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Neuberger Berman Investment Advisers LLC
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CRD # | 124687 |
SEC # | 801-61757 |
CIK # | 0001230440 |
AUM | $337.3 BB (2024-07-01) |
Employees | 1,668 (41% Investors, 53% Brokers) |
Phone | 212-476-9000 |
Address | 1290 Avenue of The Americas New York, NY 10104 |
Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
Total AUM ($BB) |
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Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
---|---|---|---|
MSFT | 1,918.2 | 5.3 | |
AAPL | 2,382.8 | 3.6 | |
NVDA | 399.6 | 3.4 | |
AMZN | 1,093.0 | 3.1 | |
JPM | 340.2 | 2.0 | |
GOOG | 1,482.6 | 1.7 | |
GOOGL | 1,475.1 | 1.7 | |
LLY | 301.8 | 1.3 | |
NEE | 150.2 | 1.1 | |
TMUS | 166.8 | 1.0 | |
View All |
Holdings by Sector ($BB) |
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Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
---|---|---|---|---|
HF | Grove Funding IV LP | [2024-07-01] | 0.0 | 75.3 |
HF | Grove Funding III Inc | [2024-01-11] | 50.0 | 305.0 |
HF | Neuberger Berman Real Estate Debt Income Fund B-1 LP | 2024-01-11 | 98.7 | |
HF | Neuberger Berman Tactical Macro Enhanced Master Fund LP | [2024-01-11] | 12.5 | 12.5 |
HF | Neuberger Berman Real Estate Debt Income Core Fund B LP | [2023-09-27] | 9.0 | 30.0 |
HF | Neuberger Berman Special Situations Bedrock Fund LP | [2023-06-26] | 0.0 | 100.0 |
HF | Neuberger Berman Special Situations Master Fund III LP | [2023-06-26] | 278.6 | 77.9 |
HF | Grove Funding II Inc | [2022-12-07] | 500.0 | 150.6 |
HF | Grove Funding I Inc | [2022-09-22] | 400.0 | 167.9 |
HF | Neuberger Berman Strategic India Equity Master Fund LP | [2022-07-18] | 2.5 | 2.9 |
View All |
AUM Breakdown | Accounts | AUM ($BB) |
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By Client Type | ||
(a) Individuals (other than high net worth individuals) | 23,869 | 8.8 |
(b) Individuals (high net worth individuals) | 13,371 | 48.1 |
(c) Banking or thrift institutions | 1 | 0.1 |
(d) Investment companies | 81 | 60.2 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 359 | 114.9 |
(g) Pension and profit sharing plans | 758 | 29.6 |
(h) Charitable organizations | 919 | 5.4 |
(i) State or municipal government entities | 52 | 25.4 |
(j) Other investment advisers | 10 | 3.3 |
(k) Insurance companies | 60 | 18.8 |
(l) Sovereign wealth funds and foreign official institutions | 19 | 8.5 |
(m) Corporations or other businesses not listed above | 1,794 | 13.6 |
(n) Other | 61 | 0.5 |
Total | 41,354 | 337.3 |
By Discretionary | ||
Discretionary | 41,212 | 330.0 |
Non-Discretionary | 142 | 7.3 |
Total | 41,354 | 337.3 |
By Non-United States Persons | ||
Non-United States Persons | 128.2 | |
United States Persons | 209.1 | |
Total | 41,354 | 337.3 |
Form D Directors | # Filings | # Firms | 2011 - 2024 | |
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John Lewis | 265 | |||
Patrick Agemian | 108 | |||
Charles Thomas | 156 | |||
Khalid Iton | 108 | |||
CAV GP Ltd | 96 | |||
Jeffrey Smith | 197 | |||
Andrew Johnson | 171 | |||
Joseph Amato | 111 | |||
Anthony Tutrone | 141 | |||
Bradley Tank | 57 | |||
View All |
EDGAR Form | CIK | 2011 - 2024 |
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13F-NT | [0001230440] | |
3 | [0001230440] | |
4 | [0001230440] |
Related Firms | State | AUM ($BB) |
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Neuberger Berman Investment Advisers LLC
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NY | 337.3 |
Neuberger Berman Europe Limited
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79.4 | |
Neuberger Berman Singapore PTE Limited
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|
28.4 | |
Neuberger Berman Loan Advisers LLC
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|
IL | 6.4 |
Neuberger Berman Asia Limited
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|
6.2 | |
Neuberger Berman Breton Hill ULC
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|
A6 | 0.0 |
Neuberger Berman BD LLC
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|
NY | 0.0 |
Neuberger Berman Asset Management LLC
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|
NY | 0.0 |
Neuberger Berman Management LLC
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|
NY | 0.0 |
Comparable Firms | State | AUM ($BB) |
---|---|---|
Morgan Stanley Investment Management Inc
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|
NY | 535.0 |
Goldman Sachs Asset Management International
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|
405.2 | |
Cambridge Associates LLC
✚
|
MA | 282.0 |
Mackay Shields LLC
✚
|
NY | 139.1 |
Mercer Investments LLC
✚
|
MA | 129.8 |
Wilshire Advisors LLC
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|
CA | 94.9 |
Grantham Mayo van Otterloo & Co LLC
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|
MA | 63.4 |
LIDO Advisors LLC
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|
CA | 19.7 |
B Riley Wealth Advisors Inc
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|
TN | 7.6 |
Horizon Kinetics Asset Management LLC
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|
NY | 6.5 |