Ancora Advisors LLC

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Ancora Advisors LLC ✚
CRD #	124674
SEC #	801-61770
CIK #	0001446114
AUM	4,614.8 M (2026-03-31)
Employees	46 (59% Investors, 65% Brokers)
Phone	216-825-4000
Address	6060 Parkland Boulevard Mayfield Heights, OH 44124
Source	[IAPD] [EDGAR] [Website] [Twitter] [LinkedIn]

Total AUM ($B) Copy

Sector	Form 13F Holdings	Value ($B)
	LKQ Corp	0.2
	Apple Inc	0.1
	Americold Realty Trust	0.1
	Broadcom Inc	0.1
	Ritchie Bros Auctioneers Inc	0.1
	Microsoft Corp	0.1
	J P Morgan Chase & Co	0.1
	AbbVie Inc	0.1
	Eaton Corp Ltd	0.1
	Johnson & Johnson	0.1
View All

Holdings by Sector ($B)

Type	Form D Funds	Date	Sold	AUM
HF	Ancora Catalyst SPV I LP - Series K	[2021-03-31]	20.1 M	21.0 M
	Filed 2021-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Ancora Catalyst SPV I LP - Series L	[2021-03-31]	9.4 M	9.5 M
	Filed 2021-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Ancora Catalyst SPV I LP - Series O	[2021-03-31]	15.3 M	15.5 M
	Filed 2021-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Ancora Catalyst SPV I LP - Series P	[2021-03-31]	16.3 M	5.6 M
	Filed 2021-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
RE	Ponfield Opportunity Fund LP	[2015-01-15]	12.6 M	13.7 M
	Filed 2015-10-05 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Aamaf LP	[2013-03-26]	63.1 M	6.5 M
	Filed 2017-10-05 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Birchwald Partners LP	[2013-03-26]	64.0 M
	Filed 2018-01-26 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Ancora Greater China Fund	[2012-03-22]	25.7 M
	Filed 2016-10-05 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	148	0.4
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	13	0.7
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	4	0.3
(g) Pension and profit sharing plans	27	0.2
(h) Charitable organizations	37	0.3
(i) State or municipal government entities	23	0.3
(j) Other investment advisers	0	0.0
(k) Insurance companies	3	0.1
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	52	2.4
(n) Other	0	0.0
Total	307	4.6
By Discretionary
Discretionary	291	2.7
Non-Discretionary	16	2.0
Total	307	4.6
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		4.6
Total	307	4.6

Limited Partners	2011 - 2026
New York State and Local Retirement System

Form D Directors	Role	# Filings	# Firms
Ancora Alternatives LLC	Executive Officer, Promoter	39	3
Ancora Advisors LLC	Executive Officer, Promoter	32	3
Brian Hopkins	Executive Officer	8	3
Denis Amato	Executive Officer	3	3
Richard Barone	Executive Officer	4	2
Ryan Hummer	Executive Officer	3	1
John Micklitisch	Executive Officer	1	1
John Micklitsch	Executive Officer	1	1

EDGAR Form	CIK	2011 - 2026
13F-HR	[0001446114]
3	[0001446114]
4	[0001446114]
SC 13D	[0001446114]
SC 13G	[0001446114]

Form 13D/13G Filer	Form 13D/13G Subject	Filed
Ancora Advisors LLC	Magnera Corp	[2026-02-13]
Ancora Advisors LLC	Magnera Corp	[2025-01-07]
Ancora Advisors LLC	Middlefield Banc Corp	[2023-01-05]
Ancora Advisors LLC	Ampco Pittsburgh Corp	[2022-01-07]
Ancora Advisors LLC	Middlefield Banc Corp	[2021-11-10]
Ancora Advisors LLC	Middlefield Banc Corp	[2021-11-01]
Ancora Advisors LLC	Green Plains Inc	[2021-08-09]
Ancora Advisors LLC	Potbelly Corp	[2021-02-19]
Ancora Advisors LLC	Forward Air Corp	[2020-12-28]
Ancora Advisors LLC	MACE Security International Inc	[2020-07-30]
View All

