Park Square Financial Group LLC

ITEM 5 - FEES AND COMPENSATION
Investment Management Fees and Compensation
Park Square charges a fee as compensation for providing Investment Management services on your account.
These services include advisory, trade entry, investment supervision, and other account-maintenance activities.
Also refer to Additional Fees and Expenses below for additional details regarding fees.

All of our advisory clients are managed in our Wrap Fee Program which covers all program transaction fees,
including ticket charges, commissions, and other charges for trading and custody. Fees are monthly in arrears,
based on the average daily balance of accounts. Billing methods are defined in the client Investment Advisory
Agreement. Park Square’s annual fees are based upon a percentage of assets under management not to exceed
2.35%. If services commenced in the middle of the billing period, then the prorated fee for that billing period and
any fees due to the Firm will be deducted from the Client’s account prior to termination.

Although Park Square has established a maximum annual fee as stated above, we retain the discretion to negotiate
alternative fees on a client-by-client basis. Client facts, circumstances and needs are considered in determining
the fee schedule. These factors include the complexity of the client, assets to be placed under management,
anticipated future additional assets, related accounts, portfolio style, account composition, reports, among others.
The specific annual fee schedule is identified in the contract between the adviser and the client. Fees are assessed
on all assets under management, including securities, cash and money market balances. When invested in a

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managed model there is typically a small percentage invested in cash as part of that model (i.e., 1%). That “cash”
will be included in the AUM fee.

Unless otherwise instructed by the client, we will aggregate asset amounts in accounts from your same household
together to determine the advisory fee for all your accounts. We would do this, for example, where we also service
accounts on behalf of your minor children, individual and joint accounts for a spouse, and/or other types of related
accounts. This consolidation practice is designed to allow you the benefit of an increased asset total, which could
cause your account(s) to be assessed a lower advisory fee.

The independent qualified custodian holding your funds and securities will debit your account directly for the
advisory fee and pay that fee to us. You will provide written authorization permitting the fees to be paid directly
from your account held by the qualified custodian. Further, the qualified custodian agrees to deliver an account
statement quarterly directly to you indicating all the amounts deducted from the account including our advisory
fees. At our discretion, our Firm will allow advisory fees to be paid by check as indicated in the Agreement. You
are encouraged to review your account statements for accuracy.

Either Park Square or you may terminate the management agreement immediately upon written notice to the
other party. The management fee will be pro-rated to the date of termination, for the month in which the
cancellation notice was given and billed to your account. Upon termination, you are responsible for monitoring
the securities in your account, and we will have no further obligation to act or advise with respect to those assets.
In the event of client’s death or disability, Park Square will continue management of the account until we are
notified of client’s death or disability. Once notified, the account will be restricted until alternative instructions are
received by an authorized party.

We will not require prepayment of more than $1,200 in fees per client, six (6) or more months in advance of
providing any services. In no case are our fees based on, or related to, the performance of your funds or
investments.

Use of Model Managers and Platform Providers
Through an administrative platform arrangement, we have contracted with various platform providers to utilize
their technology to support data reconciliation, performance reporting, fee calculation and billing, client database
maintenance, quarterly performance evaluations, payable reports, and other functions related to the
administrative tasks of managing client accounts. Due to this arrangement, the platform provider will have access
to client information. Park Square and the platform provider are non-affiliated companies. The platform provider
receives a portion of our advisory fee for each account. The platform provider will not serve as the discretionary
investment advisor to our clients. Please note that the fee charged to the client will not increase due to the annual
fee Park Square pays to the platform provider, the fee is paid from the portion of the management fee retained by
our Firm.

For accounts where the platform provider is engaged as a platform provider, clients’ fees will be calculated and
deducted from your account by the platform provider with our portion of the overall fee paid directly by the

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        APRIL 2026 | PAGE 9

platform provider to our firm. Fees are billed as defined in the client Investment Advisory Agreement. Billing will
begin after the account has trade activity or after two full monthly billing cycles, whichever is sooner.

Under our fee billing described above, only one rate is charged against all of the client’s assets under management
in this program. The platform provider retains a portion of the advisory fee charged. For some “Model Managers”,
their fee is included in the portion retained directly by the platform provider and others receive a fee separate in
addition to the fee retained by the platform provider. Our Firm does not adjust the overall Program fee depending
on selected Model Managers.
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ITEM 7 - TYPES OF CLIENTS
Our Firm works with the following types of clients: individuals, high net-worth individuals, trusts, and estates.

We impose a $250,000 minimum account value to initiate our Firm’s advisory and money management services,
however, this may be waived as deemed appropriate by the Firm.