Legacy Chief Financial Office LLC

Item 5: Fees and Compensation
Please note, unless a client has received the firm’s disclosure brochure at least 48 hours prior to signing the
investment advisory contract, the investment advisory contract may be terminated by the client within five (5)
business days of signing the contract without incurring any advisory fees. How we are paid depends on the type of
advisory service we are performing. Please review the fee and compensation information below.
Combined Comprehensive Financial Planning and Investment Advisory Services
Advisory fees payable to the Firm range from 0.50% - 1.00%, annually, based on the net asset value of the
securities under management in the account. The Firm retains the right to negotiate fees on a client-by-client
basis. The Firm will take into account client facts, circumstances and needs. These factors include but are not
limited to: the complexity of the client, assets to be placed under management, anticipated future additional assets,
related accounts, portfolio style, account composition, client service and reporting, among other factors. The
specific annual fee schedule will be identified in the contract between the Firm and the client. All advisory fees
are negotiable.

              Assets Under Management                                Quarterly         Annualized
              First $0 to $1 Million                                  0.24%              0.95%
              Next $1 Million to $5 Million                           0.19%              0.75%
              Over $5 Million                                         0.13%              0.50%

The annual fees are prorated and paid in arrears on a quarterly basis. The tiered advisory fee calculated by
assessing the percentage rates using the predefined levels of assets and applying the fee to the account value as of
the last day of the previous quarter. No increase in the annual fee shall be effective without agreement from the
client by signing a new agreement or amendment to their current advisory agreement.
Advisory fees are directly debited from client accounts, or the client may choose to pay by check. Accounts
terminated during a calendar quarter will be charged a prorated fee based on the amount of time remaining in the
billing period. An account may be terminated with written notice at least 30 calendar days in advance. Since fees
are paid in arrears, no rebate will be needed upon termination of the account. Any earned but unpaid fees will be
due upon termination.
Project-Based Financial Planning
Project-Based Financial Planning is available at an hourly rate of $350 per hour for clients who do not require
ongoing Comprehensive Financial Planning. The fee may be negotiable in certain cases and is due at the
completion of the engagement. In the event of early termination by the client, any fees for the hours already
worked will be due. Fees for this service may be paid by electronic funds transfer or check.
Other Types of Fees and Expenses
Our fees are exclusive of brokerage commissions, transaction fees, and other related costs and expenses which
may be incurred by the client. Clients may incur certain charges imposed by custodians, brokers, and other third
parties such as custodial fees, deferred sales charges, odd-lot differentials, transfer taxes, wire transfer and
electronic fund fees, and other fees and taxes on brokerage accounts and securities transactions. Mutual fund and
exchange traded funds also charge internal management fees, which are disclosed in a fund's prospectus. Such
charges, fees, and commissions are exclusive of and in addition to our fee, and we shall not receive any portion of
these commissions, fees, and costs.
Item 12 further describes the factors that we consider in selecting or recommending broker dealers for client’s
transactions and determining the reasonableness of their compensation (e.g., commissions).
We do not accept compensation for the sale of securities or other investment products including asset-based sales
charges or service fees from the sale of mutual funds.

Item 7: Types of Clients
We provide financial planning and portfolio management services to individuals, high net-worth individuals, and
corporations or other businesses.