Octagon Credit Investors LLC

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Octagon Credit Investors LLC ✚
CRD #	155336
SEC #	801-71998
CIK #	0001717906
AUM	35.05 B (2026-03-30)
Employees	100 (43% Investors, 16% Brokers)
Fees
Minimum
Phone	212-400-8400
Address	250 Park Avenue New York, NY 10177
Source	[IAPD] [EDGAR] [Website] [LinkedIn]

Total AUM ($B) Copy

In the News
Tue, 28 Jul 2026	Octagon Credit Investors Issues Response to Liquidity Plan by XAI Floating Board — marketscreener.com
Mon, 27 Jul 2026	Octagon Credit Investors Issues Letter to Shareholders of XAI Floating — marketscreener.com
Mon, 27 Jul 2026	XAI Floating Rate & Alternative Income Trust and Octagon Credit Investors Campaign Ahead of King Street Sub-Adviser Vote — marketscreener.com

Type	Form D Funds	Date	Sold	AUM
SA	Octagon 78 Ltd	2026-03-30		497.9 M
Other	Octagon CLO Evergreen Opportunity Master Fund Ltd	[2026-03-30]	14.4 M	66.7 M
	Filed 2025-05-16 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
SA	Octagon 69 Ltd	2025-03-25		499.4 M
Other	Octagon 72 Ltd Warehouse	2025-03-25		46.5 M
SA	Octagon 73 Ltd	2025-03-25		498.8 M
SA	Octagon 74 Ltd	2025-03-25		400.8 M
SA	Octagon 75 Ltd	2025-03-25		600.3 M
Other	Octagon 76 Ltd Warehouse	2025-03-25		11.0 M
Other	Octagon CLO Balanced Income Fund Ltd	2025-03-25		125.1 M
PE	Octagon Direct Lending Fund I LP	2025-03-25		1,106.0 M
SA	Octagon 63 Ltd	2024-03-22		400.4 M
SA	Octagon 65 Ltd	2024-03-22		500.6 M
SA	Octagon 70 Alto Ltd	2024-03-22		445.0 M
SA	Octagon 71 Ltd	2024-03-22		499.8 M
Other	Octagon CLO Investment Grade Income Master Fund Ltd	[2024-03-22]	382.6 M	358.2 M
	Filed 2025-11-21 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
PE	Octagon CLO Opportunity Fund V Master LP	[2024-03-22]	6.7 M	32.6 M
	Filed 2024-07-19 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
SA	Octagon 59 Ltd	2023-03-20		487.8 M
SA	Octagon 62 Ltd	2023-03-20		499.5 M
SA	Octagon 66 Ltd	2023-03-20		499.9 M
SA	Octagon 67 Ltd	2023-03-20		499.5 M
SA	Octagon 68 Ltd	2023-03-20		499.8 M
Other	Octagon StepStone CLO Fund Ltd	[2023-03-20]	79.0 M	142.2 M
	Filed 2025-04-08 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
SA	Octagon 52 Ltd	2022-03-22		498.5 M
SA	Octagon 53 Ltd	2022-03-22		483.5 M
SA	Octagon 54 Ltd	2022-03-22		483.0 M
SA	Octagon 55 Ltd	2022-03-22		501.6 M
SA	Octagon 56 Ltd	2022-03-22		484.8 M
SA	Octagon 57 Ltd	2022-03-22		490.8 M
SA	Octagon 58 Ltd	2022-03-22		701.7 M
SA	Octagon 60 Ltd	2022-03-22		500.0 M
SA	Octagon 61 Ltd	2022-03-22		400.0 M
PE	Octagon CLO Opportunity Fund IV Master LP	[2022-03-22]		105.1 M
	Offered $500,000,000 · Filed 2022-01-11 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $500,000,000 · Duration One year or less · Revenue Decline to Disclose
SA	Octagon 51 Ltd	2021-03-19		491.2 M
SA	Octagon Investment Partners 48 Ltd	2021-03-19		499.8 M
SA	Octagon Investment Partners 49 Ltd	2021-03-19		466.6 M
SA	Octagon Investment Partners 50 Ltd	2021-03-19		386.8 M
Other	Octagon Partners CLO Opportunity Master Fund Ltd	[2021-03-19]	432.8 M	263.9 M
	Filed 2025-04-08 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Octagon Investment Grade CLO Opportunity Master Fund Ltd	[2020-03-17]	26.6 M	70.3 M
	Filed 2020-09-01 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
SA	Octagon Investment Partners 43 Ltd	2020-03-17		426.4 M
SA	Octagon Investment Partners 44 Ltd	2020-03-17		478.3 M
SA	Octagon Investment Partners 45 Ltd	2020-03-17		628.8 M
SA	Octagon Investment Partners 46 Ltd	2020-03-17		485.0 M
SA	Octagon Investment Partners 47 Ltd	2020-03-17		499.2 M
Other	Bandera Strategic Credit Partners II LP	[2019-03-28]	50.2 M	946.3 M
	Filed 2014-10-10 (D) · Exemption 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
