Optima Asset Management LLC

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Optima Asset Management LLC ✚
CRD #	299826
SEC #	801-115262
CIK #
AUM	891.6 M (2026-03-27)
Employees	22 (64% Investors, 5% Brokers)
Phone	212-484-3000
Address	10 East 53rd Street New York, NY 10022
Source	[IAPD] [Website]

Total AUM ($M) Copy

Type	Form D Funds	Date	Sold	AUM
HF	Bridgeport Access Cayman III SPC - Optima Inflation Fund Segregated Portfolio	[2026-03-27]	4.5 M	11.8 M
	Filed 2025-10-15 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Optima Fund Special Investments LLC	2024-03-20		19.8 M
HF	Optima Partners Focus Special Investments LLC	2024-03-20		14.9 M
HF	Optima Masters Fund Limited	[2023-03-22]	21.0 M	8.7 M
	Filed 2026-01-21 (D/A) · Exemption 506(c), 3(c), 3(c)(7) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Optima Masters Fund LLC	[2023-03-22]	60.3 M	42.8 M
	Filed 2026-01-21 (D/A) · Exemption 506(c), 3(c), 3(c)(7) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Optima Healthcare and Biotech Fund Limited	[2020-03-26]	21.0 M	12.1 M
	Filed 2026-01-21 (D/A) · Exemption 506(c), 3(c), 3(c)(7) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Optima Healthcare and Biotech Fund LLC	[2020-03-26]	60.3 M	68.9 M
	Filed 2026-01-21 (D/A) · Exemption 506(c), 3(c), 3(c)(7) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Optima Lloyd George Asia Fund	[2019-07-10]	39.9 M	23.7 M
	Filed 2026-02-17 (D/A) · Exemption 506(c), 3(c), 3(c)(7) · Minimum $5,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Optima Star Fund	[2017-03-29]	19.6 M	3.6 M
	Filed 2022-11-28 (D/A) · Exemption 506(c), 3(c), 3(c)(7) · Minimum $5,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Optima Star Long Fund	[2017-03-29]	33.6 M	39.1 M
	Filed 2020-01-29 (D/A) · Exemption 506(c), 3(c), 3(c)(7) · Minimum $5,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
View All

AUM Breakdown	Accounts	AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	5	142.9
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	1	37.9
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	24	674.5
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	18.7
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	17.5
(n) Other	0	0.0
Total	32	891.6
By Discretionary
Discretionary	22	613.8
Non-Discretionary	10	277.7
Total	32	891.6
By Non-United States Persons
Non-United States Persons		367.9
United States Persons		523.7
Total	32	891.6

Form D Directors	Role	# Filings	# Firms
John Collis	Director	97	14
Thomas Davis	Director	55	11
William Thomson	Director	21	9
Neil Glass	Director	20	9
Geoffrey Lewis	Director	23	8
Robert Rans	Director	10	7
Optima Group Holdings LLC	Promoter	16	6
Ronald Lake	Director	11	6
Dennie Boardman	Director	10	6
Optima Managers Gp-Mm LLC	Promoter	14	5
View All

Firm Profile (Form ADV)
Serves	Institutional, Retail
Fund Types	Hedge Fund

Comparable Firms	State	AUM
Old West Investment Management LLC ✚	CA	915.7 M
Formidable Asset Management LLC ✚	OH	903.0 M
First Turn Management LLC ✚	CA	900.1 M
Maytech Global Investments LLC ✚	NY	895.1 M
Thomas J Herzfeld Advisors Inc ✚	FL	890.4 M
Tran Capital Management LP ✚	CA	890.3 M
Martin Investment Management LLC ✚	FL	888.1 M
Bayshore Capital Advisors LLC ✚	FL	879.2 M
Running Oak Capital LLC ✚	MN	874.7 M
Ativo Capital Management LLC ✚	IL	862.7 M

Optima Asset Management LLC

Assets, Funds, Holdings