Polaris Financial LLC

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Polaris Financial LLC
CRD #281952
SEC #801-107177
CIK #0000931015
AUM 70.2 M (2026-03-31)
Employees 2 (100% Investors, 0% Brokers)
Phone708-996-0213
Address
Source [IAPD] [EDGAR] [Website] [Twitter] [Facebook] [Instagram]
Total AUM ($M)
806448321602010201520212027
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 852 68.8
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 2 1.4
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 854 70.2
By Discretionary
Discretionary 854 70.2
Non-Discretionary 0 0.0
Total 854 70.2
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 70.2
Total 854 70.2
EDGAR Form CIK 2011 - 2026
10-K [0000931015]
10-Q [0000931015]
3 [0000931015]
4 [0000931015]
5 [0000931015]
8-K [0000931015]
SC 13G [0000931015]
Form 13D/13G Filer Form 13D/13G Subject Filed
State Street Corp Polaris Inc [2026-05-12]
State Street Corp Polaris Inc [2025-08-11]
State Street Corp Polaris Inc [2025-05-13]
Capital World Investors Polaris Inc [2022-07-08]
Boston Partners Polaris Inc [2022-02-11]
State Street Corp Polaris Inc [2021-02-09]
State Street Corp Polaris Inc [2020-02-13]
Wells Fargo & Company/MN Polaris Inc [2020-02-04]
State Street Corp Polaris Industries Inc/MN [2019-02-14]
State Street Corp Polaris Industries Inc/MN [2018-02-14]
View All
Firm Profile (Form ADV)
ServesInstitutional, Retail
Form 3/4/5 Subject 2011 - 2026
Polaris Industries Inc/MN
Kessler Bernd F
Hendrickson Gary E
Bilicic George W
Semach Dustin J
Shotwell Gwynne
Henricks Gwenne A
Mack Robert Paul
Williams James P
Winings Matthew S
View All
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Polaris Industries Inc/MN PII
Deferred Stock Units · derivative
2026-03-02 Option exercise 23
Polaris Industries Inc/MN PII
Common Stock
2026-03-02 Option exercise 23
Polaris Industries Inc/MN PII
Common Stock
2026-02-12 Sell 3,963 $67.08 265,838
Polaris Industries Inc/MN PII
Common Stock
2026-02-12 Sell 3,823 $66.57 254,497
Polaris Industries Inc/MN PII
Common Stock
2026-02-11 Sell 12,192 $66.54 811,256
Polaris Industries Inc/MN PII
Common Stock
2026-02-11 Sell 296 $67.40 19,950
Polaris Industries Inc/MN PII
Common Stock
2026-02-11 Sell 22,894 $66.98 1,533,440
Polaris Industries Inc/MN PII
Common Stock
2026-02-11 Sell 9,794 $66.80 654,239
Polaris Industries Inc/MN PII
Common Stock
2026-02-10 Tax withheld 6,565 $67.70 444,450
Polaris Industries Inc/MN PII
Common Stock
2026-02-10 Tax withheld 2,644 $67.70 178,999
Polaris Industries Inc/MN PII
Common Stock
2026-02-10 Tax withheld 10,166 $67.70 688,238
Polaris Industries Inc/MN PII
Common Stock
2026-02-10 Tax withheld 725 $67.70 49,082
Polaris Industries Inc/MN PII
Common Stock
2026-02-03 Sell 5,243 $67.17 352,172
Polaris Industries Inc/MN PII
Common Stock
2026-02-02 Tax withheld 8,111 $63.84 517,806
Polaris Industries Inc/MN PII
Common Stock
2026-02-01 Tax withheld 815 $63.84 52,030
Polaris Industries Inc/MN PII
Common Stock
2026-02-01 Tax withheld 1,900 $63.84 121,296
Polaris Industries Inc/MN PII
Common Stock
2026-02-01 Tax withheld 6,503 $63.84 415,152
Polaris Industries Inc/MN PII
Common Stock
2026-02-01 Tax withheld 1,054 $63.84 67,287
Polaris Industries Inc/MN PII
Common Stock
2026-01-28 Grant 65,446 $64.94 4,250,063
Polaris Industries Inc/MN PII
Employee Stock Option (right to buy) · derivative
2026-01-28 Grant 243,275 $0.00
showing 20 of 200 most recent transactions
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