Penn Capital Management Company LLC

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Penn Capital Management Company LLC ✚
CRD #	105081
SEC #	801-31452
CIK #	0001158202
AUM	$1.7 BB (2024-08-13)
Employees	19 (68% Investors, 0% Brokers)
Phone	215-302-1500
Address	1200 Intrepid Avenue Philadelphia, PA 19112
Source	[IAPD] [EDGAR] [Website] [Twitter] [LinkedIn]

Total AUM ($BB) Copy

Sector	Form 13F Holdings	Cap ($BB)	Value ($BB)
	WFRD	1.7	0.0
	CRS	1.4	0.0
	NCLH	5.3	0.0
	FTAI	1.9	0.0
	MTZ	5.5	0.0
	GDEN	1.2	0.0
	BPOP	6.1	0.0
	NMRK	1.7	0.0
	RXO		0.0
	FOUR	2.1	0.0
View All

Holdings by Sector ($BB)

Type	Form D Funds	Date	Sold ($MM)	AUM ($MM)
HF	Penn Capital Energy Credit Opportunities Fund LP	2015-03-30		0.0
Other	Penn Capital Multi-Sector Spectrum Income Fund LP	[2015-03-30]	82.0	4.0
Other	Penn Institutional Loan Common Master Fund LP	[2014-03-31]	131.0	12.8
HF	Capital Structure Opportunities Fund Offshore LP	2012-03-29		8.2
Other	Penn Capital Defensive High Yield Fund LP	2012-03-29		249.3
HF	Penn Capital Pioneer Energy Fund LP	[2012-03-29]	8.9	6.2
HF	Penn Capital Structure Total Return Fund LP	2012-03-29		6.7
Other	Penn Convertible Fund LP	[2012-03-29]	9.5	2.7
Other	Penn Core High Yield Bond Fund LP	2012-03-29		4.4
Other	Penn Core Opportunistic High Yield Bond Fund LP	2012-03-29		92.9
HF	Penn Distressed Fund LP	2012-03-29		1.6
Other	Penn Diversified Micro Cap Equity Fund LP	[2012-03-29]	9.4	2.0
Other	Penn Financial Services Fund LP	[2012-03-29]	3.0	2.4
Other	Penn Mid Cap Equity Fund LP	[2012-03-29]	25.2	3.2
Other	Penn Short Duration High Yield Fund LP	[2012-03-29]	52.1	33.8
Other	Penn Small Capitalization Fund LP	[2012-03-29]	53.7	12.3
Other	Penn Small to Mid Cap Equity Fund LP	[2012-03-29]	82.0	14.8

AUM Breakdown	Accounts	AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals)	182	0.1
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	4	0.1
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	3	0.1
(g) Pension and profit sharing plans	6	0.1
(h) Charitable organizations	4	0.1
(i) State or municipal government entities	6	0.9
(j) Other investment advisers	0	0.0
(k) Insurance companies	2	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	3	0.0
(n) Other	724	0.3
Total	934	1.7
By Discretionary
Discretionary	210	1.4
Non-Discretionary	724	0.3
Total	934	1.7
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		1.7
Total	934	1.7

Limited Partners	2011 - 2024
Los Angeles County Employees Retirement Association
Maryland State Retirement and Pension System
New York City Employees' Retirement System
New York State and Local Retirement System
New York State Common Retirement Fund
South Carolina Public Employees Benefit Authority
Teachers' Retirement System of the City of New York

Form D Directors	# Filings	# Firms	2011 - 2024
Lisa Matson	11
Joseph McDonnell	9
Peter Moran	43
Eric Green	24
Christian Noyes	16
Gerald McBride	16
Richard Hocker	15
Marcia Hocker	15
Kimberly Hocker	15
Kirsten Hocker	14
View All

EDGAR Form	CIK	2011 - 2024
13F-HR	[0001158202]
SC 13G	[0001158202]

Form 13D/13G Filer	Form 13D/13G Subject	Filed
Penn Capital Management Co Inc	Penn Capital Management Co Inc	[2018-07-30]
Penn Capital Management Co Inc	Penn Capital Management Co Inc	[2018-07-30]
Penn Capital Management Co Inc	Penn Capital Management Co Inc	[2018-07-30]
Penn Capital Management Co Inc	CPI Aerostructures Inc	[2016-02-12]
Penn Capital Management Co Inc	Sharpspring Inc	[2016-02-12]
Penn Capital Management Co Inc	Gigoptix Inc	[2015-02-12]
Penn Capital Management Co Inc	CPI Aerostructures Inc	[2014-02-14]
Penn Capital Management Co Inc	Full House Resorts Inc	[2014-02-13]
Penn Capital Management Co Inc	ShoreTel Inc	[2013-02-15]
Penn Capital Management Co Inc	Pzena Investment Management Inc	[2013-02-15]
View All

Comparable Firms	State	AUM ($BB)
Prytania Investment Advisors LLP ✚		1.8
Fairview Capital Investment Management LLC ✚	CA	1.8
Pine Valley Investments Limited Liability Company ✚	NJ	1.7
CornerStone Advisory LLC ✚	MD	1.7
Rice Hall James & Associates LLC ✚	CA	1.7
Check Capital Management Inc ✚	CA	1.7
Okabena Investment Services Inc ✚	MN	1.7
Infrastructure Capital Advisors LLC ✚	NY	1.7
Cantor Fitzgerald Investment Advisors LP ✚	NY	1.6
The Investment House LLC ✚	CA	1.6

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Penn Capital Management Company LLC

Assets, Funds, Holdings