NWAM LLC

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Assets, Funds, Holdings

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NWAM LLC
CRD #147923
SEC #801-69483
CIK #0001655006
AUM $4.1 B (2026-03-31)
Employees 62 (71% Investors, 0% Brokers)
Phone206-838-3680
Address2835 82nd Avenue SE
Mercer Island, WA 98040
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram]
Total AUM ($B)
5.04.03.02.01.00.02007201320202027
Sector Form 13F Holdings Value ($M)
Microsoft Corp 85.0
Apple Inc 64.9
Nvidia Corp 41.8
Broadcom Inc 30.3
Amazon Com Inc 29.6
Costco Wholesale Corp /NEW 20.8
Tesla Motors Inc 19.0
Alphabet Inc 17.4
SPDR Gold Trust 15.2
Alphabet Inc 14.1
View All
Holdings by Sector ($M)
19001520114076038002012201720222027
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 1,926 0.9
(b) Individuals (high net worth individuals) 832 3.1
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 8 0.0
(n) Other 10 0.0
Total 9,090 4.1
By Discretionary
Discretionary 6,237 2.9
Non-Discretionary 2,853 1.2
Total 9,090 4.1
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 4.1
Total 9,090 4.1
EDGAR Form CIK 2011 - 2026
13F-HR [0001655006]
Comparable Firms State AUM ($B)
Simplicity Wealth LLC
NJ 4.3
Beacon Capital Management Inc
OH 4.3
Willis Investment Counsel Inc
GA 4.2
Halbert Hargrove Global Advisors LLC
CA 4.2
Sound Income Strategies LLC
FL 4.2
Boston Common Asset Management LLC
MA 4.2
The Retirement Planning Group LLC
KS 4.2
Aprio Wealth Management LLC
GA 4.2
BT Family Office LLC
GA 4.0
Corecap Advisors LLC
MI 4.0
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