|
⚲
|
| The Putnam Advisory Company LLC
✚
| |
|---|---|
| CRD # | 106631 |
| SEC # | 801-5097 |
| CIK # | 0000081238 |
| AUM | $65.6 BB (2024-03-30) |
| Employees | 40 (15% Investors, 52% Brokers) |
| Phone | 617-292-1000 |
| Address | 100 Federal St Boston, MA 02110 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| MSFT | 1,918.2 | 17.0 | |
| NVDA | 399.6 | 13.5 | |
| AMZN | 1,093.0 | 9.1 | |
| AAPL | 2,382.8 | 8.2 | |
| GOOGL | 1,475.1 | 4.3 | |
| UNH | 477.0 | 4.0 | |
| GOOG | 1,482.6 | 3.8 | |
| LLY | 301.8 | 3.4 | |
| META | 434.9 | 3.4 | |
| MA | 309.6 | 3.2 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| SA | 37 Capital CLO 4 Ltd | 2024-03-30 | 395.2 | |
| SA | 37 Capital CLO 3 Ltd | 2023-03-31 | 10.0 | |
| SA | 37 Capital CLO 2 Ltd | 2022-09-27 | 342.6 | |
| HF | Putnam Catholic Values US Large Cap Growth Fund LP | [2022-09-27] | 36.4 | 30.2 |
| SA | 37 Capital CLO 1 Ltd | 2022-03-30 | 382.8 | |
| HF | 37 Capital BlueScale Flagship Fund LP | [2021-07-14] | 27.9 | 44.4 |
| HF | Putnam Emerging Markets Small Cap Equity Fund LP | [2021-03-31] | 3.3 | 2.5 |
| HF | 37 Capital Private Mortgage Fund LP | [2020-03-30] | 28.0 | 99.7 |
| HF | Putnam Emerging Markets Equity Fund LP | [2019-08-14] | 10.4 | 9.3 |
| HF | 37 Capital Flexible Long/Short Fund LP | [2019-03-28] | 60.9 | 66.8 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 0.6 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 60 | 53.3 |
| (g) Pension and profit sharing plans | 8 | 2.5 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 2.7 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 5 | 2.1 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 2.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 7 | 0.7 |
| Total | 121 | 63.8 |
| By Discretionary | ||
| Discretionary | 97 | 29.4 |
| Non-Discretionary | 24 | 34.5 |
| Total | 121 | 63.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 63.8 | |
| Total | 121 | 63.8 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 | |
|---|---|---|---|---|
| Letitia Solomon | 67 | |||
| Claire Kasumba | 32 | |||
| Janeen Aljadir | 23 | |||
| Victor Valencia | 13 | |||
| Kaitlin May | 8 | |||
| Putnam Capital LLC | 13 | |||
| The Putnam Advisory Company LLC | 8 | |||
| NA NA | 8 | |||
| Anthony Humienuk | 2 | |||
| NA 37 Capital General Partner LLC | 2 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-NT | [0000081238] |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
Putnam Investment Management LLC
✚
|
MA | 97.9 |
|
The Putnam Advisory Company LLC
✚
|
MA | 65.6 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Sixth Street Advisers LLC
✚
|
TX | 71.0 |
|
Ares Capital Management LLC
✚
|
CA | 68.6 |
|
Viking Global Investors LP
✚
|
CT | 64.5 |
|
Tudor Investment Corporation
✚
|
CT | 63.6 |
|
Bain Capital Credit LP
✚
|
MA | 63.2 |
|
Clearlake Capital Group LP
✚
|
CA | 63.0 |
|
Blackstone Alternative Credit Advisors LP
✚
|
NY | 60.2 |
|
TA Associates Management LP
✚
|
MA | 59.6 |
|
Coatue Management LLC
✚
|
NY | 58.6 |
|
American Beacon Advisors Inc
✚
|
TX | 57.4 |