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| Polen Capital Credit LLC
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|---|---|
| CRD # | 108468 |
| SEC # | 801-55001 |
| CIK # | 0001010422 |
| AUM | $6.1 B (2026-05-04) |
| Employees | 46 (61% Investors, 9% Brokers) |
| Phone | 781-283-8500 |
| Address | 1075 Main Street Waltham, MA 02451 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| Other | Polen Capital CLO Employee Holdings LLC | [2025-03-27] | 26.2 | 24.2 |
| Filed 2025-11-05 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $25,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Polen Capital CLO Equity Partners Fund LP | [2025-03-27] | 67.2 | 63.8 |
| Offered $350,000,000 · Filed 2025-09-11 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $282,840,000 · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Polen Capital Funds LLC - Polen Capital Floating Rate Loan Fund | [2023-03-30] | 10.5 | 10.5 |
| Filed 2025-06-20 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $2,500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Polen Capital Funds LLC - Polen Capital Opportunistic High Yield Fund | [2023-03-30] | 16.9 | 142.5 |
| Filed 2025-06-23 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $2,500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Polen Capital Funds LLC - Polen Capital US High Yield Fund | [2023-03-30] | 4.0 | 4.3 |
| Filed 2024-04-12 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $2,500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | DDJ Capital Management Group Trust - DDJ Custom High Yield Fund 2017 | 2018-03-28 | 207.6 | |
| HF | DDJ ARVO High Yield Fund LP | [2014-03-27] | 130.8 | 248.6 |
| Filed 2013-02-04 (D) · Exemption 506, 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | DDJ Capital Management Group Trust - High Yield Investment Fund | 2014-03-27 | 325.9 | |
| HF | DDJ/TAF Strategic Income Fund LP | [2014-03-27] | 10.0 | 99.6 |
| Filed 2013-04-18 (D) · Exemption 506, 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | DDJ Institutional High Yield Fund LP | [2013-03-28] | 7.4 | 8.5 |
| Filed 2015-04-29 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 9 | 0.9 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 14 | 1.2 |
| (g) Pension and profit sharing plans | 8 | 1.8 |
| (h) Charitable organizations | 3 | 0.4 |
| (i) State or municipal government entities | 6 | 1.3 |
| (j) Other investment advisers | 2 | 0.3 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 1 | 0.2 |
| (m) Corporations or other businesses not listed above | 1 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 44 | 6.1 |
| By Discretionary | ||
| Discretionary | 44 | 6.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 44 | 6.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 2.0 | |
| United States Persons | 4.2 | |
| Total | 44 | 6.1 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Global Trust Company | Director | 52 | 17 | |
| Polen Capital Credit LLC | Promoter | 8 | 3 | |
| Investment Manager DDJ Capital Management LLC | Promoter | 5 | 2 | |
| Investment Manager Polen Capital Credit LLC | Promoter | 4 | 2 | |
| General Partner DDJGP TAF Strategic Income LLC | Promoter | 1 | 1 | |
| General Partner Polengp Strategic Income Plus LLC | Promoter | 1 | 1 | |
| General Partner DDJGP Distressed and Special Situations LLC | Promoter | 1 | 1 | |
| General Partner DDJGP Strategic Income Plus LLC | Promoter | 1 | 1 | |
| General Partner DDJGP Insititutional High Yield LLC | Promoter | 1 | 1 | |
| General Partner DDJGP ARVO High Yield LLC | Promoter | 1 | 1 | |
| General Partner DDJGP Institutional High Yield LLC | Promoter | 1 | 1 | |
| General Partner Polen Capital Clo Equity GP LLC | Promoter | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 3 | [0001010422] | |
| 4 | [0001010422] | |
| SC 13G | [0001010422] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Polen Capital Credit LLC | Polen Credit Opportunities Fund | [2026-01-28] |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Polen Capital Credit LLC | |
| Polen Credit Opportunities Fund |
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