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| Mariner Investment Group LLC
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|---|---|
| CRD # | 124744 |
| SEC # | 801-62016 |
| CIK # | 0001096978, 0001373442 |
| AUM | $126.0 BB (2024-03-28) |
| Employees | 120 (55% Investors, 9% Brokers) |
| Phone | 914-670-4300 |
| Address | 500 Mamaroneck Avenue Harrison, NY 10528 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| CCL | 12.1 | 0.0 | |
| VST | 10.0 | 0.0 | |
| GLT | 0.3 | 0.0 | |
| EAF | 2.0 | 0.0 | |
| RIG | 2.5 | 0.0 | |
| FLNC | 1.6 | 0.0 | |
| NYCB | 4.2 | 0.0 | |
| HE | 4.5 | 0.0 | |
| PW | 0.0 | 0.0 | |
| WAVSW | 0.0 |
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Bright Meadow Securities Strategies Fund LLC | 2024-02-29 | 292.2 | |
| HF | Bright Meadow Mortgage Strategies SIF Master II LP | [2022-08-25] | 235.6 | 365.9 |
| HF | Bright Meadow Mortgage Strategies SIF Master LP | [2022-08-25] | 733.2 | 4,359.8 |
| HF | Mariner Greyarc Equity Fund LP | [2022-03-31] | 2.6 | 4.6 |
| HF | Bright Meadow Mortgage Basis Master Fund LP | [2022-03-01] | 0.0 | 0.4 |
| HF | CCP Alternative Asset Fund LLC Series 2-A | [2021-02-08] | 7.5 | 8.7 |
| HF | Mariner Cicero CMBS Opportunities Master Fund LP Formerly CCP Total Return Master Fund I LP | [2019-12-19] | 98.6 | 76.2 |
| HF | Mariner Alternative Relative Value Master Fund LP | 2018-11-28 | 13,449.0 | |
| HF | Bright Meadow Agency MBS Master Fund LP | [2018-03-30] | 1,319.7 | 6,719.0 |
| HF | Galton Mortgage Recovery Master Fund IV LP | [2017-09-29] | 155.0 | 108.0 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 2 | 3.2 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 37 | 149.3 |
| (g) Pension and profit sharing plans | 0 | 1.6 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 43 | 154.1 |
| By Discretionary | ||
| Discretionary | 41 | 154.0 |
| Non-Discretionary | 2 | 0.1 |
| Total | 43 | 154.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 118.5 | |
| United States Persons | 35.6 | |
| Total | 43 | 154.1 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 | |
|---|---|---|---|---|
| Kevin Phillip | 172 | |||
| Don Ebanks | 95 | |||
| Nicole Ramroop | 39 | |||
| Dawn Cummings | 13 | |||
| Charles Howe II | 70 | |||
| Peter Orourke | 68 | |||
| Andrew Hersant | 31 | |||
| Basil Williams | 18 | |||
| Mariner Investment Group LLC | 43 | |||
| Andrew Hohns | 11 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001096978] | |
| SC 13D | [0001096978] | |
| 13F-HR | [0001373442] | |
| 3 | [0001373442] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Mariner Investment Group LLC | RMR Real Estate Income Fund | [2015-07-27] |
| Mariner Investment Group LLC | Nuveen Flexible Investment Income Fund | [2014-08-26] |
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|---|---|---|
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|
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