SA	Octagon Investment Partners 36 Ltd	2019-03-28		267.5 M
SA	Octagon Investment Partners 38 Ltd	2019-03-28		748.4 M
SA	Octagon Investment Partners 39 Ltd	2019-03-28		299.1 M
SA	Octagon Investment Partners 40 Ltd	2019-03-28		578.5 M
SA	Octagon Investment Partners 41 Ltd	2019-03-28		490.5 M
SA	Octagon Investment Partners 42 Ltd	2019-03-28		498.9 M
PE	Octagon CLO Opportunity Fund III Master LP	[2018-03-29]		181.2 M
	Offered $500,000,000 · Filed 2018-02-06 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $500,000,000 · Duration One year or less · Revenue Decline to Disclose
SA	Octagon Investment Partners 31 Ltd	2018-03-29		492.4 M
SA	Octagon Investment Partners 32 Ltd	2018-03-29		399.9 M
SA	Octagon Investment Partners 33 Ltd	2018-03-29		475.3 M
SA	Octagon Investment Partners 34 Ltd	2018-03-29		163.3 M
SA	Octagon Investment Partners 35 Ltd	2018-03-29		376.2 M
SA	Octagon Investment Partners 37 Ltd	2018-03-29		475.0 M
PE	Octagon CLO Debt Fund II Master LP	[2017-03-30]	2.8 M
	Offered $200,000,000 · Filed 2016-08-29 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $197,200,000 · Duration One year or less · Net Assets Decline to Disclose
SA	Octagon Investment Partners 26 Ltd	2017-03-30		215.5 M
SA	Octagon Investment Partners 27 Ltd	2017-03-30		221.4 M
SA	Octagon Investment Partners 28 Ltd	2017-03-30		669.0 M
SA	Octagon Investment Partners 29 Ltd	2017-03-30		495.9 M
SA	Octagon Investment Partners 30 Ltd	2017-03-30		564.1 M
SA	Octagon 64 Ltd	2016-03-29		831.0 M
PE	Octagon CLO Debt Fund II LP	[2016-03-29]	25.2 M	25.3 M
	Offered $200,000,000 · Filed 2016-08-29 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $174,800,000 · Duration One year or less · Commission $1,000 · Net Assets Decline to Disclose
SA	Octagon Investment Partners 25 Ltd	2016-03-29		905.0 M
Other	Octagon Paul Credit Trust	2016-03-29		355.7 M
PE	Octagon CLO Debt Fund LP	[2015-03-30]	35.5 M
	Filed 2015-01-06 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Octagon Credit Opportunities Master Fund LP	[2015-03-30]	45.0 M	166.7 M
	Filed 2025-08-28 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
SA	Octagon Investment Partners 20-R Ltd	2015-03-30		499.6 M
SA	Octagon Investment Partners XIX Ltd	2015-03-30		316.3 M
SA	Octagon Investment Partners XXIII Ltd	2015-03-30		575.2 M
SA	Octagon Investment Partners XXII Ltd	2015-03-30		267.2 M
SA	Octagon Investment Partners XXI Ltd	2015-03-30		409.2 M
SA	Octagon Loan Funding 2014 Ltd	2015-03-30		324.5 M
SA	Octagon Investment Partners 18-R Ltd	2014-03-31		326.1 M
SA	Octagon Investment Partners XVII Ltd	2014-03-31		138.0 M
SA	Octagon Investment Partners XVI Ltd	2014-03-31		261.0 M
SA	Octagon Investment Partners XIV Ltd	2013-03-28		291.8 M
SA	Octagon Investment Partners XV Ltd	2013-03-28		337.7 M
Other	Octagon Joint Credit Trust 2012	2013-03-28		299.1 M
SA	Octagon Investment Partners XII Ltd	2012-03-30
Other	Octagon Senior Secured Credit Master Fund Ltd	[2012-03-30]	290.3 M	1,576.8 M
	Filed 2025-10-10 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Commission $200,512 · Net Assets Decline to Disclose
	DOLL Trust	2011-12-19		107.0 M
SA	Hamlet II Ltd	2011-12-19
	Octagon Co-Invest II LLC	2011-12-19		0.7 M
HF	Octagon High Income Master Fund Ltd	[2011-12-19]	256.3 M	175.4 M
	Filed 2025-10-10 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
SA	Octagon Investment Partners IX Ltd	2011-12-19
SA	Octagon Investment Partners VIII Ltd	2011-12-19
	Octagon Investment Partners VII Ltd	2011-12-19		363.0 M
SA	Octagon Investment Partners V Ltd	2011-12-19
SA	Octagon Investment Partners Xi Ltd	2011-12-19
SA	Octagon Investment Partners X Ltd	2011-12-19
	Octagon Loan Trust 2010	2011-12-19		200.0 M
	Octagon Paul Credit Trust Series I	2011-12-19		101.0 M
	Potential CLO I Ltd	2011-12-19		104.0 M

