05-22 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | KLS Special Situations Fund A LP | [2018-10-26] | 103.7 M | 5.9 M |
| Filed 2019-06-28 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | KLS Special Situations Fund B LP | [2018-10-26] | 17.0 M | 1.0 M |
| Filed 2019-06-28 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| SA | Dorset Rise DAC | 2015-03-27 | 1.4 M | |
| HF | KLS Credit Opportunities Fund LP | [2013-07-02] | 330.9 M | 72.7 M |
| Filed 2020-05-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1 · Remaining Indefinite · Duration More than one year · Commission $75,679 · Net Assets Decline to Disclose | ||||
| HF | KLS Macro Rates Master Fund LP | 2012-11-28 | 1.0 M | |
| HF | KLS Diversified Master Fund LP | [2012-03-26] | 2,213.3 M | 4,887.1 M |
| Filed 2020-09-14 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1 · Remaining Indefinite · Duration More than one year · Commission $13,305,152 · Net Assets Decline to Disclose | ||||
| HF | KLS Focus Performance Fund Ltd | 2012-03-26 | 327.2 M | |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 2 | 0.7 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 6 | 6.2 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 2 | 0.1 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2 | 1.8 |
| (n) Other | 0 | 0.0 |
| Total | 12 | 8.9 |
| By Discretionary | ||
| Discretionary | 12 | 8.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 12 | 8.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 6.1 | |
| United States Persons | 2.8 | |
| Total | 12 | 8.9 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Gary Linford | Executive Officer | 176 | 42 | |
| Robert Rosen | Executive Officer | 51 | 3 | |
| Stephen Casper | Executive Officer | 17 | 2 | |
| Daniel Napoli | Executive Officer | 8 | 2 | |
| Jeffrey Kronthal | Executive Officer | 8 | 2 | |
| John Steinhardt | Executive Officer | 7 | 2 | |
| Harry Lengsfield | Executive Officer | 7 | 2 | |
| Michael Zarrilli | Director | 1 | 1 | |
| Donald Layton | Director | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001616051] | |
| 3 | [0001616051] | |
| 4 | [0001616051] | |
| SC 13D | [0001616051] | |
| SC 13G | [0001616051] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| KLS Diversified Asset Management LP | Penn Virginia Corp | [2018-01-29] |
| KLS Diversified Asset Management LP | Penn Virginia Corp | [2017-02-22] |
| KLS Diversified Asset Management LP | Verso Corp | [2016-09-26] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $3.7B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| LEI | 549300GNP41K7WVJDT93 |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| KLS Diversified Asset Management LP | |
| Principal Real Asset Fund | |
| Ranger Oil Corp |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Ranger Oil Corp PVAC
Common Stock
|
2018-05-23 | Sell | 4,700 | $66.61 | 313,067 |
|
Ranger Oil Corp PVAC
Common Stock
|
2018-05-23 | Sell | 6,500 | $65.15 | 423,475 |
|
Ranger Oil Corp PVAC
Common Stock
|
2018-05-23 | Sell | 10,100 | $64.01 | 646,501 |
|
Ranger Oil Corp PVAC
Common Stock
|
2018-05-22 | Sell | 15,344 | $65.16 | 999,815 |
|
Ranger Oil Corp PVAC
Common Stock
|
2018-05-22 | Sell | 32,823 | $67.52 | 2,216,209 |
|
Ranger Oil Corp PVAC
Common Stock
|
2018-05-22 | Sell | 41,808 | $66.77 | 2,791,520 |
|
Ranger Oil Corp PVAC
Common Stock
|
2018-05-21 | Sell | 21,356 | $66.99 | 1,430,638 |
|
Ranger Oil Corp PVAC
Common Stock
|
2018-05-21 | Sell | 41,780 | $66.26 | 2,768,343 |
|
Ranger Oil Corp PVAC
Common Stock
|
2018-05-16 | Sell | 17,387 | $63.63 | 1,106,335 |
|
Ranger Oil Corp PVAC
Common Stock
|
2018-05-16 | Sell | 34,557 | $64.51 | 2,229,272 |
|
Ranger Oil Corp PVAC
Common Stock
|
2018-05-15 | Sell | 200,000 | $60.94 | 12,188,000 |
|
Ranger Oil Corp PVAC
Common Stock
|
2018-05-14 | Sell | 5,500 | $63.15 | 347,325 |
|
Ranger Oil Corp PVAC
Common Stock
|
2018-05-14 | Sell | 16,128 | $61.61 | 993,646 |
|
Ranger Oil Corp PVAC
Common Stock
|
2018-05-14 | Sell | 10,154 | $62.55 | 635,133 |