|
⚲
|
| Message |
|---|
| Happy Holidays!! thanks for using AUM13F!! |
| NWAM LLC
✚
|
|
|---|---|
| CRD # | 147923 |
| SEC # | 801-69483 |
| CIK # | 0001655006 |
| AUM | $3.6 B (2025-06-23) |
| Employees | 54 (70% Investors, 0% Brokers) |
| Phone | 206-838-3680 |
| Address | 2835 82nd Avenue SE Mercer Island, WA 98040 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Instagram] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($M) |
|---|---|---|
| Microsoft Corp | 96.8 | |
| Apple Inc | 56.5 | |
| Nvidia Corp | 43.9 | |
| Amazon Com Inc | 36.4 | |
| Broadcom Inc | 29.1 | |
| Costco Wholesale Corp /NEW | 20.7 | |
| SPDR Gold Trust | 12.1 | |
| Boeing Co | 11.7 | |
| Anavex Life Sciences Corp | 11.4 | |
| Netflix Inc | 7.2 |
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,917 | 0.8 |
| (b) Individuals (high net worth individuals) | 1,048 | 2.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 12 | 0.1 |
| (h) Charitable organizations | 13 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 42 | 0.0 |
| Total | 8,844 | 3.6 |
| By Discretionary | ||
| Discretionary | 6,469 | 2.7 |
| Non-Discretionary | 2,375 | 0.9 |
| Total | 8,844 | 3.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 3.6 | |
| Total | 8,844 | 3.6 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001655006] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
C2P Capital Advisory Group LLC
✚
|
OH | 3.7 |
|
GWN Securities Inc
✚
|
FL | 3.7 |
|
Simplicity Wealth LLC
✚
|
NJ | 3.6 |
|
Boston Common Asset Management LLC
✚
|
MA | 3.6 |
|
Alera Investment Advisors LLC
✚
|
IL | 3.6 |
|
Matter LLC
✚
|
MO | 3.5 |
|
Financial Integrity Advisors LLC
✚
|
PA | 3.5 |
|
Halbert Hargrove Global Advisors LLC
✚
|
CA | 3.5 |
|
Sound Income Strategies LLC
✚
|
FL | 3.5 |
|
Good Life Advisors LLC
✚
|
PA | 3.5 |