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| Principal Global Investors LLC
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| CRD # | 109002 |
| SEC # | 801-55959 |
| CIK # | 0000769734 |
| AUM | 427.71 B (2026-05-28) |
| Employees | 1,394 (24% Investors, 20% Brokers) |
| Phone | 800-787-1621 |
| Address | 801 Grand Ave Des Moines, IA 50392-0001 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| In the News | |
|---|---|
| Wed, 05 Aug 2026 | Principal Global Investors (SUJA) discloses 7.8% stake in Suja Life Class A shares — Stock Titan |
| Wed, 05 Aug 2026 | Principal Global Investors reports 8.5% stake in Yesway, Inc. (YSWY) Class A shares — Stock Titan |
| Wed, 05 Aug 2026 | CCC Intelligent Solutions (NASDAQ: CCC) holder reports small Principal Global Investors stake — Stock Titan |
| Wed, 05 Aug 2026 | Collegium Pharmaceutical (COLL): Principal Global Investors discloses 5% equity stake — Stock Titan |
| Wed, 05 Aug 2026 | Principal Global Investors (APPF) reports 6.4% stake in AppFolio Class A shares — Stock Titan |
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Nvidia Corp | 6.9 | ||
| Microsoft Corp | 5.6 | ||
| Apple Inc | 5.4 | ||
| Amazon Com Inc | 4.0 | ||
| Alphabet Inc | 3.2 | ||
| Broadcom Inc | 2.7 | ||
| Brookfield Asset Management Inc | 2.6 | ||
| Facebook Inc | 2.4 | ||
| Transdigm Group Inc | 2.3 | ||
| Alphabet Inc | 2.1 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | PAC Separate Account Cayman IV LP | 2026-05-28 | 67.8 M | |
| PE | PAC Separate Account Cayman III LP | 2025-09-18 | 56.3 M | |
| HF | Principal Alternative Credit Unlevered Fund Offshore LP | 2025-05-20 | 86.1 M | |
| HF | PAC Evergreen Fund LP | 2025-04-29 | 108.5 M | |
| PE | PAC Separate Account Cayman II LP | 2025-04-29 | 56.4 M | |
| PE | PAC Separate Account Cayman LP | 2025-04-29 | 52.8 M | |
| HF | Principal Alternative Credit Unlevered Fund Offshore - C LP | [2024-08-23] | 15.7 M | |
| Offered $1,000,000,000 · Filed 2024-03-22 (D) · Exemption 3(c)(7), 506(b), 3(c) · Remaining $1,000,000,000 · Duration One year or less · Net Assets Over $100,000,000 | ||||
| HF | Principal Alternative Credit Fund Offshore LP | 2023-03-30 | 34.4 M | |
| HF | Principal Alternative Credit Unlevered Fund LP | 2023-03-30 | 164.9 M | |
| HF | Finisterre EMD Total Return Fund LP | [2021-03-16] | 329.7 M | |
| Filed 2021-02-26 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $20,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Principal Global Investors Trust Mid Cap Equity Fund | [2014-03-31] | 2.0 M | |
| Filed 2016-05-13 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Commission $5,714 · Net Assets Decline to Disclose | ||||
| Other | Principal Global Investors Trust Preferred Securities Fund | [2014-03-31] | 154.1 M | 73.3 M |
| Filed 2018-06-14 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Principal Global Investors Trust Ultra Short Enhanced Yield Fund | 2013-03-28 | 33.4 M | |
| Other | Finisterre Institutional Fund | 2012-03-30 | 57.4 M | |
| Other | Principal Global Investors Trust Emerging Markets Equity Fund | [2012-03-30] | 137.4 M | |
| Filed 2016-05-13 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Commission $275,281 · Net Assets Decline to Disclose | ||||
| Other | Principal Global Investors Trust Enhanced CMBS Fund | [2012-03-30] | 70.5 M | 0.2 M |
| Filed 2017-05-15 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Principal Global Investors Trust High Quality Fixed Income | 2012-03-30 | ||
| Other | Principal Global Investors Trust High Yield Fixed Income Fund | 2012-03-30 | ||
| Other | Principal Global Investors Trust International Equity Fund | 2012-03-30 | 58.5 M | |
| Other | Principal Global Investors Trust International Growth Equity Fund | 2012-03-30 | 122.6 M | |
| Other | Principal Global Investors Trust International Property Securities Fund | [2012-03-30] | 40.2 M | 34.1 M |
| Filed 2018-06-14 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Commission $7,325 · Net Assets Decline to Disclose | ||||
| Other | Principal Global Investors Trust International Small Cap Equity Fund | 2012-03-30 | ||
| Other | Principal Global Investors Trust Large Cap Growth Equity Fund | [2012-03-30] | 58.0 M | |
| Filed 2016-05-13 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Commission $2,368,327 · Net Assets Decline to Disclose | ||||
| Other | Principal Global Investors Trust Real Estate Securities Fund | 2012-03-30 | 35.4 M | |
| Other | Principal Global Investors Trust Small Cap Equity Fund | 2012-03-30 | ||
| Other | Principal Global Investors Trust Small Cap Growth Equity Fund | 2012-03-30 | ||
| Other | Principal Global Investors Trust US Select Equity Fund | 2012-03-30 | ||
| Other | Principal Global Investors Trust Value Equity Fund | 2012-03-30 | ||
| HF | Principal Global Opportunities Series-Principal Global Fund | 2012-03-30 | 108.8 M | |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 6,014 | 2.1 |
| (b) Individuals (high net worth individuals) | 315 | 1.0 |
| (c) Banking or thrift institutions | 37 | 8.5 |
| (d) Investment companies | 101 | 150.6 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 29 | 40.0 |
| (g) Pension and profit sharing plans | 578 | 41.0 |
| (h) Charitable organizations | 30 | 2.0 |
| (i) State or municipal government entities | 78 | 5.5 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 60 | 145.3 |
| (l) Sovereign wealth funds and foreign official institutions | 12 | 14.3 |
| (m) Corporations or other businesses not listed above | 951 | 17.3 |
| (n) Other | 0 | 0.0 |
| Total | 8,169 | 427.7 |
| By Discretionary | ||
| Discretionary | 8,162 | 419.2 |
| Non-Discretionary | 7 | 8.5 |
| Total | 8,169 | 427.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 22.5 | |
| United States Persons | 405.2 | |
| Total | 8,169 | 427.7 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Patrick Halter | Executive Officer | 48 | 2 | |
| David Blake | Executive Officer | 45 | 2 | |
| Michael Beer | Executive Officer | 24 | 2 | |
| Jeffrey Hiller | Executive Officer | 20 | 2 | |
| James McCaughan | Executive Officer | 19 | 2 | |
| Jill Hittner | Executive Officer | 19 | 2 | |
| Larry Zimpleman | Director | 19 | 2 | |
| Karen Shaff | Executive Officer | 19 | 2 | |
| Barbara McKenzie | Executive Officer | 19 | 2 | |
| Randall Mundt | Executive Officer | 18 | 2 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-NT | [0000769734] | |
| 3 | [0000769734] | |
| SC 13G | [0000769734] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $73.5B |
| Clients | 137 |
| Serves | Institutional, Retail, Research |
| Fund Types | Hedge Fund, Private Equity |
| LEI | 549300BABIOZPCNHMB89 |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Principal Global Investors | |
| Principal Private Credit Fund | |
| Principal Real Asset Fund |
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