Prestige Wealth Services Group Inc

Item 5           Fees and Compensation

   A.
                                  INVESTMENT ADVISORY SERVICES
         The Registrant provides discretionary investment advisory services on a fee basis. The
         Registrant’s annual investment advisory fee is based upon a percentage (%) of the market
         value of the assets placed under the Registrant’s management. The Registrant’s annual
         investment management fee shall be 0.50% of the value of the client’s assets in the
         UMA.

   B. Clients may elect to have the Registrant’s advisory fees deducted from underlying
      client’s custodial accounts. In the limited event that the Registrant bills the client directly,
      payment is due upon receipt of the Registrant’s invoice. The Registrant shall deduct fees
      and/or bill clients quarterly in advance, based upon the market value of the assets on the
      last business day of the previous quarter.

C. As discussed below, unless the client directs otherwise or an individual client’s
   circumstances require, the Registrant shall generally recommend Charles Schwab &Co.
   Inc., member SIPC (“Schwab”) serve as the broker-dealer/custodian for client investment
   management assets.

    Broker-dealers such as the Schwab charge brokerage commissions, transaction, and/or
    other type fees for effecting certain types of securities transactions (i.e., including
    transaction fees for certain mutual funds, and mark-ups and mark-downs charged for
    fixed income transactions, etc.). The types of securities for which transaction fees,
    commissions, and/or other type fees (as well as the amount of those fees) shall differ
    depending upon the broker-dealer/custodian. While certain custodians, including the
    Custodians, generally (with the potential exception for large orders) do not currently
    charge fees on individual equity transactions (including ETFs), others do.

    There can be no assurance that the Schwab will not change their transaction fee pricing in
    the future.

    Schwab may also assess fees to clients who elect to receive trade confirmations and
    account statements by regular mail rather than electronically.

    Clients will incur, in addition to Registrant’s investment management fee, brokerage
    commissions and/or transaction fees, and, relative to all mutual fund and exchange traded
    fund purchases, charges imposed at the fund level (e.g., management fees and other fund
    expenses).

D. Registrant's annual investment advisory fee shall be prorated and paid quarterly, in
   advance, based upon the market value of the assets on the last business day of the
   previous quarter, including accrued interest. The Registrant shall make adjustments to its
   quarterly fees based upon inflows and outflows.

    The Sub-Advisory Agreement between the Registrant and the client will continue in effect
    until terminated by either party by written notice in accordance with the terms of the Sub-
    Advisory Agreement. Upon termination, the Registrant shall refund the pro-rated portion
    of the advanced advisory fee paid based upon the number of days remaining in the billing
    quarter.

E. Commission Transactions. In the event that the client desires, the client can engage
   certain of the Registrant’s investment advisor representatives, in their individual
   capacities, as a registered representative of Osaic Wealth, Inc. (“Osaic”), a FINRA
   member broker-dealer, to implement investment recommendations on a commission
   basis. In the event the client chooses to purchase investment products through Osaic,
   Osaic will charge brokerage commissions to effect securities transactions, a portion of
   which commissions Osaic shall pay to certain of Registrant’s investment advisor
   representatives, as applicable. The brokerage commissions charged by Osaic may be
   higher or lower than those charged by other broker-dealers. In addition, Osaic, relative to
   commission mutual fund purchases, may also receive additional ongoing 12b-1 trailing
   commission compensation directly from the mutual fund company during the period that
   the client maintains the mutual fund investment.

             1. The recommendation that a client purchase a commission product from Osaic
                presents a conflict of interest, as the receipt of commissions may provide an
                incentive to recommend investment products based on commissions to be
                received, rather than on a particular client’s need. No client is under any
                obligation to purchase any commission products from the Registrant’s
                investment advisory representatives.

             2. Clients may purchase investment products recommended by Registrant through
                other, non-affiliated broker dealers or agents.

             3. The Registrant does not receive more than 50% of its revenue from advisory
                clients as a result of commissions or other compensation for the sale of
                investment products the Registrant recommends to its clients.

             4. When Registrant’s representatives sell an investment product on a commission
                basis, the Registrant does not charge an advisory fee in addition to the
                commissions paid by the client for such product. When providing services on an
                advisory fee basis, the Registrant’s representatives do not also receive
                commission compensation for such advisory services. However, a client may
                engage the Registrant to provide investment management services on an advisory
                fee basis and separate from such advisory services purchase an investment
                product from Registrant’s representatives on a separate commission basis.

Item 7           Types of Clients

         The Registrant’s clients shall generally include other investment advisory firms. The
         Registrant generally requires a minimum account size of $50,000 for investment
         management services.

         The Registrant, in its sole discretion, may reduce its investment management fee and/or
         reduce or waive its minimum asset requirement based upon certain criteria (i.e.,
         anticipated future earning capacity, anticipated future additional assets, dollar amount of
         assets to be managed, related accounts, account composition, negotiations with client,
         etc.).