|
⚲
|
| Valley Wealth Strategies LLC
✚
|
|
|---|---|
| CRD # | 289737 |
| SEC # | 801-113081 |
| CIK # | |
| AUM | $1.0 BB (2023-02-21) |
| Employees | 31 (90% Investors, 90% Brokers) |
| Phone | 888-488-8480 |
| Address | 404 W Pine Street Lodi, CA 95240 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 2,940 | 790.0 |
| (b) Individuals (high net worth individuals) | 200 | 200.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 60 | 33.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3,600 | 1,023.0 |
| By Discretionary | ||
| Discretionary | 400 | 150.0 |
| Non-Discretionary | 3,200 | 873.0 |
| Total | 3,600 | 1,023.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,023.0 | |
| Total | 3,600 | 1,023.0 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Raffa Wealth Management LLC
✚
|
DC | 1.0 |
|
Endurance Wealth Management Inc
✚
|
RI | 1.0 |
|
ICA Group Wealth Management LLC
✚
|
CO | 1.0 |
|
Stoneridge PMG Advisors LLC
✚
|
PA | 1.0 |
|
Auxano Advisors LLC
✚
|
WA | 1.0 |
|
Prudent Management Associates
✚
|
PA | 1.0 |
|
JM Forbes & Co LLP
✚
|
MA | 1.0 |
|
HBW Advisory Services LLC
✚
|
CA | 1.0 |
|
Continuum Advisory LLC
✚
|
ID | 1.0 |
|
Kavar Capital Partners Group LLC
✚
|
KS | 1.0 |