M E Allison & Co Inc

Item 5 - Fees and Compensation

Third Party Investment Advisors Referrals
M.E. Allison & Co., Inc. has agreements with third-party investment advisers to share fees that are paid by
our mutual clients who are referred to such investment advisers by M.E. Allison. The fee sharing program
does not increase the cost above the standard fee schedules of the managing investment adviser. Fees are
determined by the third-party investment adviser. A copy of the investment adviser’s fee schedule and the
fee sharing agreement will be provided to all clients by the third-party investment adviser.

Financial Planning Fees
M.E. Allison & Co., Inc. will work with clients to personalize all financial plans. Advisors may assess
Financial Planning fees based on hourly rate, one overall fee, or a combination of the two. Fees are payable
in advance. Fees will be pro-rated initially and in the event of termination of services a pro-rata refund will
be allowed. This fee schedule is used as a guideline only. All fees are subject to negotiation at the sole
discretion of the Advisor. A full financial plan will generally cost $5,000 and fee can vary based on how
extensive the plan will be. Plans will be delivered within 6 months of any fee collected.

Asset Management/National Financial Services FMAX
Asset Management Fees for accounts managed through NFS. Fees are charged monthly in arrears and
are based on a percentage of assets under management. Fees vary based on the NFS program in which a
client participates. Fees for accounts managed through NFS are negotiable.

The minimum account size is $50,000. The minimum may be waived by an advisor.

Fees on the FMAX platform are based on the daily account balance.

Separately Managed Accounts:

        Equity & Blends

                Account Size                                                 Maximum Yearly Fee
                $ 100,000 to $499,000                                                 1.50%
                $500,000 to $999,999                                                  1.25%
                $1,000,000 to $1,999,999                                              1.00%
                $2,000,000 or more                                                    0.85%

        Fixed Income & Mutual Funds

               Account Size                                                  Maximum Yearly Fee
               $ 100,000 to $499,000                                                    1.30%
               $500,000 to $999,999                                                     1.05%
               $1,000,000 to $1,999,999                                                 0.80%
               $2,000,000 or more                                                       0.65%

Multi- Manager Accounts

               Account Size                                                   Maximum Yearly Fee
               $150,000 to $499,000                                                      1.50%
               $500,000 to $999,999                                                      1.40%
               $1,000,000 to $4,999,999                                                  1.25%
               $5,000,000 or more                                                        1.00%

UMAs, Fund Strategy Portfolios/ETF Accounts

               Account Size                                                   Maximum Yearly Fee
               $50,000 to $499,000                                                       1.50%
               $500,000 to $999,999                                                      1.25%
               $1,000,000 to $4,999,999                                                  1.00%
               $5,000,000 or more                                                        0.85%

Representative as Portfolio Manager Accounts

               Account Size                                                   Maximum Yearly Fee
               $100,000 to $499,000                                                      1.50%
               $500,000 to $999,999                                                      1.25%
               $1,000,000 to $4,999,999                                                  1.00%
               $5,000,000 or more                                                        0.85%

401(k) Consulting Services
M.E. Allison & Co., Inc. provides advisory services to retirement plans and charges a fee for these services.
The fee may be a percentage of assets, or a fixed dollar amount, depending on the client’s situation and the
type of services being performed. The fee will not exceed 1.5% of the total plan assets. We do not custody
assets. Fees will be billed either through the platform that custodies the assets or the plan will be invoiced
by M.E. Allison & Co., Inc. Different platforms will have different payment schedules. This information
will be clearly delineated and explained in the Investment Advisory Agreement that both Client and Advisor
will sign. The minimum fee is typically $5,000 per year. Often the percentage of assets fee will be 0.50%
but can vary depending on size of plan.
The platform on which the retirement plan is held will calculate the fee based on the platform’s system.
Most of the platform will base fee through a daily accrual system, but it depends on the platform. They
will have the annual fee on record and assess it based upon their schedule. For example, Voya will calculate
the fee each day to get the full month or quarter end fee amount. Platforms may deduct the fee on a
monthly or a quarterly cycle depending on the platform’s system. Please note M.E. Allison & Co. Inc. may
not be able to change this frequency as the platform controls it.

If the plan is billed directly by M.E. Allison & Co., Inc, the firm will invoice on either a monthly or quarterly
basis for an amount that is determined by the prior month or quarter end plan balance. Please note the
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Item 7 - Types of Clients

We offer our investment advisory service to all clients’ accounts that we also serve as a Broker/Dealer.
Minimum account sizes generally depend on the structure of the Investment Advisory Account.
Independent Investment Adviser outside of the firm may have different minimums than our Firm.
Typically, Firm managed Investment Advisory Accounts are a minimum of $100,000. This information is
included in Item 4. However, Fidelity may have higher minimums depending on the structure of the
FMAX account.

Our clients include:

    Individuals, including High                           Bank Trust Departments
Net Worth Individuals                                      Corporations and Partnerships
    Trust and Estates                                     401(k) plans and plan sponsors
    Charitable Organizations