Oak Harbor Wealth Partners LLC

Item 5: Fees and Compensation

  The Adviser bases its portfolio management fees on a percentage of assets under
  management. The Adviser’s fees and other compensation are described below.

  Portfolio Management Fees

  Portfolio management fees are individually negotiated with each client, are based on a
  percentage of assets under management, including cash, and are generally subject to a
  maximum fee of 1.50%, depending on the level of engagement. In some cases when agreed
  upon, Adviser may impose a minimum flat fee which will not exceed the maximum fee of
  1.50% referenced above. The actual fee charged to a particular client is disclosed in the
  investment advisory agreement entered into between the Adviser and each client. Factors
  considered in determining the fees charged generally include, but are not limited to: the
  complexity of the client’s portfolio; assets to be placed under management; anticipated future
  assets; related accounts; portfolio style; account composition; or other special circumstances
  or requirements. This investment advisory fee generally is deducted directly from each
  client’s account.

 Clients pay the investment advisory fee quarterly in advance. If an account is opened
 after the start of a quarter, fees will be prorated accordingly. Subsequently, the quarterly
 advisory fee is based on the value of the assets in the account(s) on the last business day of
 the previous calendar quarter. If the investment advisory agreement is terminated before
 the end of the calendar quarter in which an advisory fee has been paid, the Adviser will
 provide a refund of the unearned advisory fee to the client based on the number of days in the
 quarter prior to the termination date.

  In addition to the investment advisory fee, clients will incur brokerage and other transaction
  costs and certain expenses. The additional costs and expenses are imposed by companies
  other than the Adviser and may include, but may not be limited to, mutual fund and
  exchange-traded fund (“ETF”) management fees and expenses, brokerage fees paid to
  clear transactions, mark-ups/mark-downs on fixed income trades, annual fees paid for
  custodial services, spreads paid to market makers, fees for trades executed away from the
  custodian, wire transfer fees and other fees and taxes on brokerage accounts and securities
  transactions.

 The Adviser’s brokerage practices are described below in Item 12 - Brokerage Practices.

 Separate Account Manager Fees

 When one or more Managers are utilized, the Manager(s)’ fees typically will be included in the

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 portfolio management fees charged by the Adviser.

 Institutional Consulting Fees

 Institutional consulting fees are individually negotiated with each client at the outset of
 engagement and are typically subject to a $2 million portfolio minimum and a maximum fee
 of 1.00% depending on the level of engagement. For institutional clients with assets below $2
 million, the Adviser may impose a minimum flat fee. The actual fee charged to a particular
 client is disclosed in the investment advisory agreement entered into between the Adviser
 and each client. Client facts, circumstances, and needs are considered in determining the
 applicable fees, which may affect the advisory fee charged to a particular client. These factors
 include but are not limited to the complexity of the client, assets to be placed under
 advisement, anticipated future additional assets; related accounts, portfolio style, account
 composition, reports, and maintaining discretionary or non-discretionary authority.

 Financial Planning and Consulting Fees

 The Adviser generally charges an hourly or flat fee for financial planning and consulting
 components, which is negotiated at the time of the engagement for such services and is
 normally based on the scope of the engagement.

 Retirement Plan Consulting Fees

 In connection with its retirement plan consulting services, the Adviser charges annual asset-
 based fees in accordance with the annual fees described above. Negotiated fees are generally
 based on the value of the plan’s assets and the complexity of the plan. Fees are normally
 debited directly from client account(s), unless other arrangements are made. Fees charged
 for retirement plan consulting services may be charged in advance or arrears. Specific
 information regarding fee billing will be set forth in the investment advisory agreement
 between the client and the Adviser.

 Donor Advised Fund Fees

 For Donor Advised Fund accounts, the Adviser charges an annual asset-based fee, less than
 the maximum fee indicated above, which is normally debited directly from client account(s),
 unless other arrangements are made. Specific information regarding fee billing will be set
 forth in the investment advisory agreement between the client and the Adviser, including
 administrative fees charged by the fund.

 Services to Retirement and Pension Plan Participants Fees

 When the Adviser provides investment advice to plan participants as a non-discretionary
 fiduciary, these fees are negotiated with each plan participant at the time of the engagement
 for such services and are normally based on the scope of the engagement.

 General Information on Compensation and Other Fees

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 In certain circumstances, fees, account minimums, and payment terms are negotiable
 depending on the client’s unique situation – such as the size of the aggregate related party
 portfolio size, family holdings, low cost basis securities, or certain passively advised
 investments and pre-existing relationships with clients. Certain clients may pay more or less
 than others depending on the amount of assets, type of portfolio, or the time involved, the
 degree of responsibility assumed, complexity of the engagement, special skills needed
 to solve problems, the application of experience and knowledge of the client’s situation.
...

Types of Clients

  As described in Item 4 – Advisory Business, the Adviser provides investment advisory services
  to individuals, including high net worth individuals, corporations, foundations, trusts,
  pension and profit-sharing plans, retirement plans and plan participants, and other entities.