Firm Profile (Form ADV)
Discretionary AUM	$1.5B
Serves	Institutional, Retail
Fund Types	Hedge Fund, Real Estate
LEI	549300S3TCYN5UKIPQ04

Form 3/4/5 Subject	2011 - 2026
Chadwick James M
Adams Natural Resources Fund Inc
Ancora Advisors LLC
DiSanto Frederick D
Ancora Catalyst SPV I SPC Ltd - Segregated Portfolio C
Ancora Catalyst LP
Former BL Stores Inc
Ancora Impact Fund LP
Ancora Merlin Institutional LP
Ancora Merlin LP
View All

Insider Transaction (Form 3/4/5)	Date	Action	Shares	Price	Value ($)
Former BL Stores Inc BIG Call Options (right to buy) · derivative	2020-04-14	Sell	216	$1.82	393
Former BL Stores Inc BIG Call Options (right to buy) · derivative	2020-04-14	Option exercise	849	$0.00
Former BL Stores Inc BIG Call Options (right to buy) · derivative	2020-04-14	Sell	17	$1.82	31
Former BL Stores Inc BIG Call Options (right to buy) · derivative	2020-04-14	Option exercise	623	$0.00
Former BL Stores Inc BIG Call Options (right to buy) · derivative	2020-04-14	Sell	297	$1.82	541
Former BL Stores Inc BIG Call Options (right to buy) · derivative	2020-04-14	Sell	236	$1.82	430
Former BL Stores Inc BIG Common Stock $0.01 par value	2020-04-14	Option exercise	58,900	$17.50	1,030,750
Former BL Stores Inc BIG Common Stock $0.01 par value	2020-04-14	Option exercise	4,900	$17.50	85,750
Former BL Stores Inc BIG Call Options (right to buy) · derivative	2020-04-14	Option exercise	84	$0.00
Former BL Stores Inc BIG Call Options (right to buy) · derivative	2020-04-14	Option exercise	681	$0.00
Former BL Stores Inc BIG Call Options (right to buy) · derivative	2020-04-14	Option exercise	589	$0.00
Former BL Stores Inc BIG Call Options (right to buy) · derivative	2020-04-14	Option exercise	49	$0.00
Former BL Stores Inc BIG Call Options (right to buy) · derivative	2020-04-14	Sell	30	$1.82	55
Former BL Stores Inc BIG Common Stock $0.01 par value	2020-04-14	Option exercise	68,100	$17.50	1,191,750
Former BL Stores Inc BIG Common Stock $0.01 par value	2020-04-14	Option exercise	8,400	$17.50	147,000
Former BL Stores Inc BIG Common Stock $0.01 par value	2020-04-14	Option exercise	84,900	$17.50	1,485,750
Former BL Stores Inc BIG Common Stock $0.01 par value	2020-04-14	Option exercise	62,300	$17.50	1,090,250
Former BL Stores Inc BIG Call Options (right to buy) · derivative	2020-04-14	Sell	204	$1.82	371
Former BL Stores Inc BIG Call Options (right to buy) · derivative	2020-04-13	Sell	589	$1.82	1,072
Former BL Stores Inc BIG Call Options (right to buy) · derivative	2020-04-13	Sell	84	$1.82	153
showing 20 of 85 most recent transactions

Related Firms	State	AUM
Ancora Advisors LLC ✚	OH	4,614.8 M
Ancora Family Wealth Advisors LLC ✚	OH

Comparable Firms	State	AUM
True North Advisors LLC ✚	TX	5,422.7 M
Family Manage LLC ✚	NY	5,313.5 M
Proficio Capital Partners LLC ✚	MA	5,266.1 M
MCF Advisors LLC ✚	KY	4,684.5 M
Cantor Fitzgerald Investment Advisors LP ✚	NY	3,240.0 M
Altes Capital LLC ✚		3,189.3 M
Wellesley Asset Management Inc ✚	NH	1,991.3 M
Howard Financial Services Ltd ✚	TX	1,401.8 M
Financial Management Professionals Inc ✚	TX	1,340.1 M
ANDA Asset Management Co Ltd ✚		1,226.1 M

Ancora Advisors LLC

Assets, Funds, Holdings