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| Keyboard |
| Valley Wealth Strategies LLC
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|---|---|
| CRD # | 289737 |
| SEC # | 801-113081 |
| CIK # | |
| AUM | 1,447.8 M (2026-06-01) |
| Employees | 59 (44% Investors, 44% Brokers) |
| Phone | 209-366-1264 |
| Address | 404 W Pine Street Lodi, CA 95240 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 3,689 | 870.6 |
| (b) Individuals (high net worth individuals) | 277 | 495.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 68 | 38.0 |
| (h) Charitable organizations | 16 | 41.7 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 5 | 2.5 |
| (n) Other | 0 | 0.0 |
| Total | 6,774 | 1,447.8 |
| By Discretionary | ||
| Discretionary | 1,090 | 448.3 |
| Non-Discretionary | 5,684 | 999.4 |
| Total | 6,774 | 1,447.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,447.8 | |
| Total | 6,774 | 1,447.8 |
| Firm Profile (Form ADV) | |
|---|---|
| Clients | 63 |
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Forge Financial Services LLC
✚
|
OK | 1,457.4 M |
|
Redhawk Wealth Advisors Inc
✚
|
MN | 1,456.2 M |
|
Alpine Private Capital LLC
✚
|
MO | 1,453.5 M |
|
iCapital LLC
✚
|
MA | 1,452.6 M |
|
Apollon Financial LLC
✚
|
SC | 1,447.0 M |
|
Haven Global Partners LLC
✚
|
GA | 1,445.4 M |
|
Campbell Newman Asset Management Inc
✚
|
WI | 1,442.4 M |
|
Fusion Family Wealth LLC
✚
|
NY | 1,441.4 M |
|
Spirepoint Private Client LLC
✚
|
FL | 1,440.0 M |
|
Parkside Investments LLC
✚
|
IL | 1,437.6 M |