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	2	0.7
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	81	30.9
(g) Pension and profit sharing plans	0	1.6
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	45	1.8
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	132	35.1
By Discretionary
Discretionary	132	35.1
Non-Discretionary	0	0.0
Total	132	35.1
By Non-United States Persons
Non-United States Persons		31.4
United States Persons		3.7
Total	132	35.1

Form D Directors	Role	# Filings	# Firms
William Shaw	Director, Executive Officer	93	23
Kimberly Melen	Director	37	15
Glenn Mitchell	Director, Executive Officer	32	12
Guggenheim Partners Investment Management LLC	Promoter	36	4
Donald Young	Executive Officer	29	4
Stephen Murray	Executive Officer	7	4
Andrew Gordon	Executive Officer	51	3
John Dudzik	Executive Officer	9	3
Lauren Basmadjian	Executive Officer	9	3
Glen Mitchell	Director	5	3
View All

EDGAR Form	CIK	2011 - 2026
3	[0001717906]
4	[0001717906]

Firm Profile (Form ADV)
Discretionary AUM	$7.1B
Clients	1 (59 non-US)
Serves	Institutional
Fund Types	Hedge Fund, Private Equity
LEI	5493008X1UBLOD3JDQ57

Form 3/4/5 Subject	2011 - 2026
Octagon XAI CLO Income Fund
Octagon Credit Investors LLC
XAI Octagon Floating Rate & Alternative Income Trust

Insider Transaction (Form 3/4/5)	Date	Action	Shares	Price	Value ($)
Octagon XAI CLO Income Fund OCTIX Class I Shares	2024-12-31	Buy	5,327.55	$25.34	135,000
Octagon XAI CLO Income Fund OCTIX Class I Shares	2024-11-26	Buy	89,179.55	$25.23	2,250,000

Comparable Firms	State	AUM
Dragoneer Investment Group LLC ✚	CA	37.04 B
Sound Point Capital Management LP ✚	NY	36.98 B
MIC Capital Management UK LLP ✚		36.37 B
Stone Ridge Asset Management LLC ✚	NY	36.34 B
Blackstone Credit Systematic Strategies LLC ✚	NY	35.71 B
HBK Investments LP ✚	TX	35.61 B
Castlelake LP ✚	MN	35.29 B
Redding Ridge Asset Management LLC ✚	NY	33.32 B
The Putnam Advisory Company LLC ✚	MA	33.19 B
Brigade Capital Management LP ✚	NY	33.02 B

Octagon Credit Investors LLC

Assets, Funds, Holdings