NWAM LLC

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Assets, Funds, Holdings

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NWAM LLC
CRD #147923
SEC #801-69483
CIK #0001655006
AUM 4,131.7 M (2026-03-31)
Employees 62 (71% Investors, 0% Brokers)
Fees
Minimum
Phone206-838-3680
Address2835 82nd Avenue SE
Mercer Island, WA 98040
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram]
Total AUM ($B)
5.04.03.02.01.00.02007201320202027
Sector Form 13F Holdings Value ($M)
Microsoft Corp 85.0
Apple Inc 64.9
Nvidia Corp 41.8
Broadcom Inc 30.3
Amazon Com Inc 29.6
Costco Wholesale Corp /NEW 20.8
Tesla Motors Inc 19.0
Alphabet Inc 17.4
SPDR Gold Trust 15.2
Alphabet Inc 14.1
View All
Holdings by Sector ($M)
19001520114076038002012201720222027
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 1,926 0.9
(b) Individuals (high net worth individuals) 832 3.1
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 8 0.0
(n) Other 10 0.0
Total 9,090 4.1
By Discretionary
Discretionary 6,237 2.9
Non-Discretionary 2,853 1.2
Total 9,090 4.1
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 4.1
Total 9,090 4.1
EDGAR Form CIK 2011 - 2026
13F-HR [0001655006]
Firm Profile (Form ADV)
Discretionary AUM$1.0B
Clients17
ServesInstitutional, Retail, Research
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