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Optima Asset Management LLC
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CRD # | 299826 |
SEC # | 801-115262 |
CIK # | |
AUM | $812.8 MM (2024-03-20) |
Employees | 20 (50% Investors, 0% Brokers) |
Phone | 212-484-3000 |
Address | 10 East 53rd Street New York, NY 10022 |
Source | [IAPD] [Website] |
Total AUM ($MM) |
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Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
---|---|---|---|---|
HF | Optima Fund Special Investments LLC | 2024-03-20 | 8.3 | |
HF | Optima Partners Focus Special Investments LLC | 2024-03-20 | 22.0 | |
HF | Optima Masters Fund Limited | [2023-03-22] | 18.3 | 8.7 |
HF | Optima Masters Fund LLC | [2023-03-22] | 55.0 | 39.6 |
HF | Optima Healthcare and Biotech Fund Limited | [2020-03-26] | 18.3 | 12.1 |
HF | Optima Healthcare and Biotech Fund LLC | [2020-03-26] | 55.0 | 56.3 |
HF | Optima Lloyd George Asia Fund | [2019-07-10] | 33.8 | 14.3 |
HF | Optima Star Fund | [2017-03-29] | 19.6 | 3.6 |
Other | Optima Star Long Fund | [2017-03-29] | 33.6 | 34.8 |
HF | The Optima Fund Limited | [2012-03-29] | 375.3 | 16.0 |
View All |
AUM Breakdown | Accounts | AUM ($MM) |
---|---|---|
By Client Type | ||
(a) Individuals (other than high net worth individuals) | 0 | 0.0 |
(b) Individuals (high net worth individuals) | 5 | 159.7 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 1 | 20.0 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 20 | 568.0 |
(g) Pension and profit sharing plans | 0 | 0.0 |
(h) Charitable organizations | 1 | 10.7 |
(i) State or municipal government entities | 0 | 0.0 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 0 | 0.0 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
(m) Corporations or other businesses not listed above | 3 | 54.4 |
(n) Other | 0 | 0.0 |
Total | 30 | 812.8 |
By Discretionary | ||
Discretionary | 19 | 487.7 |
Non-Discretionary | 11 | 325.1 |
Total | 30 | 812.8 |
By Non-United States Persons | ||
Non-United States Persons | 167.8 | |
United States Persons | 645.0 | |
Total | 30 | 812.8 |
Form D Directors | # Filings | # Firms | 2011 - 2024 | |
---|---|---|---|---|
John Collis | 96 | |||
Thomas Davis | 53 | |||
Neil Glass | 19 | |||
William Thomson | 21 | |||
Geoffrey Lewis | 21 | |||
Robert Rans | 10 | |||
Ronald Lake | 11 | |||
Dennie Boardman | 10 | |||
Optima Group Holdings LLC | 16 | |||
Optima Managers Gpmm LLC | 14 | |||
View All |
Comparable Firms | State | AUM ($BB) |
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Argos Wealth Advisors LLC
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|
UT | 0.8 |
Warberg Asset Management LLC
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|
IL | 0.8 |
Synergy Asset Management LLC
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|
WA | 0.8 |
Kingdon Capital Management LLC
✚
|
NY | 0.8 |
Logan Stone Capital LLC
✚
|
IL | 0.8 |
Nuverse Advisors LLC
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|
FL | 0.8 |
Private Capital Advisors Inc
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|
CT | 0.8 |
Satovsky Asset Management LLC
✚
|
NY | 0.8 |
Coker & Palmer Inc
✚
|
MS | 0.8 |
Mark Asset Management LP
✚
|
NY | 0.8 |