Next Financial Group Inc

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Assets, Funds, Holdings

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Next Financial Group Inc
CRD #46214
SEC #801-56786
CIK #0001616654
AUM $3.8 B (2025-07-15)
Employees 564 (54% Investors, 72% Brokers)
Phone877-876-6398
Address11740 Katy Freeway
Houston, TX 77079
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn]
Total AUM ($B)
151296302000200820172026
Sector Form 13F Holdings Value ($B)
Nvidia Corp 0.1
Apple Inc 0.1
Microsoft Corp 0.1
Amazon Com Inc 0.0
Facebook Inc 0.0
Alphabet Inc 0.0
 
 
 
 
 
Holdings by Sector ($B)
10.08.06.04.02.00.02014201820222026
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 10,815 2.4
(b) Individuals (high net worth individuals) 584 1.2
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 37 0.0
(h) Charitable organizations 43 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 44 0.1
(n) Other 0 0.0
Total 16,805 3.8
By Discretionary
Discretionary 16,526 3.7
Non-Discretionary 279 0.0
Total 16,805 3.8
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 3.8
Total 16,805 3.8
EDGAR Form CIK 2011 - 2025
13F-HR [0001616654]
13F-NT [0001616654]
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C2P Capital Advisory Group LLC
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GWN Securities Inc
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NWAM LLC
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Simplicity Wealth LLC
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Boston Common Asset Management LLC
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