Optima Asset Management LLC

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Assets, Funds, Holdings

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Optima Asset Management LLC
CRD #299826
SEC #801-115262
CIK #
AUM $812.8 MM (2024-03-20)
Employees 20 (50% Investors, 0% Brokers)
Phone212-484-3000
Address10 East 53rd Street
New York, NY 10022
Source [IAPD] [Website]
Total AUM ($MM)
110088066044022002009201420192025
Type Form D Funds Date Sold ($MM) AUM ($MM)
HF Optima Fund Special Investments LLC 2024-03-20 8.3
HF Optima Partners Focus Special Investments LLC 2024-03-20 22.0
HF Optima Masters Fund Limited [2023-03-22] 18.3 8.7
HF Optima Masters Fund LLC [2023-03-22] 55.0 39.6
HF Optima Healthcare and Biotech Fund Limited [2020-03-26] 18.3 12.1
HF Optima Healthcare and Biotech Fund LLC [2020-03-26] 55.0 56.3
HF Optima Lloyd George Asia Fund [2019-07-10] 33.8 14.3
HF Optima Star Fund [2017-03-29] 19.6 3.6
Other Optima Star Long Fund [2017-03-29] 33.6 34.8
HF The Optima Fund Limited [2012-03-29] 375.3 16.0
View All
AUM Breakdown Accounts AUM ($MM)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 5 159.7
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 1 20.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 20 568.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 1 10.7
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 3 54.4
(n) Other 0 0.0
Total 30 812.8
By Discretionary
Discretionary 19 487.7
Non-Discretionary 11 325.1
Total 30 812.8
By Non-United States Persons
Non-United States Persons 167.8
United States Persons 645.0
Total 30 812.8
Form D Directors # Filings # Firms 2011 - 2024
John Collis 96
Thomas Davis 53
Neil Glass 19
William Thomson 21
Geoffrey Lewis 21
Robert Rans 10
Ronald Lake 11
Dennie Boardman 10
Optima Group Holdings LLC 16
Optima Managers Gpmm LLC 14
View All
Comparable Firms State AUM ($BB)
Argos Wealth Advisors LLC
UT 0.8
Warberg Asset Management LLC
IL 0.8
Synergy Asset Management LLC
WA 0.8
Kingdon Capital Management LLC
NY 0.8
Logan Stone Capital LLC
IL 0.8
Nuverse Advisors LLC
FL 0.8
Private Capital Advisors Inc
CT 0.8
Satovsky Asset Management LLC
NY 0.8
Coker & Palmer Inc
MS 0.8
Mark Asset Management LP
NY 0.8
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