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| Keyboard |
| Oak Financial Group Inc
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|---|---|
| CRD # | 106293 |
| SEC # | 801-40926 |
| CIK # | 0002039358, 0001030818, 0001535301 |
| AUM | 177.2 M (2026-03-17) |
| Employees | 4 (50% Investors, 0% Brokers) |
| Phone | 203-329-9043 |
| Address | |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 42 | 38.9 |
| (b) Individuals (high net worth individuals) | 80 | 129.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 9 | 8.5 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 138 | 177.2 |
| By Discretionary | ||
| Discretionary | 131 | 175.1 |
| Non-Discretionary | 7 | 2.1 |
| Total | 138 | 177.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 177.2 | |
| Total | 138 | 177.2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001030818] | |
| SC 13D | [0001030818] | |
| SC 13G | [0001030818] | |
| D | [0002039358] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.2B |
| Serves | Institutional, Retail, Research |
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