Penn Capital Management Company LLC

Search
⚲

Message
Happy Holidays!! thanks for using AUM13F!!

Penn Capital Management Company LLC ✚
CRD #	105081
SEC #	801-31452
CIK #	0001158202
AUM	$1.6 B (2025-05-13)
Employees	15 (80% Investors, 0% Brokers)
Phone	215-302-1500
Address	1200 Intrepid Avenue Philadelphia, PA 19112
Source	[IAPD] [EDGAR] [Website] [Twitter] [LinkedIn]

Total AUM ($B) Copy

CIK	Period
0001158202	2025-06-30 2025-03-31 2024-12-31 2024-09-30 2024-06-30 2024-03-31 2023-12-31 2023-09-30 2023-06-30 2023-03-31 2022-12-31 2022-09-30 2022-06-30 2022-03-31 2021-12-31 2021-09-30 2021-06-30 2021-03-31 2020-12-31 2020-09-30 2020-06-30 2020-03-31 2019-12-31 2019-09-30 2019-06-30 2019-03-31 2018-12-31 2018-09-30 2018-06-30 2018-03-31 2017-12-31 2017-09-30 2017-06-30 2017-03-31 2016-12-31 2016-09-30 2016-06-30 2016-03-31 2015-12-31 2015-09-30 2015-06-30 2015-03-31 2014-12-31 2014-09-30 2014-06-30 2014-03-31 2013-12-31 2013-09-30 2013-06-30 2013-03-31 2012-12-31 2012-09-30 2012-06-30 2012-03-31 2011-12-31

CIK

Period

0001158202

Sector	Form 13F Holdings	Value ($B)
	Amazon HoldCo Inc	0.0
	Lumentum Holdings Inc	0.0
	BGC Partners Inc	0.0
	Dycom Industries Inc	0.0
	Gulfport Energy Corp	0.0
	Newmark Group Inc	0.0
	Ameris Bancorp	0.0
	Waystar Holding Corp	0.0
	Extreme Networks Inc	0.0
	Lakes Entertainment Inc	0.0
	Alphatec Holdings Inc	0.0
	Rambus Inc	0.0
	Camtek Ltd	0.0
	Agilysys Inc	0.0
	Rubicon Project Inc	0.0
	Chart Industries Inc	0.0
	Mirum Pharmaceuticals Inc	0.0
	Nexstar Broadcasting Group Inc	0.0
	Calix Inc	0.0
	Texas Capital Bancshares Inc/Tx	0.0
	Colonnade Acquisition Corp	0.0
	DMY Technology Group Inc	0.0
	First Watch Restaurant Group Inc	0.0
	RadNet Inc	0.0
	Eldorado Resorts Inc	0.0
	Manhattan Pharmaceuticals Inc	0.0
	Life Time Group Holdings Inc	0.0
	Popular Inc	0.0
	RXO Inc	0.0
	Chefs' Warehouse Inc	0.0
Prev \| Page 1 \| Next

Type	Form D Funds	Date	Sold ($M)	AUM ($M)
HF	Penn Capital Energy Credit Opportunities Fund LP	2015-03-30		0.0
Other	Penn Capital Multi-Sector Spectrum Income Fund LP	[2015-03-30]	82.0	4.0
Other	Penn Institutional Loan Common Master Fund LP	[2014-03-31]	131.0	12.8
HF	Capital Structure Opportunities Fund Offshore LP	2012-03-29		8.2
Other	Penn Capital Defensive High Yield Fund LP	2012-03-29		249.3
HF	Penn Capital Pioneer Energy Fund LP	[2012-03-29]	8.9	6.2
HF	Penn Capital Structure Total Return Fund LP	2012-03-29		6.7
Other	Penn Convertible Fund LP	[2012-03-29]	9.5	2.7
Other	Penn Core High Yield Bond Fund LP	2012-03-29		4.4
Other	Penn Core Opportunistic High Yield Bond Fund LP	2012-03-29		92.9
View All

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	59	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	4	0.1
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	3	0.1
(g) Pension and profit sharing plans	2	0.1
(h) Charitable organizations	5	0.1
(i) State or municipal government entities	4	0.9
(j) Other investment advisers	0	0.0
(k) Insurance companies	2	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	3	0.0
(n) Other	642	0.3
Total	724	1.6
By Discretionary
Discretionary	82	1.3
Non-Discretionary	642	0.3
Total	724	1.6
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		1.6
Total	724	1.6

Limited Partners	2011 - 2025
Los Angeles County Employees Retirement Association
Maryland State Retirement and Pension System
New York City Employees' Retirement System
New York State and Local Retirement System
South Carolina Public Employees Benefit Authority
Teachers' Retirement System of the City of New York

Form D Directors	# Filings	# Firms	2011 - 2025
Lisa Matson	11
Joseph McDonnell	9
Peter Moran	43
Eric Green	27
Gerald McBride	16
Christian Noyes	16
Marcia Hocker	15
Kimberly Hocker	15
Richard Hocker	15
Kirsten Hocker	14
View All

EDGAR Form	CIK	2011 - 2025
13F-HR	[0001158202]
SC 13G	[0001158202]

Form 13D/13G Filer	Form 13D/13G Subject	Filed
Penn Capital Management Co Inc	Penn Capital Management Co Inc	[2018-07-30]
Penn Capital Management Co Inc	Penn Capital Management Co Inc	[2018-07-30]
Penn Capital Management Co Inc	Penn Capital Management Co Inc	[2018-07-30]
Penn Capital Management Co Inc	CPI Aerostructures Inc	[2016-02-12]
Penn Capital Management Co Inc	Sharpspring Inc	[2016-02-12]
Penn Capital Management Co Inc	Gigoptix Inc	[2015-02-12]
Penn Capital Management Co Inc	CPI Aerostructures Inc	[2014-02-14]
Penn Capital Management Co Inc	Full House Resorts Inc	[2014-02-13]
Penn Capital Management Co Inc	Cbeyond Inc	[2013-02-15]
Penn Capital Management Co Inc	ShoreTel Inc	[2013-02-15]
View All

Comparable Firms	State	AUM ($B)
3EDGE Asset Management LP ✚	FL	1.7
Fairholme Capital Management LLC ✚	FL	1.7
Quent Capital LLC ✚	NY	1.6
Portolan Capital Management LLC ✚	MA	1.6
Adelante Capital Management LLC ✚	CA	1.6
Seacrest Wealth Management LLC ✚	NY	1.6
Lake Hill Capital Management LLC ✚	NY	1.6
Seelaus Asset Management LLC ✚	NJ	1.6
Halyard Asset Management LLC ✚	NY	1.5
Cushing Asset Management LP ✚	TX	1.5

{"search": "/search", "clicked": "/clicked", "portfolio_add": "/portfolio-add", "portfolio_remove": "/portfolio-remove", "portfolio_create": "/portfolio-create", "portfolio_activate": "/portfolio-activate", "portfolio_delete": "/portfolio-delete", "portfolio_rename": "/portfolio-rename", "portfolio_color": "/portfolio-color", "home_filter": "/home-filter", "htmlspeed": "/htmlspeed", "add_tag_firm": "/add-tag-firm", "add_tag_click": "/add-tag-click", "copy_aum": "/copy-aum", "stripe_checkout": "/stripe-checkout", "update_card": "/update-card"}

Penn Capital Management Company LLC

Assets, Funds, Holdings