|
⚲
|
| Message |
|---|
| Happy Holidays!! thanks for using AUM13F!! |
| Oak Financial Group Inc
✚
|
|
|---|---|
| CRD # | 106293 |
| SEC # | 801-40926 |
| CIK # | 0001030818, 0002039358, 0001535301 |
| AUM | $146.9 M (2025-03-26) |
| Employees | 4 (50% Investors, 0% Brokers) |
| Phone | 203-329-9043 |
| Address | |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 42 | 21.1 |
| (b) Individuals (high net worth individuals) | 80 | 118.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 11 | 7.3 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 133 | 146.9 |
| By Discretionary | ||
| Discretionary | 126 | 145.3 |
| Non-Discretionary | 7 | 1.6 |
| Total | 133 | 146.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 146.9 | |
| Total | 133 | 146.9 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001030818] | |
| SC 13D | [0001030818] | |
| SC 13G | [0001030818] | |
| D | [0002039358] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Vauban Wealth Management
✚
|
PR | 0.1 |
|
Goldman Financial Planning LLC
✚
|
ME | 0.1 |
|
Intentional LLC
✚
|
SC | 0.1 |
|
The ETF Store Inc
✚
|
KS | 0.1 |
|
RS Petrell & Associates LLC
✚
|
NY | 0.1 |
|
Atlantis Wealth Advisors LLC
✚
|
OH | 0.1 |
|
ENZA Financial LLC
✚
|
OH | 0.1 |
|
Collie Financial Planning Inc
✚
|
NC | 0.1 |
|
210 Wealth Management Inc
✚
|
IL | 0.1 |
|
Light Financial Services Inc
✚
|
ND | 0.1 |