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| NBC Securities Inc
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|---|---|
| CRD # | 17870 |
| SEC # | 801-58257 |
| CIK # | 0000791540 |
| AUM | 1,784.8 M (2026-06-30) |
| Employees | 68 (93% Investors, 99% Brokers) |
| Fees | |
| Minimum | |
| Phone | 800-521-9390 |
| Address | 1927 First Avenue North Birmingham, AL 35203 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| In the News | |
|---|---|
| Thu, 02 Jul 2026 | $5B broker-dealer NBC Securities has a new name after almost 30 years — InvestmentNews |
| Wed, 01 Jul 2026 | NBC Securities Rebrands as Lanark Financial: Honoring a 30-Year Foundation. Reinforcing an Independent Future. — GlobeNewswire |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 35.2 | ||
| Microsoft Corp | 21.1 | ||
| Nvidia Corp | 18.4 | ||
| Alphabet Inc | 16.0 | ||
| Amazon Com Inc | 15.8 | ||
| Broadcom Inc | 15.0 | ||
| J P Morgan Chase & Co | 11.6 | ||
| Wal Mart Stores Inc | 10.9 | ||
| FPL Group Inc | 10.3 | ||
| Visa Inc | 8.8 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 3,228 | 882.0 |
| (b) Individuals (high net worth individuals) | 280 | 695.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 12 | 21.2 |
| (h) Charitable organizations | 21 | 89.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 35 | 96.5 |
| (n) Other | 0 | 0.0 |
| Total | 4,966 | 1,784.8 |
| By Discretionary | ||
| Discretionary | 2,789 | 795.1 |
| Non-Discretionary | 2,177 | 989.7 |
| Total | 4,966 | 1,784.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,784.8 | |
| Total | 4,966 | 1,784.8 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0000791540] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.7B |
| Clients | 50 |
| Serves | Institutional, Retail, Research |
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