Neuberger Berman Investment Advisers LLC

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Neuberger Berman Investment Advisers LLC
CRD #124687
SEC #801-61757
CIK #0001230440
AUM 398.6 B (2026-03-27)
Employees 1,542 (42% Investors, 49% Brokers)
Phone212-476-9000
Address1290 Avenue of The Americas
New York, NY 10104
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn]
Total AUM ($B)
4003202401608002003201120192027
Sector Form 13F Holdings Value ($B)
Nvidia Corp 5.1
Microsoft Corp 4.2
Apple Inc 4.0
Amazon Com Inc 3.6
Alphabet Inc 2.7
Alphabet Inc 2.5
J P Morgan Chase & Co 2.3
Lilly Eli & Co 1.6
Facebook Inc 1.4
Broadcom Inc 1.3
View All
Holdings by Sector ($B)
16012896643202011201620212027
Type Form D Funds Date Sold AUM
PE Kantor Private Opportunities X LP [2026-03-27] 70.0 M
HF Neuberger Berman Principal Strategies Merger Arbitrage Master Fund SCSP [2026-03-27] 458.4 M
HF Neuberger PSG Prima X LP [2026-03-27] 48.2 M
PE Kantor Private Opportunities IX LP [2025-11-21] 15.7 M 15.9 M
HF Neuberger PSG Prima IX LP [2025-11-21] 27.1 M 33.9 M
HF Neuberger Berman CLO Evergreen Master Fund LP [2025-05-29] 60.5 M
PE Kantor Private Opportunities VIII LP [2025-03-28] 45.0 M 120.8 M
HF Neuberger Berman Real Estate Debt Income Fund I 2025-01-31 97.9 M
PE Kantor Private Opportunities VII LP 2024-12-18 276.4 M
HF Neuberger Berman Japan Equity Master Fund LP [2024-12-18] 3.0 M 3.6 M
View All
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 24,100 8.9
(b) Individuals (high net worth individuals) 15,676 63.0
(c) Banking or thrift institutions 1 0.1
(d) Investment companies 72 69.7
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 378 142.3
(g) Pension and profit sharing plans 710 28.5
(h) Charitable organizations 991 6.0
(i) State or municipal government entities 44 27.8
(j) Other investment advisers 9 3.9
(k) Insurance companies 62 24.1
(l) Sovereign wealth funds and foreign official institutions 14 9.4
(m) Corporations or other businesses not listed above 1,828 14.2
(n) Other 69 0.7
Total 43,954 398.6
By Discretionary
Discretionary 43,516 395.0
Non-Discretionary 438 3.6
Total 43,954 398.6
By Non-United States Persons
Non-United States Persons 146.3
United States Persons 252.4
Total 43,954 398.6
Limited Partners2011 - 2026
Alaska Division of Retirement and Benefits
California Public Employees' Retirement System
Hawaii Employee Retirement System
Houston Police Officers' Pension System
Los Angeles County Employees Retirement Association
Maryland State Retirement and Pension System
Minnesota State Board of Investment
New Hampshire Retirement System
New York City Employees' Retirement System
New York State and Local Retirement System
New York State Common Retirement Fund
Ohio Police & Firefighters
South Carolina Public Employees Benefit Authority
South Dakota Investment Council
State Board of Administration of Florida
State Teachers Retirement System of Ohio
Teachers' Retirement System of the City of New York
Form D Directors Role # Filings # Firms 2011 - 2026
John Lewis 289 40
Patrick Agemian 111 30
Charles Thomas 160 29
Khalid Iton 109 22
CAV GP Ltd 102 20
Jeffrey Smith 211 8
Andrew Johnson 174 8
Anthony Tutrone 153 5
Joseph Amato 120 5
Bradley Tank 57 5
View All
EDGAR Form CIK 2011 - 2026
13F-NT [0001230440]
3 [0001230440]
4 [0001230440]
Firm Profile (Form ADV)
Discretionary AUM$77.7B
Clients54 (2 non-US)
ServesInstitutional, Retail, Research
Fund TypesHedge Fund, Private Equity
LEI8PSZVUUKYGCPW2RDO373
Related People Network
66 people file Form D offerings alongside this firm's people, tied to 15 other firms through shared filers.
Form 3/4/5 Subject 2011 - 2026
Neuberger Berman Group LLC
Neuberger Berman Investment Advisers LLC
Getty Images Holdings, Inc.
Neuberger Berman Investment Advisers Holdings LLC
Neuberger Asset-Based Credit Fund
E2open Parent Holdings, Inc.
Jackson Credit Opportunities Fund
NB Crossroads Private Markets Fund VII Holdings LP
NB Crossroads Private Markets Fund VII LP
Neuberger Berman Next Generation Connectivity Fund Inc.
View All
Related Firms State AUM
Neuberger Berman Investment Advisers LLC
NY 398.6 B
Neuberger Berman Europe Limited
98.0 B
Neuberger Berman Singapore PTE Limited
29.3 B
Neuberger Berman Asia Limited
11.0 B
Neuberger Berman Loan Advisers LLC
IL 4.9 B
Neuberger Berman Breton Hill ULC
A6
Neuberger Berman BD LLC
NY
Neuberger Berman Asset Management LLC
NY
Neuberger Berman Management LLC
NY
Comparable Firms State AUM
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621.0 B
Principal Global Investors LLC
IA 427.7 B
Cambridge Associates LLC
MA 326.7 B
Mercer Investments LLC
MA 226.0 B
Mackay Shields LLC
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Wilshire Advisors LLC
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MA 81.0 B
MIO Partners Inc
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LIDO Advisors LLC
CA 42.5 B
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