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Type	Result	AUM

Robert Rosen
Firm	Carlyle Investment Management LLC
Address	1001 Pennsylvania Avenue, NW Suite 220 South Washington, DC 20004-2505
Source

Associated Funds	Form D	Role	2011 - 2026	Raised	AUM
Carlyle Investment Management LLC
Abingworth Clinical Co-Development Fund 3	021-549752	Executive Officer			65.9 M
Carlyle Kernel Partners	021-540686	Executive Officer			89.0 M
Carlyle Twilight Partners	021-555409	Executive Officer			83.1 M
Carlyle Encore CoInvestment II LP	021-526606	Executive Officer			694.7 M
Carlyle Spruce CoInvestment SCSP	021-529892	Executive Officer			357.8 M
Carlyle Wheels CoInvestment LP	021-527845	Executive Officer			305.8 M
Carlyle Japan Partners V	021-495241	Executive Officer			422.3 M
Carlyle Wisdom Partners	021-468106	Executive Officer			220.4 M
Carlyle Atom Partners	021-391745	Executive Officer			329.4 M
Carlyle Dazzle Partners	021-340820	Executive Officer			0.8 M
Carlyle Japan Partners IV	021-344734	Executive Officer			2,248.2 M
Carlyle are Partners II LP	021-576803	Executive Officer
Carlyle Runway CoInvestment LP	021-576708	Executive Officer
Carlyle Bond CoInvestment SCSP	021-574610	Executive Officer
Carlyle are Partners LP	021-572110	Executive Officer
Abingworth Clinical Co-Development 3 Feeder LP	021-549753	Executive Officer
ACCD 3 CoInvestment LP	021-549751	Executive Officer
Carlyle Crispy Partners LP	021-516074	Executive Officer
Abingworth BioVentures 9 LP	021-500399	Executive Officer		320.3 M
Carlyle Japan International Partners V LP	021-495242	Executive Officer
CJIP V Co-Investment LP	021-495250	Executive Officer		178.1 M
CJP V Co-Investment LP	021-495249	Executive Officer
Carlyle Wisdom Partners III LP	021-476252	Executive Officer
Carlyle Atom Partners II LP	021-391740	Executive Officer
Carlyle Japan International Partners IV LP	021-344733	Executive Officer
CJIP IV Co-Investment LP	021-344735	Executive Officer		52.6 M
CJP IV Co-Investment LP	021-344737	Executive Officer
Qurium Partners LP	021-257333	Executive Officer		15.1 M
Nantkwest Inc	021-245114	Director		17.0 M of 17.0 M
Nantkwest Inc	021-242356	Director		78.0 M of 78.0 M
Conkwest Inc	021-231393	Director		47.5 M of 47.5 M
Conkwest Inc	021-230934	Director		10.0 M of 10.0 M
X2 Biosystems Inc	021-215845	Director		4.2 M of 9.0 M
X2 Biosystems Inc	021-208326	Director		of 5.0 M
X2 Biosystems Inc	021-199550	Director		0.7 M of 0.8 M
Ares Commercial Real Estate Corp	021-189305	Director		8.5 M of 8.5 M
Aseko Inc	021-187169	Director		1.5 M of 1.5 M
Aseko Inc	021-187173	Director		2.5 M of 2.5 M
Sapient Corp	021-187084	Director		2.4 M of 2.4 M
KLS Macro Rates Fund LP	021-185831	Executive Officer		233.8 M
X2 Biosystems Inc	021-182873	Director		3.3 M of 12.5 M
AP Pharma Inc /DE/	021-182503	Director		53.5 M of 53.5 M
Lincoln Peak Partners Inc	021-181198	Executive Officer		0.1 M of 0.2 M
Ares Commercial Real Estate Corp	021-174875	Director		23.8 M of 23.8 M
Lincoln Peak Partners Inc	021-132981	Executive Officer		0.1 M of 0.5 M
KLS Diversified Asset Management LP
KLS Structured Income Fund A LP	021-367550	Executive Officer		4.1 M	42.5 M
KLS Structured Income Fund B LP	021-367558	Executive Officer		10.0 M	50.7 M
KLS Special Situations Fund A LP	021-317540	Executive Officer		103.7 M	5.9 M
KLS Special Situations Fund B LP	021-317548	Executive Officer		17.0 M	1.0 M
KLS Credit Opportunities Fund LP	021-196358	Executive Officer		330.9 M	72.7 M
KLS Diversified Master Fund LP	021-151240	Executive Officer		2,213.3 M	4,887.1 M

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