Principal Global Investors LLC

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Principal Global Investors LLC ✚
CRD #	109002
SEC #	801-55959
CIK #	0000769734
AUM	$377.2 BB (2024-08-23)
Employees	1,955 (36% Investors, 14% Brokers)
Phone	800-787-1621
Address	801 Grand Ave Des Moines, IA 50392-0001
Source	[IAPD] [EDGAR] [Website] [LinkedIn]

Total AUM ($BB) Copy

Sector	Form 13F Holdings	Cap ($BB)	Value ($BB)
	MSFT	1,918.2	6.8
	AAPL	2,382.8	4.3
	NVDA	399.6	4.2
	AMZN	1,093.0	3.7
	TDG	29.1	2.6
	BN		2.5
	KKR	28.8	2.3
	CPRT	25.9	2.1
	HLT	32.1	2.0
	GOOGL	1,475.1	2.0
View All

Holdings by Sector ($BB)

Type	Form D Funds	Date	Sold ($MM)	AUM ($MM)
HF	Principal Alternative Credit Unlevered Fund Offshore - C LP	[2024-08-23]	0.0	15.2
HF	Principal Alternative Credit Fund Offshore LP	2023-03-30		9.7
HF	Principal Alternative Credit Unlevered Fund LP	2023-03-30		38.5
HF	Finisterre EMD Total Return Fund LP	[2021-03-16]	0.0	373.6
Other	Principal Global Investors Trust Mid Cap Equity Fund	[2014-03-31]	2.0	0.0
Other	Principal Global Investors Trust Preferred Securities Fund	[2014-03-31]	154.1	73.3
Other	Principal Global Investors Trust Ultra Short Enhanced Yield Fund	2013-03-28		33.4
Other	Finisterre Institutional Fund	2012-03-30		57.4
Other	Principal Global Investors Trust Emerging Markets Equity Fund	[2012-03-30]	137.4	0.0
Other	Principal Global Investors Trust Enhanced CMBS Fund	[2012-03-30]	70.5	0.2
Other	Principal Global Investors Trust High Quality Fixed Income	2012-03-30		0.0
Other	Principal Global Investors Trust High Yield Fixed Income Fund	2012-03-30		0.0
Other	Principal Global Investors Trust International Equity Fund	2012-03-30		58.5
Other	Principal Global Investors Trust International Growth Equity Fund	2012-03-30		122.6
Other	Principal Global Investors Trust International Property Securities Fund	[2012-03-30]	40.2	34.1
Other	Principal Global Investors Trust International Small Cap Equity Fund	2012-03-30		0.0
Other	Principal Global Investors Trust Large Cap Growth Equity Fund	[2012-03-30]	58.0	0.0
Other	Principal Global Investors Trust Real Estate Securities Fund	2012-03-30		35.4
Other	Principal Global Investors Trust Small Cap Equity Fund	2012-03-30		0.0
Other	Principal Global Investors Trust Small Cap Growth Equity Fund	2012-03-30		0.0
Other	Principal Global Investors Trust US Select Equity Fund	2012-03-30		0.0
Other	Principal Global Investors Trust Value Equity Fund	2012-03-30		0.0
HF	Principal Global Opportunities Series-Principal Global Fund	2012-03-30		108.8

AUM Breakdown	Accounts	AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals)	5,476	1.7
(b) Individuals (high net worth individuals)	324	0.9
(c) Banking or thrift institutions	41	8.3
(d) Investment companies	83	107.9
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	47	72.7
(g) Pension and profit sharing plans	553	47.3
(h) Charitable organizations	22	1.1
(i) State or municipal government entities	67	6.3
(j) Other investment advisers	0	0.0
(k) Insurance companies	49	115.0
(l) Sovereign wealth funds and foreign official institutions	13	11.3
(m) Corporations or other businesses not listed above	149	4.7
(n) Other	0	0.0
Total	6,824	377.2
By Discretionary
Discretionary	6,816	369.0
Non-Discretionary	8	8.2
Total	6,824	377.2
By Non-United States Persons
Non-United States Persons		36.1
United States Persons		341.1
Total	6,824	377.2

Form D Directors	# Filings	# Firms	2011 - 2024
Patrick Halter	47
David Blake	44
Michael Beer	24
Jeffrey Hiller	20
Larry Zimpleman	19
Barbara McKenzie	19
Jill Hittner	19
James McCaughan	19
Karen Shaff	19
Randall Mundt	18
View All

EDGAR Form	CIK	2011 - 2024
13F-NT	[0000769734]
3	[0000769734]
SC 13G	[0000769734]

Form 13D/13G Filer	Form 13D/13G Subject	Filed
Principal Global Investors	Cross Country Healthcare Inc	[2024-02-13]
Principal Global Investors	Pebblebrook Hotel Trust	[2024-02-13]
Principal Global Investors	Castle Biosciences Inc	[2024-02-13]
Principal Global Investors	Hyatt Hotels Corp	[2024-02-13]
Principal Global Investors	Carlyle Tactical Private Credit Fund	[2023-06-16]
Principal Global Investors	Caleres Inc	[2023-02-15]
Principal Global Investors	Lulu's Fashion Lounge Holdings Inc	[2023-02-15]
Principal Global Investors	Heico Corp	[2022-02-15]
Principal Global Investors	Guidewire Software Inc	[2022-02-15]
Principal Global Investors	Perimeter Solutions Sa	[2022-02-15]
View All

Form 3/4/5 Subject	2011 - 2024
Principal Private Credit Fund I
Principal Global Investors
Principal Real Asset Fund

Comparable Firms	State	AUM ($BB)
Robert W Baird & Co Incorporated ✚	WI	287.5
Federated Investment Counseling ✚	PA	185.5
Candriam Socit EN Commandite Par Actions ✚		127.3
Segal Advisors Inc ✚	NY	31.9
DA Davidson & Co ✚	MT	27.9
Davenport & Company LLC ✚	VA	19.3
Manning & Napier Advisors LLC ✚	NY	18.5
ARK Investment Management LLC ✚	FL	15.2
Rocaton Investment Advisors LLC ✚	CT	13.0
Geowealth Management LLC ✚	IL	12.3

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Principal Global Investors LLC

Assets, Funds, Holdings