Neuberger Berman Investment Advisers LLC

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Neuberger Berman Investment Advisers LLC
CRD #124687
SEC #801-61757
CIK #0001230440
AUM $337.3 BB (2024-07-01)
Employees 1,668 (41% Investors, 53% Brokers)
Phone212-476-9000
Address1290 Avenue of The Americas
New York, NY 10104
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn]
Total AUM ($BB)
4003202401608002002200920172025
Sector Form 13F Holdings Cap ($BB) Value ($BB)
MSFT 1,918.2 5.3
AAPL 2,382.8 3.6
NVDA 399.6 3.4
AMZN 1,093.0 3.1
JPM 340.2 2.0
GOOG 1,482.6 1.7
GOOGL 1,475.1 1.7
LLY 301.8 1.3
NEE 150.2 1.1
TMUS 166.8 1.0
View All
Holdings by Sector ($BB)
16012896643202013201720212025
Type Form D Funds Date Sold ($MM) AUM ($MM)
HF Grove Funding IV LP [2024-07-01] 0.0 75.3
HF Grove Funding III Inc [2024-01-11] 50.0 305.0
HF Neuberger Berman Real Estate Debt Income Fund B-1 LP 2024-01-11 98.7
HF Neuberger Berman Tactical Macro Enhanced Master Fund LP [2024-01-11] 12.5 12.5
HF Neuberger Berman Real Estate Debt Income Core Fund B LP [2023-09-27] 9.0 30.0
HF Neuberger Berman Special Situations Bedrock Fund LP [2023-06-26] 0.0 100.0
HF Neuberger Berman Special Situations Master Fund III LP [2023-06-26] 278.6 77.9
HF Grove Funding II Inc [2022-12-07] 500.0 150.6
HF Grove Funding I Inc [2022-09-22] 400.0 167.9
HF Neuberger Berman Strategic India Equity Master Fund LP [2022-07-18] 2.5 2.9
View All
AUM Breakdown Accounts AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals) 23,869 8.8
(b) Individuals (high net worth individuals) 13,371 48.1
(c) Banking or thrift institutions 1 0.1
(d) Investment companies 81 60.2
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 359 114.9
(g) Pension and profit sharing plans 758 29.6
(h) Charitable organizations 919 5.4
(i) State or municipal government entities 52 25.4
(j) Other investment advisers 10 3.3
(k) Insurance companies 60 18.8
(l) Sovereign wealth funds and foreign official institutions 19 8.5
(m) Corporations or other businesses not listed above 1,794 13.6
(n) Other 61 0.5
Total 41,354 337.3
By Discretionary
Discretionary 41,212 330.0
Non-Discretionary 142 7.3
Total 41,354 337.3
By Non-United States Persons
Non-United States Persons 128.2
United States Persons 209.1
Total 41,354 337.3
Limited Partners2011 - 2024
Alaska Division of Retirement and Benefits
California Public Employees' Retirement System
Hawaii Employee Retirement System
Houston Police Officers' Pension System
Los Angeles County Employees Retirement Association
Maryland State Retirement and Pension System
Minnesota State Board of Investment
New Hampshire Retirement System
New York City Employees' Retirement System
New York State and Local Retirement System
New York State Common Retirement Fund
Ohio Police & Firefighters
South Carolina Public Employees Benefit Authority
South Dakota Investment Council
State Board of Administration of Florida
State Teachers Retirement System of Ohio
Teachers' Retirement System of the City of New York
Form D Directors # Filings # Firms 2011 - 2024
John Lewis 265
Patrick Agemian 108
Charles Thomas 156
Khalid Iton 108
CAV GP Ltd 96
Jeffrey Smith 197
Andrew Johnson 171
Joseph Amato 111
Anthony Tutrone 141
Bradley Tank 57
View All
EDGAR Form CIK 2011 - 2024
13F-NT [0001230440]
3 [0001230440]
4 [0001230440]
Form 3/4/5 Subject 2011 - 2024
Neuberger Berman Investment Advisers LLC
Jackson Credit Opportunities Fund
Getty Images Holdings, Inc.
Neuberger Berman Group LLC
Neuberger Berman Investment Advisers Holdings LLC
E2open Parent Holdings, Inc.
NB Crossroads Private Markets Fund VII Holdings LP
NB Crossroads Private Markets Fund VII LP
Neuberger Berman Next Generation Connectivity Fund Inc.
NB Private Markets Access Fund LLC
View All
Related Firms State AUM ($BB)
Neuberger Berman Investment Advisers LLC
NY 337.3
Neuberger Berman Europe Limited
79.4
Neuberger Berman Singapore PTE Limited
28.4
Neuberger Berman Loan Advisers LLC
IL 6.4
Neuberger Berman Asia Limited
6.2
Neuberger Berman Breton Hill ULC
A6 0.0
Neuberger Berman BD LLC
NY 0.0
Neuberger Berman Asset Management LLC
NY 0.0
Neuberger Berman Management LLC
NY 0.0
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405.2
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MA 282.0
Mackay Shields LLC
NY 139.1
Mercer Investments LLC
MA 129.8
Wilshire Advisors LLC
CA 94.9
Grantham Mayo van Otterloo & Co LLC
MA 63.4
LIDO Advisors LLC
CA 19.7
B Riley Wealth Advisors Inc
TN 7.6
Horizon Kinetics Asset Management LLC
NY 6.5
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