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| NBC Securities Inc
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| CRD # | 17870 |
| SEC # | 801-58257 |
| CIK # | 0000791540 |
| AUM | $1.7 B (2025-01-20) |
| Employees | 68 (57% Investors, 57% Brokers) |
| Phone | 800-521-9390 |
| Address | 1927 First Avenue North Birmingham, AL 35203 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($k) | |
|---|---|---|---|
| Microsoft Corp | 29.3 | ||
| Apple Inc | 27.6 | ||
| Broadcom Inc | 16.6 | ||
| Nvidia Corp | 15.3 | ||
| Amazon Com Inc | 15.2 | ||
| J P Morgan Chase & Co | 11.7 | ||
| VISA Inc | 9.9 | ||
| Wal Mart Stores Inc | 9.7 | ||
| Procter & Gamble Co | 8.7 | ||
| Metropcs Communications Inc | 8.0 | ||
| View All | |||
| Holdings by Sector ($k) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 3,792 | 1,246.4 |
| (b) Individuals (high net worth individuals) | 200 | 395.0 |
| (c) Banking or thrift institutions | 3 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 25 | 45.0 |
| (h) Charitable organizations | 25 | 19.5 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 500 | 9.5 |
| (n) Other | 0 | 0.0 |
| Total | 4,545 | 1,715.4 |
| By Discretionary | ||
| Discretionary | 3,046 | 955.6 |
| Non-Discretionary | 1,499 | 759.8 |
| Total | 4,545 | 1,715.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.0 | |
| United States Persons | 1,714.4 | |
| Total | 4,545 | 1,715.4 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0000791540] |
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|---|---|---|
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Conservest Capital Advisors Inc
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PA | 1.7 |
|
Landaas & Company LLC
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WI | 1.7 |
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Novare Capital Management
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NC | 1.7 |
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Atwood & Palmer Inc
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MO | 1.7 |
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Ashton Thomas Securities LLC
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NY | 1.7 |
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Silveroak Wealth Management LLC
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MN | 1.7 |
|
D'Annunzio Consulting Group LLC
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WA | 1.7 |
|
Smith Group Asset Management LLC
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|
TX | 1.7 |
|
Center for Financial Planning Inc
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MI | 1.7 |
|
Nilsine Partners LLC
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|
CO | 1.7 |