Oak Harvest Investment Services LLC

Item 5 - Fees and Compensation

Asset-Based Fees for Portfolio Management Service Offering
Oak Harvest collects a fee for the advice we provide. We manage assets and provide financial consulting, coaching,
and planning services (our portfolio management service offering is inclusive of our financial planning and
consulting services) for an advisory fee based on the following fee schedule. Clients are assessed an asset-based
advisory fee which includes all of our advisory services and that is based on the end of quarter account value in the
client’s account(s). Clients are billed quarterly, in arrears. Fees are paid by withdrawal from your investment
account held at the custodian of record. All fees withdrawn from your account will be noted in the account
statement you will receive from the custodian. Oak Harvest employees and their family-related accounts are often
charged a lower fee for our services.

Our advisory fee is based on the following tiered structure. We bill on a quarterly basis, in arrears, per the
following fee schedule:

                        Assets Under Management                   Annualized Asset-Based Fee
                        $0-$999,999                               1.37% (137 basis points)
                        $1,000,000 – $1,499,999                   1.22% (122 basis points)
                        $1,500,000 – $1,999,999                   1.12% (112 basis points)
                        $2,000,000 – $2,999,999                   1.07% (107 basis points)
                        $3,000,000 – $3,999,999                   .97% (97 basis points)
                        $4,000,000 – $4,999,999                   .89% (89 basis points)
                        $5,000,000 – $9,999,999                   .81% (81 basis points)
                        $10,000,000 – $24,999,999                 .75% (75 basis points)
                        $25,000,000 and Over                      .62% (62 basis points)

Aggregating Fees
For the benefit of discounting your asset-based fee, we will attempt to aggregate multiple investment accounts
belonging the same individual, or two or more accounts within the same family, or accounts where a family
member has power of attorney over another family member's or incompetent person's account when possible.

Account Valuations
Oak Harvest uses the end of quarter account value in the client’s account(s) for purposes of determining the
market value of the assets upon which the advisory fee is based. Our billing platform uses values taken from the
Custodian of Record for each of your accounts to determine the end of quarter value upon which we will bill.

Billing Exclusions
The Firm does not invest in or manage securities which are not traded, or other “hard to value” assets. However,
on occasion, a client elects to transfer such assets into their investment account held at Oak Harvest. In the event a
client elects to transfer such assets into their account held with Oak Harvest, such assets shall not be included in
the calculation of the end-of-quarter account value calculation for billing purposes, unless an accurate valuation is
provided by the custodian of record. With the exception of such non-traded, or other “hard to value” assets, the
Firm does not exclude any other type of assets from billing, including cash and cash equivalents.

Advisory Fee Withdrawals
Your first billing cycle will begin once your agreement is executed with our Firm and an initial deposit or transfer of
assets has been made into your account held by the custodian of record. Our fees are pro-rated based on the date
of initial funding of each of your accounts. It is important to understand that cash flows in and out of the account
subsequent to initial funding, or additional deposits of securities, are not pro-rated, regardless of the size of the

deposit or transfer. This means that if you are an existing client and you deposit additional funds into an already
existing account that has already been open for a full billing cycle, the additional deposit will not be billed on a pro-
rated basis. The entire account, including the deposit made midway through the billing period, will be billed for the
full billing period, based on the value of the account on the last day of the quarter. Fees will generally be
withdrawn from your account(s) within the first 15 days of each billing cycle.

By signing our Firm's engagement agreement, as well as the custodian’s account opening documents, you will
be authorizing the withdrawal of our advisory fees from your account. Your written permission is required
before we withdraw any fees from your account. The withdrawal will be accomplished by the custodian of
record at the request of our Firm, and the custodian will remit our fee directly to our Firm. All fees deducted
will be noted on account statements that you will receive directly from the custodian of record on a quarterly
basis. It is important that you verify the accuracy of fee calculations; the custodian will not verify the accuracy
of advisory fee assessments for you. If you redeem your accounts prior to fee withdrawal, you will receive an
invoice for any unpaid fees.

Financial Planning and Consulting Fees (Stand-Alone Services)
In certain circumstances and solely at the discretion of the Firm, we also may choose to provide planning and
consulting services as stand-alone services that do not require clients to give us assets to manage. As a stand-
alone service, we charge an hourly fee for Financial Consulting services, with a minimum of one hour required.
Financial Planning Fees consist of a fixed fee that is paid in advance, but never more than 6 months in advance.
Clients may also engage the Firm to further review and update the plan, and to monitor your progress for an
ongoing fee that is paid annually. The total estimated fee, as well as the ultimate fee that we charge, is based on
the scope and complexity of the engagement.
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Item 7 - Types of Clients
Oak Harvest provides advisory services generally to the following types of clients:

    •   Individuals
    •   Families
    •   High Net Worth Individuals
    •   High Net Worth Families

In addition, Oak Harvest advises the Oak Harvest Long/Short Hedged Equity Fund and may advise additional

funds in the future. The Firm is willing to expand our advisory services to other types of clients.

Minimum Account Size for Portfolio Management Services
Our minimum requirement for opening or maintaining an account for our portfolio management services is
generally $500,000. This minimum may be waived or reduced at the Advisor’s discretion.

We reserve the right to waive or discount any of the Firm’s fees based on unique individual circumstances,
special arrangements, or pre-existing relationships. However, we may decline services to a prospective client
for any lawful reason.