Mueller Wealth LLC

Item 5: Fees & Compensation

Compensation for Our Advisory Services

Asset Management:

The maximum annual fee charged for this service will not exceed 1.50%. Fees to be assessed will be
outlined in the advisory agreement to be signed by the Client. Annualized fees are billed on a pro-
rata basis quarterly in advance based on the value of the account(s) on the last day of the previous
quarter. Fees are negotiable and will be deducted from client account(s). Adjustments will be made
for deposits and withdrawals during the quarter. In rare cases, our firm will agree to directly invoice.
As part of this process, Clients understand the following:

    a) Clients must provide our firm with written authorization permitting direct payment of
       advisory fees from their account(s) maintained by a custodian who is independent of our
       firm;
    b) The account custodian sends a statement to the client, at least quarterly, showing all account
       disbursements, including advisory fees.
    c) Mueller has an annual “fee” minimum of $3,000 per household for those investing less than
       200k as a household (Waived for households with more than $200,000 of assets with Mueller
       Wealth.). For households that invest less than $200,000 with Mueller Wealth; this $3,000
       planning fee is reduced by the assets under management fee. For example, if a client invests
       $100,000, the asset management fee will be 1.50% according to the fee schedule above, which
       equals $1,500. The remaining $1,500 ($3,000 - $1,500) will be charged for our services and
       invoiced separately. This $3,000 is completely phased out once assets with Mueller Wealth
       reach $200,000. A minimum of 75% of advisable assets must be managed by Mueller Wealth
       if you are engaging us to manage a portion of assets.

Financial Planning & Consulting:

Our firm charges on an hourly or flat fee basis for financial planning and consulting services. The total
estimated fee, as well as the ultimate fee charged, is based on the scope and complexity of our
engagement with the client. The maximum hourly fee to be charged will not exceed $500. Flat fees
range from $1,500 to $25,000. Our firm requires payment in full for the Financial Plan upon execution
of the Agreement. The fee-paying arrangements will be determined on a case-by-case basis and will
be detailed in the signed consulting agreement. Our firm will not require a retainer exceeding $1,200
when services cannot be rendered within 6 months.

Retirement Plan Consulting:

Our Retirement Plan Consulting services are billed a fee based on the percentage of Plan assets under
management. The total estimated fee, as well as the ultimate fee charged, is based on the scope and
complexity of our engagement with the client. Retirement Plan Consulting fees are based on a
percentage of managed Plan assets will not exceed 1.50%. The fee-paying arrangements will be
determined on a case-by-case basis and will be detailed in the signed consulting agreement.

ADV Part 2A – Firm Brochure                    Page 7                                    Mueller Wealth, LLC

American Funds Service:

The annual fee charged for this service shall not exceed 1.50%. The annualized advisory fees are
billed on a pro-rata basis quarterly in arrears based on the value of the client’s account on the last
day of the previous quarter. Fees are not negotiable and will be deducted from the client’s account.
Fees may be lower than the noted percentages at each asset class based on the exact amount of the
investment and investment type where applicable. As part of the fee deduction process, the client is
made aware of the following:

    a) Your independent custodian sends statements at least quarterly to you showing the market
       values for each security included in the Assets and all disbursements in your account
       including the amount of the advisory fees paid to us;
    b) You provide authorization permitting us to be directly paid by these terms. We send our
       invoice directly to the custodian;
    c) It is the client’s responsibility to verify the calculation of advisory fees deducted from the
       account; and

Other Types of Fees & Expenses

Unless otherwise waived by Mueller Wealth, each account or household shall be charged an annual
$40 platform fee, for access to Mueller Wealth’s resources, platform, and financial programs. Clients
will incur transaction fees for trades executed by their chosen custodian, via individual transaction
charges. These transaction fees are separate from our firm’s advisory fees and will be disclosed by
the chosen custodian. Clients may also pay holdings charges imposed by the chosen custodian for
certain investments, charges imposed directly by a mutual fund, index fund, or exchange traded fund,
which shall be disclosed in the fund’s prospectus (i.e., fund management fees, initial or deferred sales
charges, mutual fund sales loads, 12b-1 fees, surrender charges, variable annuity fees, IRA and
qualified retirement plan fees, and other fund expenses), mark-ups and mark-downs, spreads paid to
market makers, fees for trades executed away from custodian, wire transfer fees and other fees and
taxes on brokerage accounts and securities transactions. Our firm does not receive a portion of these
fees.

Financial Institution Consulting Services

Mueller Wealth receives a consulting fee based on the Assets Under Management from Brokerage
Customers who have provided written consent to a broker/dealer to receive the investment
consulting service from Mueller Wealth and have entered into a written advisory contract with
Mueller Wealth. The consulting fee is calculated from the Assets Under Management as of the end of
a calendar quarter period multiplied by the annualized rate which shall not exceed 1.50% of Assets
Under Management. The initial fee is paid only after the completion of one full calendar quarter
...

Item 7: Types of Clients & Account Requirements

Our firm has the following types of clients:
   • Individuals and High Net Worth Individuals;
   • Trusts, Estates or Charitable Organizations;
   • Pension and Profit-Sharing Plans;
   • Corporations, Limited Liability Companies and/or Other Business Types.
   • Broker/Dealer

Our firm does not have a minimum household requirement for assets under management.