|
⚲
|
| Lincoln Financial Investments Corporation
✚
|
|
|---|---|
| CRD # | 108881 |
| SEC # | 801-23411 |
| CIK # | 0001464867, 0001925283 |
| AUM | $102.1 B (2026-03-31) |
| Employees | 86 (21% Investors, 16% Brokers) |
| Phone | 484-583-1404 |
| Address | 150 N Radnor Chester Rd Radnor, PA 19087 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($T) | |
|---|---|---|---|
| Nvidia Corp | 0.2 | ||
| Apple Inc | 0.1 | ||
| Microsoft Corp | 0.1 | ||
| Amazon Com Inc | 0.1 | ||
| Alphabet Inc | 0.1 | ||
| Broadcom Inc | 0.1 | ||
| Facebook Inc | 0.1 | ||
| Alphabet Inc | 0.1 | ||
| Tesla Motors Inc | 0.0 | ||
| Johnson & Johnson | 0.0 | ||
| View All | |||
| Holdings by Sector ($T) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| Other | SAB1 | [2012-03-29] | 41.2 | 42.3 |
| Filed 2019-12-12 (D) · Exemption 3(c), 3(c)(1), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Commission $999,459 · Revenue Decline to Disclose | ||||
| Other | SAB2 | [2012-03-29] | 108.2 | 49.1 |
| Filed 2023-12-19 (D) · Exemption 3(c), 3(c)(1), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Commission $1,188,362 · Revenue Decline to Disclose | ||||
| Other | SAB3 | [2012-03-29] | 114.8 | 209.8 |
| Filed 2018-12-11 (D) · Exemption 3(c), 3(c)(1), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Commission $2,013,774 · Revenue Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 114 | 101.5 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 0.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 12 | 0.3 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 129 | 102.1 |
| By Discretionary | ||
| Discretionary | 129 | 102.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 129 | 102.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 102.1 | |
| Total | 129 | 102.1 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Keith Ryan | Executive Officer | 59 | 2 | |
| Randall Freitag | Executive Officer | 59 | 2 | |
| Dennis Glass | Executive Officer | 55 | 2 | |
| Ellen Cooper | Executive Officer | 46 | 2 | |
| Wilford Fuller | Executive Officer | 27 | 2 | |
| Craig Beizer | Executive Officer | 25 | 2 | |
| Eric Wilmer | Director | 15 | 2 | |
| Jayson Bronchetti | Executive Officer | 15 | 2 | |
| Christopher Neczypor | Executive Officer | 14 | 2 | |
| Leon Roday | Executive Officer | 10 | 2 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-NT | [0001464867] | |
| 3 | [0001464867] | |
| 4 | [0001464867] | |
| SC 13G | [0001464867] | |
| 3 | [0001925283] | |
| 4 | [0001925283] | |
| 8-K | [0001925283] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Lincoln Financial Investments Corp | Lincoln Bain Capital Total Credit Fund | [2025-11-07] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
BAM Credit and Insurance Solutions Advisor LLC
✚
|
NY | 107.3 |
|
Public Trust Advisors LLC
✚
|
CO | 104.2 |
|
Blackstone Credit BDC Advisors LLC
✚
|
NY | 100.6 |
|
AST Investment Services Inc
✚
|
CT | 91.5 |
|
Symetra Investment Management Company
✚
|
CT | 88.8 |
|
WisdomTree Asset Management Inc
✚
|
NY | 88.4 |
|
Proshare Advisors LLC
✚
|
MD | 85.3 |
|
Nationwide Fund Advisors
✚
|
OH | 83.1 |
|
Global X Management Company LLC
✚
|
NY | 83.0 |
|
Nippon Life Global Investors Americas Inc
✚
|
NY | 83.0 |