Legacy Bridge LLC

Item 5 – Fees and Compensation

Advisory Fees
An initial meeting is scheduled with a prospective client at no cost or obligation. The purpose of the
meeting is to inform the prospective client of the types of services Legacy Bridge Private Family Offices
provides and to generally discuss what the client desires from an advisory relationship.

Legacy Bridge Private Family Offices will then enter into an investment management agreement with a
client, which will set forth the fee arrangement applicable to the client account(s). Either party may cancel
the advisory agreement without penalty upon thirty days’ written notice.
Set-up Fees
$1,000 - $1,500 per account, depending on the scope of services and complexity of the client’s account(s).
At its discretion, Legacy Bridge Private Family Offices may reduce or waive set-up fees for particular
client accounts.

Ongoing Fees
Legacy Bridge Private Family Offices’ compensation for its services shall be calculated and paid in
accordance with the fee schedule agreed upon with the client, which may be amended from time to time
by mutual agreement between the client and Legacy Bridge Private Family Offices. The fee schedule will
be documented in Exhibit A attached to the agreement. Legacy Bridge Private Family Offices’ fee is
calculated and paid monthly in advance based on the value of Client’s Account, including cash and cash
equivalent balances, calculated from the prior month end market value.

 Form ADV Brochure Supplement

The market value of any security or other investment in the account is determined by the custodian. Any
security or investment in the account that is not priced by the custodian or for which there is no readily
available price quotation shall be valued in a manner determined in good faith by Legacy Bridge Private
Family Offices to reflect fair market value. Any such valuations shall not be deemed a guarantee of any
kind with respect to the value of those assets. The Advisor will debit its fee with respect to these
relationships directly from an account designed by the Client held at the custodian.

If there are significant managed assets deposited or withdrawn from the account after the beginning of a
billing period, the fee payable with respect to such assets may be adjusted in the next billing period to
reflect the fee difference for those assets.

For investment management services, the fee is negotiated depending on the size and type of relationship,
the complexity of investments, and the services provided. The fees generally represent a maximum of 1%
of the assets under management. We generally require that clients pay a minimum fee of $100,000
annually but will consider accounts that pay less in fees at our discretion. Certain client accounts opened
before April 1, 2025, may be calculated according to an earlier version of the fee schedule.

Pursuant to the request of one family, a year end true up fee will be calculated based on the amount of
work and complexity of the tasks completed throughout the year. The amount will be calculated and
negotiated with the family. The amount will be deducted from the family accounts at the beginning of the
next year.
Payment of Advisory Fees

Legacy Bridge Private Family Offices charges clients monthly in advance. Clients authorize us to deduct
fees directly from the client’s account as they become due. We have discretionary authority to sell (at the
then-current price) a sufficient amount of account securities in order to pay these fees. Should the
agreement be cancelled during the billing period, Legacy Bridge Private Family Offices will refund any
unearned fees on a pro-rata basis. However, a termination fee may be charged depending on the
complexity of closing the accounts.

Other Fees and Expenses

Clients will incur other fees and expenses, including, among others, brokerage and asset management
costs, associated with their investment portfolios. Please see Item 12 for a discussion of our brokerage
practices. These charges may be more fully discussed in the custodian or asset manager documents
detailing the specific client account or investment.
In situations where Legacy bridge collects settlements for a client account for a class action lawsuit, our
third party vendor will retain 20% of what is collected.

Additional Compensation

Neither Legacy Bridge Private Family Offices nor any of its supervised persons receives additional
compensation for the sale of securities or other investment products.

Item 7 – Types of Clients
Legacy Bridge Private Family Offices is focused on building generational wealth. Although Legacy
Bridge Private Family Offices’ clients are predominantly high-net-worth individuals, their family
members and family entities, we may also provide investment advisory services for trusts, estates,
foundations and small corporate entities.
As previously noted, we generally require clients pay a maximum of 1% of the assets under management
but will consider clients that pay less in fees at our discretion.