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| Happy Holidays!! thanks for using AUM13F!! |
| Penn Capital Management Company LLC
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| CRD # | 105081 |
| SEC # | 801-31452 |
| CIK # | 0001158202 |
| AUM | $1.6 B (2025-05-13) |
| Employees | 15 (80% Investors, 0% Brokers) |
| Phone | 215-302-1500 |
| Address | 1200 Intrepid Avenue Philadelphia, PA 19112 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Amazon HoldCo Inc | 0.0 | ||
| Lumentum Holdings Inc | 0.0 | ||
| BGC Partners Inc | 0.0 | ||
| Dycom Industries Inc | 0.0 | ||
| Gulfport Energy Corp | 0.0 | ||
| Newmark Group Inc | 0.0 | ||
| Ameris Bancorp | 0.0 | ||
| Waystar Holding Corp | 0.0 | ||
| Extreme Networks Inc | 0.0 | ||
| Lakes Entertainment Inc | 0.0 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Penn Capital Energy Credit Opportunities Fund LP | 2015-03-30 | 0.0 | |
| Other | Penn Capital Multi-Sector Spectrum Income Fund LP | [2015-03-30] | 82.0 | 4.0 |
| Other | Penn Institutional Loan Common Master Fund LP | [2014-03-31] | 131.0 | 12.8 |
| HF | Capital Structure Opportunities Fund Offshore LP | 2012-03-29 | 8.2 | |
| Other | Penn Capital Defensive High Yield Fund LP | 2012-03-29 | 249.3 | |
| HF | Penn Capital Pioneer Energy Fund LP | [2012-03-29] | 8.9 | 6.2 |
| HF | Penn Capital Structure Total Return Fund LP | 2012-03-29 | 6.7 | |
| Other | Penn Convertible Fund LP | [2012-03-29] | 9.5 | 2.7 |
| Other | Penn Core High Yield Bond Fund LP | 2012-03-29 | 4.4 | |
| Other | Penn Core Opportunistic High Yield Bond Fund LP | 2012-03-29 | 92.9 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 59 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 4 | 0.1 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 0.1 |
| (g) Pension and profit sharing plans | 2 | 0.1 |
| (h) Charitable organizations | 5 | 0.1 |
| (i) State or municipal government entities | 4 | 0.9 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 2 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 3 | 0.0 |
| (n) Other | 642 | 0.3 |
| Total | 724 | 1.6 |
| By Discretionary | ||
| Discretionary | 82 | 1.3 |
| Non-Discretionary | 642 | 0.3 |
| Total | 724 | 1.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1.6 | |
| Total | 724 | 1.6 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Lisa Matson | 11 | ||
| Joseph McDonnell | 9 | ||
| Peter Moran | 43 | ||
| Eric Green | 27 | ||
| Gerald McBride | 16 | ||
| Christian Noyes | 16 | ||
| Marcia Hocker | 15 | ||
| Kimberly Hocker | 15 | ||
| Richard Hocker | 15 | ||
| Kirsten Hocker | 14 | ||
| Scott Schumacher Sr | 13 | ||
| Scott Schumacher | 11 | ||
| Kimberley Hocker | 10 | ||
| Jorge Silva | 10 | ||
| Martin Keane | 6 | ||
| Peter Duffy | 4 | ||
| Kirstin Hocker | 4 | ||
| Joseph Maguire | 3 | ||
| Kristin Hocker | 2 | ||
| Kristen Hocker | 1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001158202] | |
| SC 13G | [0001158202] |
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