|
⚲
|
| Tran Capital Management LP
✚
|
|
|---|---|
| CRD # | 107049 |
| SEC # | 801-9747 |
| CIK # | 0001009262 |
| AUM | $890.3 M (2026-02-23) |
| Employees | 7 (43% Investors, 14% Brokers) |
| Phone | 415-461-3800 |
| Address | 1000 4th St San Rafael, CA 94901 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| ARM Holdings PLC /UK | 0.1 | ||
| Palo Alto Networks Inc | 0.1 | ||
| Nvidia Corp | 0.1 | ||
| Amazon Com Inc | 0.0 | ||
| Alphabet Inc | 0.0 | ||
| Ferguson Enterprises Inc /DE/ | 0.0 | ||
| GE Vernova Inc | 0.0 | ||
| Danaher Corp /DE/ | 0.0 | ||
| Microsoft Corp | 0.0 | ||
| Talen Energy Corp | 0.0 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| Other | TCM SPV I LLC | [2022-03-28] | 20.5 | 9.4 |
| HF | Analog Capital Fund LP | [2018-03-29] | 14.4 | 12.9 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 215 | 0.2 |
| (b) Individuals (high net worth individuals) | 78 | 0.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 4 | 0.0 |
| (h) Charitable organizations | 17 | 0.2 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 14 | 0.1 |
| (n) Other | 19 | 0.0 |
| Total | 348 | 0.9 |
| By Discretionary | ||
| Discretionary | 329 | 0.9 |
| Non-Discretionary | 19 | 0.0 |
| Total | 348 | 0.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 0.9 | |
| Total | 348 | 0.9 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Eric Winterhalter | 2 | 2 | ||
| Tran Quoc | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001009262] | |
| SC 13G | [0001009262] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Lateef Investment Management LP | Half Robert International Inc /DE/ | [2013-01-22] |
| Lateef Investment Management LP | Half Robert International Inc /DE/ | [2012-01-04] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Old West Investment Management LLC
✚
|
CA | 0.9 |
|
Formidable Asset Management LLC
✚
|
OH | 0.9 |
|
First TURN Management LLC
✚
|
CA | 0.9 |
|
Maytech Global Investments LLC
✚
|
NY | 0.9 |
|
Optima Asset Management LLC
✚
|
NY | 0.9 |
|
Thomas J Herzfeld Advisors Inc
✚
|
FL | 0.9 |
|
Martin Investment Management LLC
✚
|
FL | 0.9 |
|
Bayshore Capital Advisors LLC
✚
|
FL | 0.9 |
|
Running Oak Capital LLC
✚
|
MN | 0.9 |
|
Ativo Capital Management LLC
✚
|
IL | 0.9 |