|
⚲
|
| SMB Financial Services Inc
✚
|
|
|---|---|
| CRD # | 154216 |
| SEC # | 801-116704 |
| CIK # | |
| AUM | $122.1 MM (2023-03-13) |
| Employees | 7 (100% Investors, 0% Brokers) |
| Phone | 503-387-3222 |
| Address | 11535 SW 67th Ave Portland, OR 97223 |
| Source | [IAPD] [Website] [Facebook] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 338 | 41.6 |
| (b) Individuals (high net worth individuals) | 55 | 85.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 19 | 11.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 5 | 4.8 |
| (n) Other | 0 | 0.0 |
| Total | 768 | 142.6 |
| By Discretionary | ||
| Discretionary | 677 | 134.6 |
| Non-Discretionary | 91 | 8.1 |
| Total | 768 | 142.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 2.0 | |
| United States Persons | 140.6 | |
| Total | 768 | 142.6 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Ares Financial Consulting LLC
✚
|
CA | 0.1 |
|
Capstone Wealth Management Corp
✚
|
FL | 0.1 |
|
Willamette Financial Advisors LLC
✚
|
OR | 0.1 |
|
Vanderpol Investments LLC
✚
|
MI | 0.1 |
|
Victory Asset Management Co Inc
✚
|
NJ | 0.1 |
|
Four Ponds Financial Planning LLC
✚
|
MA | 0.1 |
|
Meliora Capital LLC
✚
|
OK | 0.1 |
|
AO Wealth Advisory LLC
✚
|
IA | 0.1 |
|
Quest 10 Wealth Builders Inc
✚
|
NC | 0.1 |
|
Sierra Wealth Group LLC
✚
|
CA | 0.1 |