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| Happy Holidays!! thanks for using AUM13F!! |
| Optima Asset Management LLC
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| CRD # | 299826 |
| SEC # | 801-115262 |
| CIK # | |
| AUM | $807.4 M (2025-03-31) |
| Employees | 30 (47% Investors, 7% Brokers) |
| Phone | 212-484-3000 |
| Address | 10 East 53rd Street New York, NY 10022 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Optima Fund Special Investments LLC | 2024-03-20 | 8.3 | |
| HF | Optima Partners Focus Special Investments LLC | 2024-03-20 | 14.8 | |
| HF | Optima Masters Fund Limited | [2023-03-22] | 18.4 | 8.7 |
| HF | Optima Masters Fund LLC | [2023-03-22] | 59.0 | 45.5 |
| HF | Optima Healthcare and Biotech Fund Limited | [2020-03-26] | 18.4 | 12.1 |
| HF | Optima Healthcare and Biotech Fund LLC | [2020-03-26] | 59.0 | 62.9 |
| HF | Optima Lloyd George Asia Fund | [2019-07-10] | 37.5 | 19.3 |
| HF | Optima Star Fund | [2017-03-29] | 19.6 | 3.6 |
| Other | Optima Star Long Fund | [2017-03-29] | 33.6 | 35.2 |
| HF | The Optima Fund Limited | [2012-03-29] | 375.5 | 16.0 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 5 | 183.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 27.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 21 | 539.2 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 13.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 44.9 |
| (n) Other | 0 | 0.0 |
| Total | 30 | 807.4 |
| By Discretionary | ||
| Discretionary | 19 | 486.0 |
| Non-Discretionary | 11 | 321.4 |
| Total | 30 | 807.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 281.8 | |
| United States Persons | 525.6 | |
| Total | 30 | 807.4 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 | |
|---|---|---|---|---|
| John Collis | 96 | |||
| Thomas Davis | 54 | |||
| William Thomson | 21 | |||
| Neil Glass | 19 | |||
| Geoffrey Lewis | 22 | |||
| Robert Rans | 10 | |||
| Optima Group Holdings LLC | 16 | |||
| Ronald Lake | 11 | |||
| Dennie Boardman | 10 | |||
| Optima Managers Gpmm LLC | 14 | |||
| View All | ||||
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