Plum Pointe Wealth Management LLC

Item 5: Fees and Compensation
Please note, unless a client has received the firm’s disclosure brochure at least 48 hours prior to signing
the investment advisory contract, the investment advisory contract may be terminated by the client
within five (5) business days of signing the contract without incurring any advisory fees and without
penalty. How we are paid depends on the type of advisory service we are performing. Please review the
fee and compensation information below.

Wealth Management Advisory Services
Our standard advisory fee is based on the market value of the assets under management and is
calculated as follows:
                    Account Value                              Annual Advisory Fee*
                     First $500,000                                     1.50%
                    Next $500,000                                        1.25
                   Next $1,000,000                                      1.00%
                   Next $3,000,000                                      0.85%
                   Next $5,000,000                                      0.50%
               $10,000,001 and Above                                    0.35%
                          *The annual advisory fee includes financial planning.

The annual fees are negotiable and are pro-rated and paid in arrears monthly. The advisory fee is a tiered
fee and is calculated by assessing the percentage rates using the predefined levels of assets as shown in
the above chart, resulting in a combined weighted fee. For example, an account valued at $2,500,000
would pay an effective fee of 1.01% with the annual fee of $25,250.00. The monthly fee is determined
by the following calculation: ($1,000,000 x 1.25%) + ($1,000,000 x 1.00%) + ($500,000 x 0.85)) ÷ 12 =
$2,104.17. No increase in the annual fee shall be effective without agreement from the client by signing
a new agreement or amendment to their current advisory agreement.

Advisory fees are directly debited from client accounts. Accounts initiated or terminated during a
calendar quarter will be charged a pro-rated fee based on the amount of time remaining in the billing
period. An account may be terminated with written notice at least 15 calendar days in advance. Since
fees are paid in arrears, no rebate will be needed upon termination of the account.

Investment Management Services
Our standard advisory fee is based on the market value of the assets under management and is
calculated as follows:
                    Account Value                               Annual Advisory Fee
                    First $3,000,000                                    0.50%
                   Next $2,000,000                                      0.25%
                   Next $10,000,000                                     0.20%
                $15,000,001 and Above                                   0.15%

The annual fees are negotiable and are pro-rated and paid in arrears on a monthly basis. The advisory
fee is a tiered fee and is calculated by assessing the percentage rates using the predefined levels of assets
as shown in the above chart, resulting in a combined weighted fee. For example, an account valued at
$5,000,000 would pay an effective fee of 0.37% with the annual fee of $18,500.00. The monthly fee is
determined by the following calculation: (($3,000,000 x 0.50%) + ($2,000,000 x 0.25%) + ÷ 12 =
$1,541.67. No increase in the annual fee shall be effective without agreement from the client by signing
a new agreement or amendment to their current advisory agreement.
Advisory fees are directly debited from client accounts. Accounts initiated or terminated during a
calendar quarter will be charged a pro-rated fee based on the amount of time remaining in the billing
period. An account may be terminated with written notice at least 15 calendar days in advance. Since
fees are paid in arrears, no rebate will be needed upon termination of the account.

Financial Planning Service
Our financial planning services are included in our Wealth Management Advisory Service. Clients
desiring financial planning services are welcome to shift to Wealth Management Advisory Service.

Other Types of Fees and Expenses
Our fees are exclusive of brokerage commissions, transaction fees, and other related costs and expenses
that may be incurred by the client. Clients may incur certain charges imposed by custodians, brokers,
and other third parties such as custodial fees, deferred sales charges, odd-lot differentials, transfer taxes,
wire transfer and electronic fund fees, and other fees and taxes on brokerage accounts and securities
transactions. Mutual fund and exchange traded funds also charge internal management fees, which are
disclosed in a fund’s prospectus. Such charges, fees and commissions are exclusive of and in addition to
our fee, and we shall not receive any portion of these commissions, fees, and costs.

Item 12 further describes the factors that we consider in selecting or recommending broker-dealers for
client’s transactions and determining the reasonableness of their compensation (e.g., commissions).
We do not accept compensation for the sale of securities or other investment products including asset-
based sales charges or service fees from the sale of mutual funds.

Item 7: Types of Clients
We provide financial planning and portfolio management services to individuals, high net-worth
individuals, pension and profiting sharing plans and charitable organizations.
Our minimum account size requirement is $50,000.00 for clients requesting Investment Advisory only.
Our minimum account size requirement for our Wealth Management Advisory service is $500,000.00.
Our minimum account requirements can be waived at the sole discretion of Plum Pointe.