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| Happy Holidays!! thanks for using AUM13F!! |
| Proficio Capital Partners LLC
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| CRD # | 269931 |
| SEC # | 801-106483 |
| CIK # | 0001654175 |
| AUM | $4.0 B (2025-06-11) |
| Employees | 21 (48% Investors, 0% Brokers) |
| Phone | 617-340-8425 |
| Address | 300 Washington Street Ste 951 Newton, MA 02458-1655 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| CIK | Period |
|---|---|
| 0001654175 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| iShares Comex Gold Trust | 138.4 | ||
| SPDR Gold Trust | 110.1 | ||
| Nvidia Corp | 43.2 | ||
| Microsoft Corp | 31.2 | ||
| iShares Bitcoin Trust | 27.9 | ||
| Apple Inc | 26.1 | ||
| Perth MINT Physical Gold ETF | 22.4 | ||
| Amazon Com Inc | 19.6 | ||
| Alphabet Inc | 13.4 | ||
| Lilly Eli & Co | 13.1 | ||
| Prev | Page 1 | Next | |||
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| Other | Proficio Clean Horizons Series of the Proficio Gateway Fund LLC | [2025-03-25] | 58.8 | 26.5 |
| HF | Proficio Canadian Alternative Real Estate Fund LP | [2023-03-31] | 0.4 | 42.7 |
| Other | Proficio Dynamic Balanced Fund LP | [2023-03-31] | 6.4 | 6.6 |
| Other | Proficio Long-Term Alternative Series of the Proficio Gateway Fund LLC | [2023-03-31] | 66.2 | 57.1 |
| RE | Proficio Motor Mart Garage Fund LP | [2023-03-31] | 5.0 | 1.5 |
| Other | Proficio Renew Green Energy Income LP | [2023-03-31] | 18.4 | 9.4 |
| VC | Proficio Special Investment 1 LP | [2023-03-31] | 5.0 | 5.0 |
| Other | Proficio Alternative Opportunities Fund | [2020-08-07] | 161.8 | 129.9 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 129 | 3.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 9 | 0.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 6 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 0.5 |
| (n) Other | 0 | 0.0 |
| Total | 1,302 | 4.0 |
| By Discretionary | ||
| Discretionary | 877 | 3.6 |
| Non-Discretionary | 425 | 0.4 |
| Total | 1,302 | 4.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.3 | |
| United States Persons | 3.6 | |
| Total | 1,302 | 4.0 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 | |
|---|---|---|---|---|
| Christopher Cherry | 48 | |||
| Allen Ambrose | 40 | |||
| Gordon Neal | 33 | |||
| Adrian Hobkirk | 25 | |||
| Chisaki Urata | 10 | |||
| Fernando Alcoceer | 9 | |||
| Matthew Wosk | 6 | |||
| Justin Sussman | 4 | |||
| Proficio Proficio Capital Partners LLC | 4 | |||
| Alison Xiao Tian | 2 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001654175] |
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|---|---|---|
|
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✚
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OH | 4.5 |
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True North Advisors LLC
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TX | 4.5 |
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Family Management Corporation
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NY | 4.4 |
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Altes Capital LLC
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NY | 3.1 |
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Cantor Fitzgerald Investment Advisors LP
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NY | 2.4 |
|
Wellesley Asset Management Inc
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NH | 2.1 |
|
Howard Financial Services Ltd
✚
|
TX | 1.4 |
|
Financial Management Professionals Inc
✚
|
TX | 1.1 |
|
NexWave Capital Partners LLC
✚
|
NY | 1.0 |
|
New Vernon Advisers LP
✚
|
NJ | 0.9 |