|
⚲
|
| October Wealth Advisors Inc
✚
|
|
|---|---|
| CRD # | 153993 |
| SEC # | 801-124993 |
| CIK # | |
| AUM | $109.1 MM (2023-02-23) |
| Employees | 3 (67% Investors, 0% Brokers) |
| Phone | 479-452-0996 |
| Address | 322 North 8th Street Fort Smith, AR 72901 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 133 | 43.0 |
| (b) Individuals (high net worth individuals) | 26 | 71.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 1.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 9.5 |
| (n) Other | 0 | 0.0 |
| Total | 347 | 125.3 |
| By Discretionary | ||
| Discretionary | 320 | 117.3 |
| Non-Discretionary | 27 | 8.0 |
| Total | 347 | 125.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 125.3 | |
| Total | 347 | 125.3 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
CLIO Asset Management LLC
✚
|
VA | 0.1 |
|
Avant Capital LLC
✚
|
LA | 0.1 |
|
Victrix Investment Advisors LLC
✚
|
FL | 0.1 |
|
Wulff Hansen & Co
✚
|
CA | 0.1 |
|
O'Connell Investment and Insurance Services LLC
✚
|
OR | 0.1 |
|
Income & Asset Advisory Inc
✚
|
NY | 0.1 |
|
Capstone Investment Group LLC
✚
|
WA | 0.1 |
|
Pittsburgh Financial Planners Inc
✚
|
PA | 0.1 |
|
Buchanan Wealth Management LLC
✚
|
VA | 0.1 |
|
Kestrel Wealth Management LLC
✚
|
IN | 0.1 |