|
⚲
|
| NWM Advisors LLC
✚
| |
|---|---|
| CRD # | 283714 |
| SEC # | 801-107866 |
| CIK # | |
| AUM | $247.8 MM (2024-02-14) |
| Employees | 2 (100% Investors, 0% Brokers) |
| Phone | 805-781-2773 |
| Address | 735 Tank Farm Road San Luis Obispo, CA 93401 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 41 | 5.0 |
| (b) Individuals (high net worth individuals) | 117 | 205.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 22 | 33.3 |
| (h) Charitable organizations | 0 | 0.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 4.2 |
| (n) Other | 0 | 0.0 |
| Total | 451 | 247.8 |
| By Discretionary | ||
| Discretionary | 449 | 240.4 |
| Non-Discretionary | 2 | 7.4 |
| Total | 451 | 247.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 247.8 | |
| Total | 451 | 247.8 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Nicholson Meyer Capital Management Inc
✚
|
MO | 0.2 |
|
Hergenroeder Financial Advisors Inc
✚
|
MD | 0.2 |
|
Upstart Wealth Management LLC
✚
|
NY | 0.2 |
|
Stoever Glass Wealth Management Inc
✚
|
NY | 0.2 |
|
The Wealth Group Ltd
✚
|
NC | 0.2 |
|
Tallwoods Partners LLC
✚
|
IL | 0.2 |
|
Focus Wealth Advisors LLC
✚
|
TX | 0.2 |
|
Optima Capital LLC
✚
|
OR | 0.2 |
|
Windward Private Wealth Management Inc
✚
|
KS | 0.2 |
|
Mai Inc
✚
|
KY | 0.2 |