Parkside Investments LLC

Item 5 – Fees and Compensation
We provide investment management services that encompass equities, fixed income and alternative
investments. Our fees for separately managed accounts are based on a percentage of assets under
management and our current standard fee schedule for new clients is produced below. While we
generally adhere to our standard fee schedule, at times we negotiate a different fee schedule for
a client.

                                         Standard Fee Schedule
                                      Equity and Balanced Accounts
                  Amount of Assets                   Annual % Fee
                  First $2,000,000                   0.90%
                  Next $3,000,000                    0.70%
                  ($2,000,001 - $5,000,000)
                  Next $5,000,000                    0.40%
                  ($5,000,001 - $10,000,000)
                  Thereafter                         0.30%

                            Fees for fixed income only accounts are negotiable.
                Charitable organizations receive a 10% discount off our stated fee schedule.
Our fees are for investment management under an advisory agreement and include investment and
reinvestment of funds and periodic reports of assets and security transactions. Investment management
fees are calculated using the total market value, including cash, at quarter end, less proprietary funds
and non-billable assets. Fees are calculated at the end of each calendar quarter using the agreed upon
rate and are payable in advance for the following quarter. Fees are not prorated for either addition or
withdrawal of assets in the account during the quarter. The calculation is based on 365 days and is
prorated for the actual number of days in that quarter. Parkside does not charge a minimum fee. Clients
may authorize fees to be deducted from their accounts or choose to pay their fees directly to Parkside
upon receipt of a quarterly invoice. The fee schedule may be amended by Parkside with 30 days’ written
notice.

Fees for consulting, specialized reporting, or other requirements beyond the scope of customary
services, are negotiable.

All fees paid to Parkside are in addition to brokerage, transaction, and custody fees and other related
costs and expenses which are borne by the client. We do not use funds that impose either initial or
deferred sales charges. Parkside does not receive brokerage commissions or any portion of fees and
expenses paid to other managers, limited partnerships, or mutual funds. Please see Item 12 – Brokerage
Practices.

Parkside Investments, LLC                                                           ADV Part 2A Firm Brochure
Rev 8/1/26                                                                                        Page 7 of 16

The client may terminate the advisory agreement within five days of initiating the agreement and,
thereafter, with 30 days’ written notice. Quarterly fees already paid to Parkside will be prorated
to the date investment services are terminated and refunded.

A client may incur brokerage and custody fees as well as other fees and expenses for assets supervised
by, but not managed by Parkside. These assets include separate accounts managed by other managers,
limited partnerships, ETFs, closed end funds, and no-load mutual funds. Fees and expenses are
described in the respective investment management agreements, offering memorandums, subscription
agreements, and mutual fund prospectuses. These fees generally include an investment management
fee, expense reimbursement, performance fees (in limited partnerships) and, in the case of mutual
funds, may include distribution fees.

We receive a management fee from Parkside Covered Call Fund (PCCF) that equals 1.0% of each limited
partner’s account. No management fee is paid by Parkside VPS Fund (PVPS), however, we will receive a
performance allocation from PVPS of 10% on annual increases up to a 50% hurdle and 20% thereafter
after satisfying any a loss carry forward. Assets in PCCF and PVPS are excluded from the calculation of
fees for separately managed accounts in order to avoid “double charging fees” on the same assets.

As a courtesy to certain clients, we will, on occasion, facilitate the processing of securities transactions
for “Friends and Family” accounts through broker-dealers. These transactions are nondiscretionary in
nature and not subject to continuous and regular supervisory or management services. We do not have
ongoing responsibility to select or make recommendations based upon the needs of the client and we
process securities transactions of Friends and Family accounts upon request as an accommodation,
without charging any investment management fee.

Item 7 – Types of Clients
Parkside provides custom account investment advice to individuals, pension and profit sharing plans,
trusts, estates, charitable organizations, businesses, and serves as investment adviser to the private
funds: Parkside Covered Call Fund and Parkside VPS Fund. In general, Parkside’s minimum relationship
size is $2,000,000 for a separately managed account.