Peterson Rogers Private Wealth LLC

Item 5: Fees and Compensation

PRPW’s fees charged to clients is negotiable on a client-by-client basis and varies, but typically, the Firm
charges an annual fee of 0.5% to 1.25% assets under management, which amount is payable monthly in
arrears at the end of each calendar month based on the net market value of each client’s account on the
date the fee accrues and becomes payable. Additionally, some clients pay fees on certain assets or
accounts (e.g., securities accounts that we advise on) and not on others (e.g., cash accounts).

At the Firm’s discretion, the account values of family members may be combined to determine the
applicable advisory fee. PRPW typically deducts fees directly from client accounts.

Other Fees and Expenses.

In addition to the fees described above, clients pay other fees and expenses in connection with their
investments through the Firm. Other fees may include (depending on the investment) those charged by
TPMs, private fund managers, trading costs and expenses (such as brokerage commissions, expenses
related to short sales, and clearing and settlement charges), ongoing legal, accounting and bookkeeping
fees and expenses. PRPW bears its own operating, general, administrative, and overhead costs and
expenses, other than the expenses described above. The Firm does not share in any portion of the TPM
fees or brokerage fees/transaction charges imposed by the broker dealer or custodian.

Advisory and other fees generally may be modified by the Firm upon notice to clients.

PRPW typically deducts all fees directly from client accounts. Client accounts that invest in mutual funds
and other investment funds also pay, indirectly, investment advisory fees to the managers of those funds.

Termination.

Except as may be otherwise negotiated in particular cases, a client may terminate its agreement with
PRPW by giving one day’s prior written notice. On termination of an account, the pro rata portion of the
investment advisory fees and applicable expenses through the date of termination are charged to the
account.

PRPW believes that its fees are competitive with fees charged by other investment advisers for
comparable services. Comparable services may be available, however, from other sources for lower fees.

Item 7: Types of Clients

PRPW generally provides investment advice to family offices, corporations and other business

entities, high net worth and ultra-high net worth individuals, pension and profit-sharing plans, trusts,
estates, or charitable organizations.

Account Minimums
PRPW currently does not have an account minimum or “relationship” minimum but does reserve the right
to accept or decline a potential client for any reason at PRPW’s sole discretion.