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| Neuberger Berman Canada ULC
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|---|---|
| CRD # | 284803 |
| SEC # | 801-108509 |
| CIK # | 0001531987 |
| AUM | 12.4 B (2026-04-14) |
| Employees | 27 (48% Investors, 26% Brokers) |
| Phone | 416-883-6904 |
| Address | 181 Bay Street Toronto Ontario, Canada |
| Source | [IAPD] [EDGAR] [Website] [Twitter] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Nvidia Corp | 5.1 | ||
| Microsoft Corp | 4.2 | ||
| Apple Inc | 4.0 | ||
| Amazon Com Inc | 3.6 | ||
| Alphabet Inc | 2.7 | ||
| Alphabet Inc | 2.5 | ||
| J P Morgan Chase & Co | 2.3 | ||
| Lilly Eli & Co | 1.6 | ||
| Facebook Inc | 1.4 | ||
| Broadcom Inc | 1.3 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | NB Breton Hill Multi-Style Premia Master Fund LP | [2017-12-18] | 22.0 M | 358.4 M |
| HF | BHC Macro Master Fund LP | [2016-10-05] | 52.0 M | 55.2 M |
| HF | NB Breton Hill Velocity Master Fund LP | [2016-10-05] | 10.0 M | 25.0 M |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,993 | 0.8 |
| (b) Individuals (high net worth individuals) | 899 | 4.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 4 | 0.4 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 26 | 3.1 |
| (g) Pension and profit sharing plans | 14 | 0.2 |
| (h) Charitable organizations | 28 | 0.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 2 | 0.7 |
| (l) Sovereign wealth funds and foreign official institutions | 2 | 0.3 |
| (m) Corporations or other businesses not listed above | 392 | 2.4 |
| (n) Other | 6 | 0.0 |
| Total | 3,365 | 12.4 |
| By Discretionary | ||
| Discretionary | 3,365 | 12.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3,365 | 12.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 5.9 | |
| United States Persons | 6.5 | |
| Total | 3,365 | 12.4 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Yolanda Banks McCoy | 46 | 19 | ||
| Yolanda McCoy | 36 | 13 | ||
| Keith Day | 15 | 6 | ||
| Breton Hill Capital Ltd | 4 | 3 | ||
| Evgeny Dunaevsky | 4 | 3 | ||
| Neuberger Berman Breton Hill ULC | 3 | 2 | ||
| Neuberger Berman Canada ULC | 2 | 2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001531987] | |
| 13F-NT | [0001531987] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $1.2B |
| Clients | 2 (10 non-US) |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
| LEI | 549300UR1YZ86NIQNK11 |
| Comparable Firms | State | AUM |
|---|---|---|
|
G10 Capital Limited
✚
|
13.1 B | |
|
Chartwell Investment Partners LLC
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|
PA | 13.0 B |
|
Williams Jones Wealth Management LLC
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|
NY | 12.5 B |
|
Ramirez Asset Management Inc
✚
|
NY | 12.3 B |
|
Akre Capital Management LLC
✚
|
VA | 11.8 B |
|
Yacktman Asset Management LP
✚
|
TX | 11.7 B |
|
Gamco Asset Management Inc
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|
CT | 11.7 B |
|
Winton Capital Management Ltd
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|
11.7 B | |
|
Cullen Capital Management LLC
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|
NY | 11.6 B |
|
Apollon Wealth Management LLC
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|
SC | 11.6 B |