Piper Jaffray Investment Management LLC

Search
⚲

Message
Happy Holidays!! thanks for using AUM13F!!

Piper Jaffray Investment Management LLC ✚
CRD #	145876
SEC #	801-68637
CIK #	0000724683
AUM
Employees	2 (100% Investors, 100% Brokers)
Phone	612-303-6000
Address	800 Nicollet Mall Minneapolis, MN 55402
Source	[IAPD] [EDGAR] [Website]

Total AUM ($M) Copy

Sector	Form 13F Holdings	Value ($M)
	Profrac Holding Corp	0.1
	Shattuck Labs Inc	0.0

Holdings by Sector ($M)

Type	Form D Funds	Date	Sold ($M)	AUM ($M)
PE	Piper Jaffray Senior Living Fund I LP	[2013-11-27]	35.7	3.8
HF	Piper Jaffray Municipal Opportunities Fund Offshore Ltd	[2013-01-14]	20.7	21.3
HF	Piper Jaffray Municipal Opportunities Fund II LP	[2012-08-01]	42.4	416.3
HF	Piper Jaffray Municipal Opportunities Fund LP	[2012-03-29]	162.9	357.3

AUM Breakdown	Accounts	AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	1	1.5
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	1	1.5
By Discretionary
Discretionary	1	1.5
Non-Discretionary	0	0.0
Total	1	1.5
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		1.5
Total	1	1.5

Form D Directors	# Filings	# Firms	2011 - 2025
Gary Linford	171
Mark Fagan	65
Thomas Smith	90
David Heller	41
Brien Obrien	28
John Gallop	25
Christopher Crawshaw	21
Timothy Carter	19
Debbra Schoneman	19
Cari Ann Hopfensperger	16
Heather Calby	16
Elizabeth Smith	16
Russell King	8
Martin Winges	7
M Winges	3
Shawn Quant	3
Ann McCague	2
Laura Chell	2
Piper Jaffray Senior Living LLC	1
Jacob Simms	1
Piper Jaffray Investment Group Inc	1
Lora Chell	1
Elisabeth Smith	1
Yaffa Rattner	1

EDGAR Form	CIK	2011 - 2025
13F-HR	[0000724683]

Related Firms	State	AUM ($B)
Piper Sandler & Co ✚	MN	2.0
PSC Capital Partners LLC ✚	MN	0.3
Piper Jaffray Investment Management LLC ✚	MN	0.0

{"search": "/search", "clicked": "/clicked", "portfolio_add": "/portfolio-add", "portfolio_remove": "/portfolio-remove", "portfolio_create": "/portfolio-create", "portfolio_activate": "/portfolio-activate", "portfolio_delete": "/portfolio-delete", "portfolio_rename": "/portfolio-rename", "portfolio_color": "/portfolio-color", "home_filter": "/home-filter", "htmlspeed": "/htmlspeed", "add_tag_firm": "/add-tag-firm", "add_tag_click": "/add-tag-click", "copy_aum": "/copy-aum", "stripe_checkout": "/stripe-checkout", "update_card": "/update-card"}

Piper Jaffray Investment Management LLC

Assets, Funds, Holdings