Post Resch Tallon Group Inc

Item 5 Fees and Compensation

                                  Investment Supervisory Or Management Services

The annual fee for investment supervisory or management services is generally a percentage of the
client’s assets under the firm’s management. The fee percentage varies according to the complexity
of the engagement, the service to be provided, the type of assets to be managed, the value of the
assets under the firm's management, the seniority of the personnel who will be providing the
services, and other factors including negotiation with the client. Our fees generally range from
0.90% to 1.00%.

These fees are negotiable at the sole discretion of the firm, so any given client could pay more or less
than the general range. The fee to be charged each client will be stipulated within each client’s
advisory agreement and will apply to all assets under the firm's management.

Assets included in clients’ margin balances are included when calculating advisory fees. In other
words, advisory fees are calculated on the value of the assets in the account, and not on the net
liquidating value of the account. Clients who use margin should note that they will also pay margin
interest on the same assets.

We generally require clients to instruct the custodian to debit fees from the client’s account. Clients
are billed our fees on a quarterly basis, in advance, based on the market value of the client’s assets on
the last day of each calendar quarter. For clients who maintain their accounts at Charles Schwab &
Co., Inc., we use the market value as reflected in Schwab's data delivery system, which may not
match the statement values due to differences in the timing of the posting of dividends, distributions
and interest and other transactions. Third-party managed accounts are billed in arrears. For any client
who engages the Firm during the quarter that is being billed, the investment advisory fee for the
quarter of service is prorated from the inception date of the account(s) to the end of the quarter. For
any client whose engagement with the Firm terminates during a quarter, the fee is assessed through
and including the date of termination.

                                     Financial Planning And Consulting Fees

Fees are negotiated on a case-by-case basis. Financial planning is generally provided on a fixed fee
basis. Consulting is generally provided on an hourly basis. The firm may require an advance retainer
against which the fees will be billed. The fee arrangement is set forth in the client’s agreement.

Hourly Fees. The firm’s standard hourly rate is $250 per hour. Fees are billed in 15-minute
increments. Hourly fees will be billed monthly (in arrears) or upon completion of the services, as set
forth in the agreement with the client.

Fixed Fees. Fixed fees are typically determined by estimating the number of hours to be spent preparing
the plan and then quoting a fixed price. If additional work is requested that goes beyond the original
scope of the project, it may be billed on an hourly basis or a fixed price basis as negotiated. Fixed fees

Post Resch Tallon Group/ ADV Brochure/ March 27, 2026                                                   6

will be invoiced at the conclusion of the analysis phase. Other limited planning services are billed
monthly. Total costs for financial plans, whether per hour or on a fixed basis, generally range from
$500 to $5,000 or more. If a contract is terminated prior to the service being delivered, we will bill the
client for work completed. In the case of prepaid fees, we will provide a prorated refund based on the
hourly rate of the individuals who provided services.

At the discretion of the firm, some or all of the financial planning and/or consulting fees may be
waived or included in the investment management fees agreed upon with the client. Financial planning
and consulting is not always billed separately.

                                      Retirement Plan Advisory Services Fees

Fees for retirement plan advisory services are charged an annual asset-based fee of up to 1%, billed in
arrears, based on the market value of assets under management at the end of the prior calendar quarter,
pursuant to the terms of the agreement. Fees are negotiated depending on the size and complexity of
the Plan.

                                                        Other Fees

In addition to our investment advisory fees, the client will pay all direct expenses incurred for the
client or disbursements made on behalf of the client, including custodian’s charges for commissions,
transaction fees, asset-based custody fees, and all other fees described in the custodial agreement.
Clients will also incur charges imposed by other third-parties in connection with certain investments,
including mutual fund fees, confirmation fees, surcharges, fees charged by sub-account managers,
contingent deferred sales charges on previously purchased mutual funds, clearing, custody and other
transaction charges and service fees, and IRA and Qualified Retirement Plan fees.

Additional third-party fees can also include fees associated with the type of transaction (exchange
versus purchase), method of placing the transaction (electronic vs. over the phone), and paper
confirmation fees.

All mutual funds, including “no load” funds and exchange traded funds, incur transaction costs,
expenses and other fees. Mutual funds typically charge ongoing fees and operating costs, including
operating expenses, management fees, 12b-1 / servicing fees, and other expenses. These charges are
deducted from the fund’s assets, thereby reducing the shareholders’ investment returns. Many
mutual funds pay a portion of the marketing and distribution fees to broker-dealers, which in turn
pay a portion of these fees to their representatives. Information about the fund’s fees and expenses
is contained in the fund Prospectus or in other documents such as the fund’s Statement of
...

Item 7 Types of Clients

We offer investment advisory services to individuals, high net worth individuals, pension and profit-
sharing plans, trusts, estates, charitable organization, corporations, and other small business entities.

The firm does not require a minimum amount of assets for opening or maintaining an account.