Omicron Advisors LLC

ITEM 5: FEES AND COMPENSATION
FEE SCHEDULE
INVESTMENT SUPERVISORY SERVICES FEES
     Each client pays Omicron a fee for its investment supervisory services (Advisory Fee), which is payable
     quarterly in advance. The Advisory Fee will either be (i) a percentage of the market value of all Assets
     in the Account on the last trading day of the applicable calendar quarter or (ii) a fixed fee.

     Omicron’s tiered Advisory Fee schedule is as follows:

         Assets under Management                          Base Fee
         $0 - $500,000                                      1.30%
         $500,001 - $750,000                                1.20%
         $750,001 - $1,000,000                              1.10%
         $1,000,001 - $2 million                            1.00%
         $2,000,001 - $4 million                            0.90%
         $4,000,001 - $6 million                            0.75%
         $6,000,001 - $10 million                           0.60%
         $10,000,001 +                                      0.40%

             OR

     Fixed Fee: These fees are negotiable depending upon the needs of the client and complexity of the
     situation. Clients may pay a negotiated fixed fee which would not exceed 2.00% of assets or $100,000
     per annum.

     The standard fee structures, above, may be negotiated. In addition, Omicron, in its sole discretion,
     may charge a lower or discounted Advisory Fee based upon certain criteria (e.g., historical
     relationship, type of assets, anticipated future earning capacity, anticipated future additional assets,
     dollar amounts of assets to be managed, related accounts, account composition, negotiations with
     clients, etc.).

F INANCIAL P LANNING F EES
  FIXED FEES

     These fees on average range from $2,500-$10,000 annually, depending on the complexity of the
     situation and the needs of the client. These costs will be agreed to in advance but will generally not
     exceed $30,000.
  HOURLY FEES

     Depending upon the complexity of the situation and the needs of the client, the hourly fee for these
     services will not exceed $350.

                                                                                  Form ADV 2A Version: 03/25/2026

PENSION CONSULTING FEES
     These fees are negotiable depending upon the needs of the client and complexity of the situation. A
     fee equal to no more than 2% of assets can be charged or clients may pay a negotiated fixed fee which
     would not exceed 2% of assets.

GENERAL
     All fees are agreed upon prior to entering into the Client Agreement with a client.

PAYMENT OF FEES
PAYMENT OF INVESTMENT SUPERVISORY FEES
     Clients may select the method in which they are billed. Advisory fees may either be (a) withdrawn
     directly from the client’s accounts with client written authorization or (b) invoiced and billed directly
     to the client. Clients make their payment election on the Client Agreement.

     Fees are paid quarterly in advance. Advisory fees are prorated for any new accounts opened during a
     calendar quarter.

PAYMENT OF FINANCIAL PLANNING FEES
     The client will either be (a) separately billed for the fees incurred or (b) directly debited from client
     accounts with client written authorization. Clients make their payment election on the Client
     Agreement.
     Fees are generally paid in arrears. In which case, any balance is due upon Omicron’s completion of
     the plan.

     If payment is made in advance, it will never be payable more than six months in advance. Payment of
     Pension Consulting Fees

     Fees are paid quarterly in arrears and either (a) the client will be separately billed for the fees incurred
     or (b) the fee will be directly debited from client accounts with written client authorization. Clients
     make their payment election on the Client Agreement.

CLIENTS ARE RESPONSIBLE FOR THIRD PARTY FEES
     Clients are responsible for the payment of all third-party fees (i.e. custodian fees, brokerage fees, mutual
     fund fees, transaction fees, interest on margin borrowing, etc.). Those fees are separate and distinct
     from the fees and expenses charged by Omicron.

     To the extent your assets are invested in mutual funds, ETFs or other pooled investment vehicles, in
     addition to the Omicron advisory fee, you will incur the internal management and operating fees and
     expenses, which may include 12b-1 fees, mutual fund management fees, and other fees and expenses
     that may be assessed by the investment vehicle’s sponsor, custodian, adviser, or other service providers.
     Such fees are not included in Omicron’s advisory fee. Further information regarding charges and fees
                                                                                   Form ADV 2A Version: 03/25/2026

        assessed may be found in the appropriate prospectus, and/or annual report and/or custodial
        agreement. You may be able to pay lower fees and expenses by investing directly in those investment
        vehicles. Please see the Brokerage Practices section of this document for more information about
        transaction fees and expenses.

PREPAYMENT/REFUND OF FEES
        As noted above, depending on the type of advisory program, Omicron may collect fees in advance
        and/or in arrears.

        Fees that are collected in advance will be refunded based on the prorated amount of work completed
        at the point of termination and the total days during the billing period. Refunded fees will be sent to
        the client (which may be accomplished via a deposit into the client’s account) within fourteen days.
        The fee refunded will be the balance of the fees collected in advance minus the daily rate* times the
        number of days in the quarter up to and including the day of termination. (*The daily rate is calculated
...

ITEM 7: TYPES OF CLIENTS
Omicron generally provides investment advice and/or management supervisory services to the following types
of clients:

            •   Individuals
            •   High-Net-Worth Individuals
            •   Partnership and Trust Accounts
            •   Pension and Profit-Sharing Plans
            •   Non-profit Accounts

Omicron does not impose account minimums.