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| Happy Holidays!! thanks for using AUM13F!! |
| Octagon Credit Investors LLC
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| CRD # | 155336 |
| SEC # | 801-71998 |
| CIK # | 0001717906 |
| AUM | $34.3 B (2025-07-21) |
| Employees | 92 (46% Investors, 20% Brokers) |
| Phone | 212-400-8400 |
| Address | 250 Park Avenue New York, NY 10177 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 1 | 0.0 |
| (d) Investment companies | 2 | 0.8 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 70 | 30.1 |
| (g) Pension and profit sharing plans | 5 | 1.5 |
| (h) Charitable organizations | 1 | 0.1 |
| (i) State or municipal government entities | 1 | 0.2 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 40 | 1.6 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 121 | 34.3 |
| By Discretionary | ||
| Discretionary | 120 | 34.2 |
| Non-Discretionary | 1 | 0.0 |
| Total | 121 | 34.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 30.5 | |
| United States Persons | 3.8 | |
| Total | 121 | 34.3 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 | |
|---|---|---|---|---|
| William Shaw | 92 | |||
| Kimberly Melen | 36 | |||
| Glenn Mitchell | 32 | |||
| Guggenheim Partners Investment Management LLC | 36 | |||
| Donald Young | 29 | |||
| Stephen Murray | 7 | |||
| Andrew Gordon | 47 | |||
| John Dudzik | 9 | |||
| Lauren Basmadjian | 9 | |||
| Zachary Viders | 5 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 3 | [0001717906] | |
| 4 | [0001717906] |
| Form 3/4/5 Subject | 2011 - 2025 |
|---|---|
| Octagon Credit Investors, LLC | |
| Octagon XAI CLO Income Fund | |
| XAI Octagon Floating Rate & Alternative Income Trust |
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✚
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Marshall Wace North America LP
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Fundsmith LLP
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Blackstone Credit Systematic Strategies LLC
✚
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