Marrick Wealth LLC

Item 5 – Fees and Compensation

The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into one or
more agreements with the Advisor.

A. Fees for Advisory Services
Wealth Management Services/Investment Management Services
Wealth management and investment management fees are paid quarterly, at the end of each calendar quarter,
pursuant to the terms of the advisory agreement. Fees are based on the market value of assets under
management at the end each quarter. Wealth management fees range up to 1.00% annually based on the level
of assets to be managed and the overall relationship with the Advisor as outlined below. Relationships with
multiple objectives, specific reporting requirements, portfolio restrictions and other complexities may be charged
a higher fee.

The Advisor’s wealth management fee is based on the following schedules:

                 Investable Assets Under 5 million ($)          Annual Rate (%)
                   First $2,000,000                                 1.00%
                   Next $3,000,000                                  0.75%
                   Next $5,000,000                                  0.60%

                  Investable Assets Over 5 million ($)          Annual Rate (%)
                    First $5,000,000                                0.75%
                    Next $5,000,000                                 0.60%
                    Over $10,000,000                                0.50%

The fee in the first quarter of service is prorated from the inception date of the account[s] to the end of the first
quarter. Fees may be negotiable at the sole discretion of the Advisor. Certain clients will be billed according to
legacy fee schedules pursuant to the executed advisory agreement. The Client’s fees will take into
consideration the aggregate assets under management with the Advisor. All securities held in accounts managed
by marrick will be independently valued by the Custodian. The Advisor will conduct periodic reviews of the
Custodian’s valuation to ensure accurate billing.

Financial Planning Services
marrick offers financial planning services either as a one-time engagement or as an ongoing service. Fees for
one-time financial planning services are offered on an hourly basis ranging from $175 to $500 per hour. If the
Client engages marrick for additional investment management services, marrick may offset all or a portion of
these financial planning fees. Certain Clients may choose to have ongoing financial planning fees based on the
hourly fee as described above. Financial planning fees are based on the scope and complexity of the services to
be provided and the experience of the individual providing such services. Financial planning fees are negotiable
at the sole discretion of the Advisor.

Investment Consulting Services
Investment management fees are paid quarterly, at the end of each calendar quarter, pursuant to the terms of
the investment consulting agreement. Investment consulting fees are based on the market value of assets
advised at the end of each quarter. Investment consulting fees range up to 0.50% annually. The investment

                                                  marrick wealth, LLC
                                     2211 Michelson Drive, Suite 300, Irvine, CA 92612
                                       Phone: (949) 258-9700 * Fax: (888) 475-7786
                                                 http://marrickwealth.com

consulting fee in the first quarter of service is prorated from the inception date of the account[s] to the end of the
first quarter. Fees may be negotiable at the sole discretion of the Advisor.

Retirement Plan Advisory Services
Fees for retirement plan advisory services are charged an annual asset-based fee of up to 1.00%. Fees are
generally based on the following schedule:

                     Assets Under Management ($)                 Annual Rate (%)
                    First $2,000,000                                 1.00%
                    Next $3,000,000                                  0.75%
                    Next $5,000,000                                  0.60%
                    Over $10,000,000                                 0.50%

Fees may be negotiable depending on the size of the plan and the services to be provided. Certain legacy Clients
may have fee schedules that differ from the schedule above.

Use of Independent Managers
As noted in Item 4, the Advisor may implement all or a portion of a Client’s investment portfolio utilizing one or
more Independent Managers. To eliminate any conflict of interest, the Advisor does not earn any compensation
from an Independent Manager. The Advisor will only earn its investment advisory fee as described above.
Independent Managers typically do not offer any fee discounts but may have a breakpoint schedule which will
reduce the fee with an increased level of assets placed under management with an Independent Manager. The
terms of such fee arrangements are included in the Independent Manager’s disclosure brochure and applicable
contract[s] with the Independent Manager. The total blended fee, including the Advisor’s fee and the Independent
Manager’s fee, will not exceed 2.00% annually.

Educational Workshops and Seminars
marrick does not charge a fee to attend an educational seminar or workshop nor is attendance required in order
to become a Client of marrick.

The Advisor’s fee is exclusive of, and in addition to any applicable securities transaction and custody fees, and
other related costs and expenses, which may be incurred by the Client. However, the Advisor shall not receive any
portion of these commissions, fees, and costs.

B. Fee Billing
Wealth Management Services/Investment Management Services
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Item 7 – Types of Clients

marrick offers investment advisory services to individuals, high net worth individuals, trusts, estates, charitable
organizations and retirement plans. marrick requires a minimum relationship size of $500,000, but reserves the
right to accept relationships with lesser assets at its own discretion.