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| Keyboard |
| Professional Financial Management Inc
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|---|---|
| CRD # | 154016 |
| SEC # | 801-135207 |
| CIK # | 0002130270 |
| AUM | 115.5 M (2026-03-18) |
| Employees | 5 (60% Investors, 0% Brokers) |
| Phone | 920-687-2600 |
| Address | W6184 Aerotech Drive Appleton, WI 54914 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| RiverNorth Flexible Municipal Income Fund II Inc | 2.5 | ||
| PIMCO California Municipal Income Fund | 1.8 | ||
| PIMCO New York Municipal Income Fund II | 1.3 | ||
| RiverNorth Flexible Municipal Income Fund Inc | 1.0 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 126 | 51.0 |
| (b) Individuals (high net worth individuals) | 38 | 64.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 659 | 115.5 |
| By Discretionary | ||
| Discretionary | 553 | 100.8 |
| Non-Discretionary | 106 | 14.7 |
| Total | 659 | 115.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 115.5 | |
| Total | 659 | 115.5 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0002130270] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Clients | 164 |
| Serves | Retail |
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