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| Happy Holidays!! thanks for using AUM13F!! |
| Neuberger Berman Canada ULC
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| CRD # | 284803 |
| SEC # | 801-108509 |
| CIK # | 0001531987 |
| AUM | $11.7 B (2025-03-31) |
| Employees | 19 (58% Investors, 37% Brokers) |
| Phone | 416-883-6904 |
| Address | 181 Bay Street Toronto Ontario, Canada |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Microsoft Corp | 5.8 | ||
| Nvidia Corp | 4.2 | ||
| Amazon Com Inc | 3.8 | ||
| Apple Inc | 3.4 | ||
| J P Morgan Chase & Co | 2.6 | ||
| Facebook Inc | 1.9 | ||
| Alphabet Inc | 1.6 | ||
| Alphabet Inc | 1.6 | ||
| Home Depot Inc | 1.5 | ||
| Lilly Eli & Co | 1.2 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | NB Breton Hill Multi-Style Premia Master Fund LP | [2017-12-18] | 313.9 | 299.8 |
| HF | BHC Macro Master Fund LP | [2016-10-05] | 52.0 | 55.2 |
| HF | NB Breton Hill Velocity Master Fund LP | [2016-10-05] | 109.0 | 25.0 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,190 | 0.5 |
| (b) Individuals (high net worth individuals) | 541 | 2.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 25 | 6.0 |
| (g) Pension and profit sharing plans | 3 | 0.0 |
| (h) Charitable organizations | 18 | 0.2 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 2 | 0.7 |
| (l) Sovereign wealth funds and foreign official institutions | 2 | 0.6 |
| (m) Corporations or other businesses not listed above | 249 | 1.8 |
| (n) Other | 3 | 0.0 |
| Total | 2,033 | 11.7 |
| By Discretionary | ||
| Discretionary | 2,033 | 11.7 |
| Non-Discretionary | 0 | 0.0 |
| Total | 2,033 | 11.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 11.7 | |
| United States Persons | 0.0 | |
| Total | 2,033 | 11.7 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Yolanda Banks McCoy | 45 | ||
| Yolanda McCoy | 35 | ||
| Keith Day | 14 | ||
| Breton Hill Capital Ltd | 4 | ||
| Neuberger Berman Breton Hill ULC | 3 | ||
| Evgeny Dunaevsky | 3 | ||
| BHC Macro Investment Management LLC | 1 | ||
| Neuberger Berman Canada ULC | 1 | ||
| BHC Macro Fund GP Ltd | 1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001531987] | |
| 13F-NT | [0001531987] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
National Investment Services of America LLC
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|
WI | 12.9 |
|
SIT Fixed Income Advisors II LLC
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|
MN | 12.9 |
|
G10 Capital Limited
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|
12.8 | |
|
O'shaughnessy Asset Management LLC
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|
CT | 12.6 |
|
Zacks Investment Management Inc
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|
IL | 12.4 |
|
Chartwell Investment Partners LLC
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|
PA | 12.3 |
|
Ramirez Asset Management Inc
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|
NY | 12.1 |
|
Wellington Management Hong Kong Limited
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|
11.8 | |
|
Williams Jones Wealth Management LLC
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|
NY | 11.6 |
|
Gamco Asset Management Inc
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|
CT | 11.5 |