Polen Capital Credit LLC

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Assets, Funds, Holdings

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Polen Capital Credit LLC
CRD #108468
SEC #801-55001
CIK #0001010422
AUM $7.4 B (2025-05-06)
Employees 48 (48% Investors, 12% Brokers)
Phone781-283-8500
Address1075 Main Street
Waltham, MA 02451
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Instagram]
Total AUM ($B)
10.08.06.04.02.00.02000200820172026
Type Form D Funds Date Sold ($M) AUM ($M)
Other Polen Capital CLO Employee Holdings LLC [2025-03-27] 23.5 23.2
Other Polen Capital CLO Equity Partners Fund LP [2025-03-27] 20.0 43.2
Other Polen Capital Funds LLC - Polen Capital Floating Rate Loan Fund [2023-03-30] 10.5 10.5
Other Polen Capital Funds LLC - Polen Capital Opportunistic High Yield Fund [2023-03-30] 16.9 16.9
Other Polen Capital Funds LLC - Polen Capital US High Yield Fund [2023-03-30] 4.0 4.3
Other DDJ Capital Management Group Trust - DDJ Custom High Yield Fund 2017 2018-03-28 207.6
HF DDJ ARVO High Yield Fund LP [2014-03-27] 130.8 248.6
Other DDJ Capital Management Group Trust - High Yield Investment Fund 2014-03-27 325.9
HF DDJ/TAF Strategic Income Fund LP [2014-03-27] 10.0 99.6
Other DDJ Institutional High Yield Fund LP [2013-03-28] 7.4 8.5
PE B III-A Capital Partners LP 2012-03-28 0.0
PE B III Capital Partners LP 2012-03-28 0.8
PE B IV Capital Partners LP 2012-03-28 3.9
HF DDJ/Ontario Credit Opportunities Fund LP 2012-03-28 0.5
PE DDJ Total Return Loan Fund LP 2012-03-28 0.8
HF Polen DDJ Strategic Income Plus Fund LP [2012-03-28] 82.0 0.0
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 10 0.8
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 15 1.1
(g) Pension and profit sharing plans 9 2.7
(h) Charitable organizations 2 0.4
(i) State or municipal government entities 7 1.3
(j) Other investment advisers 3 0.9
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 1 0.2
(m) Corporations or other businesses not listed above 1 0.0
(n) Other 0 0.0
Total 48 7.4
By Discretionary
Discretionary 48 7.4
Non-Discretionary 0 0.0
Total 48 7.4
By Non-United States Persons
Non-United States Persons 2.8
United States Persons 4.6
Total 48 7.4
Form D Directors # Filings # Firms 2011 - 2025
Global Trust Company 48
Polen Capital Credit LLC 8
Investment Manager DDJ Capital Management LLC 5
Investment Manager Polen Capital Credit LLC 4
General Partner DDJGP TAF Strategic Income LLC 1
General Partner Polengp Strategic Income Plus LLC 1
General Partner DDJGP Distressed and Special Situations LLC 1
General Partner DDJGP Strategic Income Plus LLC 1
General Partner DDJGP Insititutional High Yield LLC 1
General Partner DDJGP ARVO High Yield LLC 1
View All
EDGAR Form CIK 2011 - 2025
3 [0001010422]
4 [0001010422]
Form 3/4/5 Subject 2011 - 2025
Polen Credit Opportunities Fund
Polen Capital Credit, LLC
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