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| Ancora Advisors LLC
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| |
|---|---|
| CRD # | 124674 |
| SEC # | 801-61770 |
| CIK # | 0001446114 |
| AUM | $4.3 BB (2024-03-28) |
| Employees | 60 (60% Investors, 57% Brokers) |
| Phone | 216-825-4000 |
| Address | 6060 Parkland Boulevard Mayfield Heights, OH 44124 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| NSC | 54.0 | 0.2 | |
| AAPL | 2,382.8 | 0.1 | |
| BERY | 7.3 | 0.1 | |
| AVGO | 201.3 | 0.1 | |
| MSFT | 1,918.2 | 0.1 | |
| RBA | 6.9 | 0.1 | |
| GPRE | 1.6 | 0.1 | |
| JPM | 340.2 | 0.1 | |
| ETN | 51.6 | 0.1 | |
| ABBV | 269.5 | 0.1 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Ancora Catalyst SPV I LP - Series K | [2021-03-31] | 20.1 | 21.0 |
| HF | Ancora Catalyst SPV I LP - Series L | [2021-03-31] | 9.4 | 9.5 |
| HF | Ancora Catalyst SPV I LP - Series O | [2021-03-31] | 15.3 | 15.5 |
| HF | Ancora Catalyst SPV I LP - Series P | [2021-03-31] | 16.3 | 5.6 |
| RE | Ponfield Opportunity Fund LP | [2015-01-15] | 12.6 | 13.7 |
| HF | Aamaf LP | [2013-03-26] | 63.1 | 6.5 |
| HF | Birchwald Partners LP | [2013-03-26] | 64.0 | 0.0 |
| HF | Ancora Greater China Fund | [2012-03-22] | 25.7 | 0.0 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 153 | 0.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 13 | 0.4 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 0.3 |
| (g) Pension and profit sharing plans | 33 | 0.2 |
| (h) Charitable organizations | 35 | 0.2 |
| (i) State or municipal government entities | 22 | 0.3 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 5 | 0.1 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 59 | 2.6 |
| (n) Other | 0 | 0.0 |
| Total | 324 | 4.3 |
| By Discretionary | ||
| Discretionary | 16 | 2.0 |
| Non-Discretionary | 308 | 2.4 |
| Total | 324 | 4.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 4.3 | |
| Total | 324 | 4.3 |
| Limited Partners | 2011 - 2024 |
|---|---|
| New York State and Local Retirement System |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Ancora Alternatives LLC | 34 | ||
| Ancora Advisors LLC | 32 | ||
| Brian Hopkins | 8 | ||
| Denis Amato | 3 | ||
| Richard Barone | 4 | ||
| Ryan Hummer | 3 | ||
| John Micklitisch | 1 | ||
| John Micklitsch | 1 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001446114] | |
| 3 | [0001446114] | |
| 4 | [0001446114] | |
| SC 13D | [0001446114] | |
| SC 13G | [0001446114] |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
Ancora Advisors LLC
✚
|
OH | 4.3 |
|
Ancora Family Wealth Advisors LLC
✚
|
OH | 2.7 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Family Management Corporation
✚
|
NY | 3.6 |
|
True North Advisors LLC
✚
|
TX | 3.3 |
|
Highmore Capital LLC
✚
|
NY | 2.7 |
|
Wellesley Asset Management Inc
✚
|
NH | 2.1 |
|
Howard Financial Services Ltd
✚
|
TX | 1.3 |
|
NexWave Capital Partners LLC
✚
|
NY | 1.0 |
|
ANDA Asset Management Co Ltd
✚
|
1.0 | |
|
Financial Management Professionals Inc
✚
|
TX | 1.0 |
|
New Vernon Advisers LP
✚
|
NJ | 0.9 |
|
The Weil Company
✚
|
CA | 0.8 |