Marin Wealth Advisors LLC

Item 5 – Fees and Compensation
    Description
    Marin Wealth Advisors LLC bases investment management fees on a percentage of assets under
    management. Fees are negotiable. Marin Wealth Advisors LLC reserves the right to stop work on any
    account that is more than 30 days overdue. Lower fees for comparable services may be available
    from other sources.

    Advisory Fees for Assets Under Management
    The annual advisory fee is based on the market value of assets under management and is calculated
    using the following straight tier fee schedule. Under a straight tier fee schedule, a single fee rate is
    applied to the client's entire assets under management based on the applicable asset level. The fee
    is not calculated using a blended or graduated schedule.
        $0.00 - $500,000                = 1.25% per annum
        $500,001-$1,000,000             = 1.00% per annum
        $1,000,001-$2,000,000           = 0.90% per annum
        $2,000,001-$4,000,000           = 0.85% per annum
        $4,000,001 - $5,000,000         = 0.80% per annum
        Over $5,000,000                 = Negotiable

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                              Marin Wealth Advisors LLC Registered Investment Advisor

    Example of Straight Tier Fee Calculation

    If a client has $750,000 in assets under management, the applicable annual advisory fee is 1.00%.
    Because our fee schedule is a straight tier schedule, the 1.00% rate is applied to the client's entire
    account value.

    $750,000 × 1.00% = $7,500 annual advisory fee
    Monthly fee: $7,500 ÷ 12 = $625.00 per month (charged monthly in arrears)

    Similarly, if a client has $1,500,000 in assets under management, the applicable annual advisory fee
    is 0.90%, resulting in an annual advisory fee of $13,500 ($1,500,000 × 0.90%), which is billed
    monthly in arrears.

    Annual Fee is paid monthly and in arrears and withdrawn directly from the clients account with written
    authorization or billed directly to the client, payable within ten days of client’s receipt of such bill.

    Financial Planning Services

    Marin Wealth Advisors LLC charges a fixed fee ranging from $7,000 to $20,000 for comprehensive or
    modular financial planning services. The specific fee and scope of services are agreed upon with the
    client in writing before the engagement begins. Fees may be negotiable at the discretion of Marin
    Wealth Advisors LLC. Higher fees may be charged depending on the complexity of the client's
    circumstances.

    A financial planning engagement priced at or near $7,000 generally involves an individual or
    household with relatively straightforward financial circumstances. Depending upon the scope of the
    engagement and the client's needs, services may include:
    • Identification and prioritization of financial goals;
    • Review of income, expenses, assets, liabilities, and cash flow;
    • Retirement-needs and retirement-income analysis;
    • Review of investment accounts and asset allocation;
    • Review of employee benefits and retirement plans;
    • Insurance-needs analysis;
    • Education-funding analysis, when applicable;
    • Review of estate-planning considerations and beneficiary designations;
    • General tax-planning considerations; and
    • Presentation of the financial plan and related recommendations.

    A financial planning engagement priced at or near $20,000 generally includes the applicable services
    described above but involves materially greater scope, complexity, analysis, and adviser time.
    Depending upon the client's circumstances, additional services may include:
    • Analysis of executive compensation, restricted stock, stock options, employee stock purchase
         plans, deferred compensation, or other equity-compensation arrangements;
    • Analysis of concentrated securities and potential diversification strategies;
    • Planning involving privately held businesses, business succession, the sale of a business, or
         another liquidity event;
    • Analysis involving multiple trusts, partnerships, corporations, limited liability companies, or other
         legal entities;
    • Planning involving multiple real estate holdings, privately held investments, or other complex
         assets;
    • Multiyear income tax projections and evaluation of alternative tax-planning strategies;
    • Advanced estate, gifting, charitable, or intergenerational wealth-transfer considerations;
    • Complex retirement-income, pension, Social Security, or distribution-strategy analysis;
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                              Marin Wealth Advisors LLC Registered Investment Advisor

    •   Evaluation and comparison of multiple planning strategies or financial scenarios;
    •   Substantial review of tax returns, trust documents, benefit statements, equity-compensation
        documents, business documents, insurance policies, or other financial records;
    •   Additional client meetings, revisions, implementation assistance, or ongoing work during the
        agreed planning period; and
    •   Coordination with the client's attorneys, accountants, insurance professionals, or other
        professional advisers.

    The fixed fee for a particular engagement is based upon the anticipated scope and complexity of the
    services, including the number and nature of the planning issues to be addressed; the number and
    type of accounts, assets, entities, and family members involved; the amount of information and
    documentation to be reviewed; the number of planning scenarios to be analyzed; the level of
    implementation assistance and professional coordination requested; and the estimated time required
    to complete the engagement.
...

Item 7 – Types of Clients
      Marin Wealth Advisors LLC works with a variety of clients including individuals, families, trusts,
      estates, corporations, non-profits, pension and profit sharing plans. Client relationships vary in length
      and scope of service. There are no account minimums for opening or maintaining an account.

      Most of Marin Wealth Advisors LLC’s clients are investors who grew weary of their brokers selling
      investment or insurance products simply to generate more commissions. Many are investors who
      realized finding the best place to invest money required more time and research than they had.
      Working with Marin Wealth Advisors LLC helped them address these problems.